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Original filing (PDF)20251012183704NAL0000863712001

THE CLEVELAND CLINIC FOUNDATION

Form 5500
FILING_RECEIVED
CLEVELAND CLINIC SAVINGS AND INVESTMENT PLAN
403(b) retirement plan
Signals · 2
No recordkeeper disclosed40 service providers
Active participants
68,206
Accounts w/ balance
82,598
Plan assets (EOY)
$9.2B
Net assets (EOY)
$9.2B
How this plan invests
This plan
2 pooled trusts
Schedule D
247 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
  • No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE CLEVELAND CLINIC FOUNDATION.
Plan sponsor
Name
THE CLEVELAND CLINIC FOUNDATION
EIN
34-0714585
Address
9500 EUCLID AVENUE AC-244 · CLEVELAND, OH · 441950001
Phone
(216) 448-0801
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-12
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
Trustee phone

Service providers (Schedule C)

40 rows
Advisor / Consultant
39
NameEINLocationRelationDirect compIndirect comp
KEY PRIVATE BANK34-0797057INVESTMENT ADVISOR$1.6M
STRATEGIC ADVISORS, INC.04-2654524ADVISOR$1.1M
CLS INVESTMENTS LLC32-0070947INVESTMENT ADVISOR$505K
SEQUOIA FINANCIAL ADVISORS27-7729029INVESTMENT ADVISOR$207K
STRATOS WEALTH ADVISORS LLC30-2781674INVESTMENT ADVISOR$156K
WILLIS TOWERS WATSONCLEVELAND, OHACTUARIAL$139K
LARSON FINANCIAL GROUP, LLC20-4773945INVESTMENT ADVISOR$129K
CARNEGIE INVESTMENT COUNSEL26-4766975INVESTMENT ADVISOR$103K
STRATEGIC WEALTH PARTNERS26-2328809INVESTMENT ADVISOR$89K
PRASAD WEALTH PARTNERSINDEPENDENCE, OHINVESTMENT ADVISOR$86K
POTOMAC FUND MANAGEMENT, INC.52-1542454INVESTMENT ADVISOR$81K
STRATOS WEALTH PARTNERS27-5273468INVESTMENT ADVISOR$81K
LINEWEAVER WEALTH ADVISORS LLC47-1966492INVESTMENT ADVISOR$81K
FAIRPORT, LLC26-1094814INVESTMENT ADVISOR$79K
GRIES FINANCIAL CORPORATION34-1891243INVESTMENT ADVISOR$77K
COMMONWEALTH FINANCIAL NETWORK04-2675571INVESTMENT ADVISOR$70K
ASSETMARK, INC.25-1724474INVESTMENT ADVISOR$64K
ABSOLUTE CAPITAL MGMT, LLC25-1879568INVESTMENT ADVISOR$46K
B RILEY WEALTH ADVISORS62-1518255INVESTMENT ADVISOR$44K
SIGNATURE INVESTMENT ADVISORSLOS ANGELES, CAINVESTMENT ADVISOR$39K
FSM WEALTH ADVISORS LLCBEACHWOOD, OHINVESTMENT ADVISOR$36K
ANCORA FAMILY WEALTH41-2071875INVESTMENT ADVISOR$34K
BEACON FINANCIAL ADVISORS, LLC47-2589461INVESTMENT ADVISOR$29K
LPL FINANCIAL - RETIREMENT PARTNERS95-2834236INVESTMENT ADVISOR$27K
PEAK WEALTH SOLUTIONS INC34-1914557INVESTMENT ADVISOR$24K
FLEXIBLE PLAN INVESTMENTS38-2340348INVESTMENT ADVISOR$22K
ELIOS FINANCIAL GROUP INC34-1777861INVESTMENT ADVISOR$17K
ESSEX PRIVATE WEALTH MANAGEMENT26-4471994INVESTMENT ADVISOR$15K
CAPITAL ANALYSTS INCFORT WASHINGTON, PAINVESTMENT ADVISOR$14K
ARBOR POINT ADVISORS,LLC46-1050183INVESTMENT ADVISOR$13K
ABOUND WEALTH MANAGEMENTFRANKLIN, TNINVESTMENT ADVISOR$11K
