First Allied Securities

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

1,283

Total plan assets

$70.5M

Filings (rows)

Direct comp

$57K

Indirect comp

$64K

Showing only "FIRST ALLIED SECURITIES"

View all 6 variants aggregated →

FIRST ALLIED SECURITIES22 FIRST ALLIED ADVISORY SERVICES18 FIRST ALLIED3 FIRST ALLIED ADVISORY SVCS2 FIRST ALLIED ADVISORY SERVICES IN1 FIRST ALLIED ADVISORY SEVICES1

SERVICES PROVIDED

Advisor / Consultant15

Broker4

Other service providers3

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Plans served

All 4 plans

Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
United States Information Systems, Inc. US Information Systems 401(k) Plan · all filings	PEARL RIVER, NY	Advisor / Consultant	469	$47.4M	$57K	$0
Telamon Corporation Telamon Corporation Tax Sheltered Retirement Plan · all filings	RALEIGH, NC	Other service providers	616	$21.2M	$0	$30K
Warabeya U.S.A., Inc., DBA Tokyo Warabeya U.S.A., Inc. 401(k) Plan · all filings	WAIPAHU, HI	Advisor / Consultant	198	$1.9M	$0	$0
Fiskars Living US, LLC Fiskars Living US, LLC 401(k) Plan · all filings	WALL, NJ	Advisor / Consultant	0	$0	$0	$34K