PATHFINDER WEALTH ADVISORS47-2098858INVESTMENT ADVISOR$10K
SIGMA PLANNING CORP.38-2472558INVESTMENT ADVISOR$9K
MAI WEALTH ADVISORS, LLC61-1495162INVESTMENT ADVISOR$9K
LINCOLN INVESTMENT PLANNING23-1702591INVESTMENT ADVISOR$8K
BFC PLANNING, INCCEDAR RAPIDS, IAINVESTMENT ADVISOR$8K
CADARET GRANT & CO14-5500852INVESTMENT ADVISOR$6K
CAMBRIDGE INVESTMENT RESEARCH20-1665305INVESTMENT ADVISOR$6K
2 KNIGHTS WEALTH MGMT LLC84-4165576INVESTMENT ADVISOR$6K
Accountant / Auditor
1
NameEINLocationRelationDirect compIndirect comp
CBIZ CPAS P.C.AKRON, OHAUDIT$31K

Investments

243 direct securities · 2 pooled funds· $9.2B(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Uncategorized
$9.2B
240 holdings
Guaranteed Income / GIC
$27.4M
1 holding
Pooled Separate Account
$277K
2 holdings
Mutual Funds
$71K
1 holding
Pooled Separate Accounts
$67K
1 holding
PIInvestmentTypeShares / unitsCostCurrent value% of plan
Fidelity Management Trust Company VANG INST INDEX PLUS A$864.5M9.4%
Fidelity Management Trust Company BLKRK LP IDX RTMT K A$657.0M7.1%
Fidelity Management Trust Company FID CONTRAFUND K6 A$619.0M6.7%
Fidelity Management Trust Company BLKRK LP IDX 2030 K A$617.1M6.7%
Fidelity Management Trust Company BLKRK LP IDX 2040 K A$577.2M6.3%
Fidelity Management Trust Company BLKRK LP IDX 2035 K A$571.7M6.2%
Fidelity Management Trust Company BLKRK LP IDX 2050 K A$541.1M5.9%
Fidelity Management Trust Company BLKRK LP IDX 2045 K A$523.0M5.7%
Self-directed Brokerage Accounts * Fidelity Management Trust Company FIDELITY BROKERAGELINK ACCOUNTS A$462.5M5.0%
Fidelity Management Trust Company BLKRK LP IDX 2055 K A$402.7M4.4%
Fidelity Management Trust Company HARBOR CAP APP RET A$331.8M3.6%
Empower Annuity Insurance Company of America EMPOWER GIA A$311.0M3.4%
Fidelity Management Trust Company DODGE & COX STOCK X A$264.0M2.9%
Fidelity Management Trust Company J H FLEXIBLE BOND N A$216.1M2.3%
Fidelity Management Trust Company BLKRK LP IDX 2060 K A$193.6M2.1%
Fidelity Management Trust Company VANG TOT INTL STK IP A$184.5M2.0%
Fidelity Management Trust Company VANG EXT MKT IDX ISP A$177.3M1.9%
Fidelity Management Trust Company WM BLAIR SMDCP GR R6 A$166.1M1.8%
Fidelity Management Trust Company VANG TOT BD MK IS PL A$163.6M1.8%
Fidelity Management Trust Company GS GQG INTL OPPS R6 A$161.4M1.8%
Fidelity Management Trust Company FIMM TREAS ONLY INST A$156.0M1.7%
Fidelity Management Trust Company FID BLUE CHIP GR K A$112.0M1.2%
Participant Loans February 2039 -0-$67.5M0.7%
Fidelity Management Trust Company FID GROWTH CO K A$67.0M0.7%
Fidelity Management Trust Company JH DISCPL VALUE R6 A$58.7M0.6%
The Lincoln National Life Insurance Company GUARANTEED INVESTMENT CONTRACT A$51.0M0.6%
Fidelity Management Trust Company TRP SHORT TERM BD I A$48.6M0.5%
Fidelity Management Trust Company BLKRK LP IDX 2065 K A$46.0M0.5%
Fidelity Management Trust Company FID MAGELLAN K A$45.1M0.5%
Fidelity Management Trust Company FID DIVERSFD INTL K6 A$42.3M0.5%
Fidelity Management Trust Company WASATCH SM CAP GR IS A$41.3M0.4%
Fidelity Management Trust Company FID OTC K A$36.7M0.4%
Fidelity Management Trust Company DFA US TARGET VALUE A$34.7M0.4%
MetLife FIXED - OLD A
Guaranteed Income / GIC
$27.4M0.3%
Fidelity Management Trust Company FID LOW PRICED STK K A$22.6M0.2%
Fidelity Management Trust Company FID STR REAL RET K6 A$19.0M0.2%
Fidelity Management Trust Company FID GROWTH & INC K A$18.7M0.2%
Fidelity Management Trust Company FID EQUITY INCOME K A$17.1M0.2%
Fidelity Management Trust Company FID GROWTH STRAT K A$15.5M0.2%
Fidelity Management Trust Company FID DIVIDEND GR K A$14.6M0.2%
Fidelity Management Trust Company FID FUND K A$13.9M0.2%
Fidelity Management Trust Company FID SEL SEMICONDUCT A$12.0M0.1%
Fidelity Management Trust Company FID NEW MILLEN A$10.7M0.1%
Fidelity Management Trust Company FID SEL HEALTHCARE A$10.7M0.1%
Fidelity Management Trust Company FID SEL TECHNOLOGY A$8.8M<0.1%
Fidelity Management Trust Company FID VALUE K A$6.9M<0.1%
Fidelity Management Trust Company FID LARGE CAP STOCK A$6.3M<0.1%
Fidelity Management Trust Company FID SEL SOFTWARE A$6.2M<0.1%
Fidelity Management Trust Company FID MID CAP STOCK K A$6.1M<0.1%
Fidelity Management Trust Company FID SEL BIOTECH A$5.4M<0.1%
Fidelity Management Trust Company J H OVERSEAS T A$5.3M<0.1%
Fidelity Management Trust Company J H GLB RESEARCH T A$5.1M<0.1%
Fidelity Management Trust Company FID LEVERGD CO STK K A$5.0M<0.1%
Fidelity Management Trust Company VRS SMALL CAP GRTH A$4.1M<0.1%
Fidelity Management Trust Company FID SEL MED TECH&DV A$3.9M<0.1%
Fidelity Management Trust Company FID DISCIPLND EQ K A$3.7M<0.1%
Fidelity Management Trust Company GABELLI ASSET AAA A$3.6M<0.1%
Fidelity Management Trust Company FID SM CAP DISCOVERY A$3.5M<0.1%
Fidelity Management Trust Company PGIM J GROWTH Z A$3.5M<0.1%
Fidelity Management Trust Company FID OVERSEAS K A$3.2M<0.1%
Fidelity Management Trust Company PGIM J FOCUS VAL Z A$3.1M<0.1%
Fidelity Management Trust Company FID FOCUSED STOCK A$3.1M<0.1%
Fidelity Management Trust Company FID SEL TEC HARDWARE A$2.8M<0.1%
Fidelity Management Trust Company FID GROWTH DISC K A$2.7M<0.1%
Fidelity Management Trust Company FID CAP APPREC K A$2.6M<0.1%
Fidelity Management Trust Company FID CAPITAL & INCOME A$2.5M<0.1%
Fidelity Management Trust Company FID SMALL CAP STOCK A$2.4M<0.1%
Fidelity Management Trust Company FID WORLDWIDE A$2.4M<0.1%
Fidelity Management Trust Company FID EQ DIV INCOME K A$2.3M<0.1%
Fidelity Management Trust Company FID SEL DEFENSE A$2.3M<0.1%
Fidelity Management Trust Company FID HIGH INCOME A$2.2M<0.1%
The Lincoln National Life Insurance Company LVIP SSGA S&P 500 INDEX A$2.2M<0.1%
The Lincoln National Life Insurance Company FIDELITY GROWTH PORTFOLIO A$2.1M<0.1%
Fidelity Management Trust Company FIDELITY GOVT INCOME A$2.1M<0.1%
Fidelity Management Trust Company FID STK SEL SM CAP A$2.1M<0.1%
Fidelity Management Trust Company FID EXTD MKT IDX A$2.1M<0.1%
Fidelity Management Trust Company FID SMALL CAP GROWTH A$2.0M<0.1%
Fidelity Management Trust Company FID REAL ESTATE INVS A$2.0M<0.1%
Fidelity Management Trust Company FID SEL CONS STAPLES A$2.0M<0.1%
Fidelity Management Trust Company FID INTL DISCOVERY K A$1.9M<0.1%
Fidelity Management Trust Company GABELLI VALUE 25 A$1.9M<0.1%
Fidelity Management Trust Company FID SEL LEISURE A$1.8M<0.1%
Fidelity Management Trust Company FID SMALL CAP VALUE A$1.8M<0.1%
Fidelity Management Trust Company FID MID CAP VALUE A$1.8M<0.1%
Fidelity Management Trust Company FID NASDAQ COMP INDX A$1.8M<0.1%
Fidelity Management Trust Company FID SEL ENERGY A$1.7M<0.1%
Fidelity Management Trust Company FID CHINA REGION A$1.6M<0.1%
Fidelity Management Trust Company FID SEL CHEMICALS A$1.6M<0.1%
Fidelity Management Trust Company PGIM J BLEND Z A$1.6M<0.1%
Fidelity Management Trust Company FID STKSEL LGCAP VAL A$1.6M<0.1%
VALIC FIXED INTEREST A$1.5M<0.1%
Fidelity Management Trust Company FID STOCK SELECTOR K A$1.5M<0.1%
Fidelity Management Trust Company FID NEW MARKETS INC A$1.4M<0.1%
Fidelity Management Trust Company FID INTERMED BOND A$1.4M<0.1%
Fidelity Management Trust Company FID INTL INDEX A$1.4M<0.1%
Fidelity Management Trust Company TEMPLETON DEV MKTS A$1.4M<0.1%
Fidelity Management Trust Company FID GNMA A$1.3M<0.1%
Fidelity Management Trust Company FID CANADA A$1.3M<0.1%
Fidelity Management Trust Company FID SEL PHARMACEUTCL A$1.3M<0.1%
Fidelity Management Trust Company FID SEL HTH CARE SVC A$1.3M<0.1%
Fidelity Management Trust Company FID CONVERTIBLE SEC A$1.1M<0.1%
Fidelity Management Trust Company FID TREND A$1.1M<0.1%
Fidelity Management Trust Company FID SEL UTILITIES A$1.1M<0.1%
Fidelity Management Trust Company FID EUROPE A$1.0M<0.1%
Fidelity Management Trust Company FID EMERGING MKTS K A$955K<0.1%
Fidelity Management Trust Company FIDELITY FINANCIALS A$897K<0.1%
Fidelity Management Trust Company FID SEL TELECOMM A$885K<0.1%
Fidelity Management Trust Company FID SEL RETAILING A$842K<0.1%
Fidelity Management Trust Company FID SEL ENT TECH SVC A$835K<0.1%
Fidelity Management Trust Company FID INTL SMALL CAP A$820K<0.1%
Fidelity Management Trust Company FID VALUE STRAT K A$810K<0.1%
Fidelity Management Trust Company FID SEL GOLD A$786K<0.1%
Fidelity Management Trust Company FID INTL GROWTH A$784K<0.1%
Principal Life Insurance Company of America PRINCIPAL FINANCIAL (403B) A$719K<0.1%
VALIC FIXED ACCOUNT PLUS A$629K<0.1%
Fidelity Management Trust Company PGIM QS INTL EQ Z A$608K<0.1%
Fidelity Management Trust Company FID NATURAL RES A$600K<0.1%
Fidelity Management Trust Company FID TELECOM & UTIL A$591K<0.1%
Fidelity Management Trust Company FID PACIFIC BASIN A$580K<0.1%
The Lincoln National Life Insurance Company LVIP SSGA SMALL-CAP INDEX A$544K<0.1%
Fidelity Management Trust Company FID TOTAL BOND A$522K<0.1%
Fidelity Management Trust Company FID SEL INDUSTRIALS A$507K<0.1%
Fidelity Management Trust Company FID EMERGING ASIA A$502K<0.1%
Fidelity Management Trust Company FID STRAT DIV & INC A$488K<0.1%
Fidelity Management Trust Company FID INTL VALUE A$486K<0.1%
Fidelity Management Trust Company FID SEL BROKERAGE A$482K<0.1%
VALIC STOCK INDEX FUND A$472K<0.1%
Fidelity Management Trust Company FID BLUE CHIP VALUE A$451K<0.1%
Fidelity Management Trust Company FID SEL MATERIALS A$450K<0.1%
Fidelity Management Trust Company FID SEL BANKING A$427K<0.1%
VALIC MID CAP INDEX FUND A$413K<0.1%
Fidelity Management Trust Company FID SEL TRANSPORT A$403K<0.1%
Fidelity Management Trust Company FID VALUE DISCOV K A$399K<0.1%
Fidelity Management Trust Company FID MEGA CAP STOCK A$382K<0.1%
The Lincoln National Life Insurance Company FIDELITY ASSET MANAGER A$342K<0.1%
Fidelity Management Trust Company FID SEL CONS DISCR A$325K<0.1%
Fidelity Management Trust Company FID LT TR BD IDX A$322K<0.1%
Fidelity Management Trust Company FID SEL WIRELESS A$320K<0.1%
Fidelity Management Trust Company FID EMRG MKTS IDX A 569 * Fidelity Management Trust Company FID ENV ALT ENERGY A$295K<0.1%
Fidelity Management Trust Company FID SEL FINTECH A$287K<0.1%
Fidelity Management Trust Company FID NORDIC A$281K<0.1%
The Lincoln National Life Insurance Company LVIP T. ROWE PRICE STRUCTURED A$280K<0.1%
The Lincoln National Life Insurance Company FIDELITYVIP FREEDOM TARGET2030 A 498 * The Lincoln National Life Insurance Company FIDELITYVIP FREEDOM TARGET2035 A 520 The Lincoln National Life Insurance Company JANUS HENDERSON GLB RESEARCH A$279K<0.1%
Fidelity Management Trust Company FID INTL REAL ESTATE A$261K<0.1%
Fidelity Management Trust Company FID INTM GOVT INCOME A$257K<0.1%
Fidelity Management Trust Company PGIM TOTAL RTN BD Z A$256K<0.1%
Fidelity Management Trust Company FID INTL CAP APPREC A$241K<0.1%
Fidelity Management Trust Company FID EMERGING MKTS A$239K<0.1%
Fidelity Management Trust Company FID SEL CONSTR/HOUSE A$227K<0.1%
Fidelity Management Trust Company FID SEL INSURANCE A$224K<0.1%
The Lincoln National Life Insurance Company FIDELITY CONTRAFUND PORTFOLIO A$182K<0.1%
The Lincoln National Life Insurance Company AMERICAN FUNDS GROWTH FUND A$181K<0.1%
Fidelity Management Trust Company FID JAPAN SMALL CO A$175K<0.1%
The Lincoln National Life Insurance Company LVIP MACQUARIE SOCIAL AWRN FD A$175K<0.1%
Fidelity Management Trust Company FID SEL AUTOMOTIVE A$161K<0.1%
VARIABLE ANNUITY ACCOUNT C
VOYA RETIREMENT INSURANCE AND ANNUITY COMPANY · EIN 71-0294708 / PN 000
Pooled Separate Account
$152K<0.1%
Fidelity Management Trust Company FID MORTGAGE SEC A$142K<0.1%
The Lincoln National Life Insurance Company LVIP AM CENTURY BAL FD A$141K<0.1%
Fidelity Management Trust Company FID CORPORATE BOND A$140K<0.1%
The Lincoln National Life Insurance Company LVIP BARON GRTH OPPORTUNITIES A$138K<0.1%
VALIC ARIEL FUND A$130K<0.1%
VALIC VANGUARD WINDSOR II A$129K<0.1%
SEPARATE ACCOUNTS
VOYA RETIREMENT INS AND ANNUITY CO · EIN 71-0294708 / PN 000
Pooled Separate Account
$125K<0.1%
Fidelity Management Trust Company FID INTL SM CAP OPP A$122K<0.1%
VALIC INTERNATIONAL VALUE FUND A$115K<0.1%
VALIC SYSTEMATIC GROWTH FUND A$111K<0.1%
VALIC SCIENCE & TECHNOLOGY FUND A$98K<0.1%
Fidelity Management Trust Company FID JAPAN A$94K<0.1%
VALIC INTERNATIONAL GROWTH FUND A$93K<0.1%
VALIC VANGUARD WELLINGTON FUND INC A$92K<0.1%
VALIC ARIEL APPRECIATION FUND A$87K<0.1%
Fidelity Management Trust Company FID SEL COMM SERV A$86K<0.1%
VALIC SHORT TERM FIXED ACCOUNT A$85K<0.1%
VALIC GROWTH FUND A$83K<0.1%
The Lincoln National Life Insurance Company T. ROWE PRICE INT'L STOCK A$83K<0.1%
VALIC SMALL CAP GROWTH FUND A$81K<0.1%
VALIC SMALL CAP INDEX FUND A$78K<0.1%
Fidelity Management Trust Company FID TOTAL INTL EQ A$75K<0.1%
and Variable Annuity Contracts The Lincoln National Life Insurance Company AB VPS SUST GL THEMATIC PORT A 698 The Lincoln National Life Insurance Company AMERICAN FUNDS GLOBAL GROWTH A
Mutual Funds
$71K<0.1%
Fidelity Management Trust Company FID GLB COMDTY STK A$67K<0.1%
s * Voya Retirement Insurance and Annuity Co VOYA GROWTH AND INCOME PORT I A
Pooled Separate Accounts
$67K<0.1%
VALIC SMALL CAP SPECIAL VALUE FUND A$63K<0.1%
VALIC MID CAP STRATEGIC GWTH A$57K<0.1%
VALIC MID CAP VALUE FUND A$56K<0.1%
VALIC SYSTEMATIC CORE FUND A$55K<0.1%
Fidelity Management Trust Company FID FOCUSED HIGH INC A$53K<0.1%
VALIC NASDAQ-100(R) INDEX FUND A$49K<0.1%
VALIC LARGE CAPITAL GROWTH A$48K<0.1%
VALIC VC I CONSERV GROWTH LIFESTYLE A$43K<0.1%
VALIC MODERATE GROWTH LIFESTYLE A$42K<0.1%
The Lincoln National Life Insurance Company AMERICAN FUNDS GROWTH-INCOME A$42K<0.1%
The Lincoln National Life Insurance Company NB AMT SUSTAINABLE EQ PORT A$41K<0.1%
The Lincoln National Life Insurance Company LVIP MACQUARIE SMID CP COR FD A$41K<0.1%
VALIC DIVIDEND VALUE A$37K<0.1%
VALIC INTL SOCIALLY RESPONSIBLE FUND A$35K<0.1%
VALIC ASSET ALLOCATION FUND A$33K<0.1%
Fidelity Management Trust Company PGIM GOVT INCOME Z A$31K<0.1%
Voya Retirement Insurance and Annuity Co VY TRWPR DIVR MDCP GR PT I A$31K<0.1%
The Lincoln National Life Insurance Company LVIP MACQUARIE US REIT FUND A$29K<0.1%
VALIC INTERNATIONAL GOVERNMENT BOND A$23K<0.1%
Showing top 200 of 245 investments by value.