First Allied Securities

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

6,433

Total plan assets

$583.0M

Filings (rows)

Direct comp

$175K

Indirect comp

$296K

Showing only "FIRST ALLIED SECURITIES"

View all 6 variants aggregated →

FIRST ALLIED SECURITIES22 FIRST ALLIED ADVISORY SERVICES18 FIRST ALLIED3 FIRST ALLIED ADVISORY SVCS2 FIRST ALLIED ADVISORY SERVICES IN1 FIRST ALLIED ADVISORY SEVICES1

SERVICES PROVIDED

Advisor / Consultant15

Broker4

Other service providers3

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Plans served

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Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Omnivision Technologies, Inc. Omnivision Technologies 401(k) Plan · all filings	SANTA CLARA, CA	Advisor / Consultant	530	$158.1M	$0	$0
Omnivision Technologies, Inc. Omnivision Technologies 401(k) Plan · all filings	SANTA CLARA, CA	Advisor / Consultant	542	$126.5M	$0	$0
United States Information Systems, Inc. US Information Systems 401(k) Plan · all filings	PEARL RIVER, NY	Advisor / Consultant	469	$47.4M	$57K	$0
United States Information Systems, Inc. US Information Systems 401(k) Plan · all filings	PEARL RIVER, NY	Advisor / Consultant	458	$43.7M	$67K	$0
United States Information Systems, Inc. US Information Systems 401(k) Plan · all filings	PEARL RIVER, NY	Advisor / Consultant	462	$37.4M	$0	$22K
Advanced TURF Solutions, Inc. Advanced TURF Solutions 401(k) Plan · all filings	FISHERS, IN	Advisor / Consultant	350	$25.5M	$12K	$0
Bradford & Barthel, LLP Bradford & Barthel 401(k) Profit Sharing Plan and Trust · all filings	SACRAMENTO, CA	Advisor / Consultant	195	$22.8M	$0	$57K
MCNC MCNC Retirement Plan · all filings	RESEARCH TRIANGLE PA, NC	Broker	117	$22.1M	$0	$10K
Telamon Corporation Telamon Corporation Tax Sheltered Retirement Plan · all filings	RALEIGH, NC	Other service providers	616	$21.2M	$0	$30K
Advanced TURF Solutions, Inc. Advanced TURF Solutions 401(k) Plan · all filings	FISHERS, IN	Advisor / Consultant	330	$19.0M	$41K	$0
Rock Paper Scissors, LLC Rock Paper Scissors, LLC 401(k) Profit Sharing Plan · all filings	SANTA MONICA, CA	Advisor / Consultant	143	$12.5M	$0	$41K
Planned Parenthood South Atlantic Planned Parenthood South Atlantic 403(b) Plan · all filings	RALEIGH, NC	Broker	349	$8.7M	$0	$22K
PURE Flow, Inc. PURE Flow, Inc. Employees' 401(k) Profit Sharing Plan · all filings	GRAHAM, NC	Advisor / Consultant	129	$7.5M	$0	$18K
Planned Parenthood South Atlantic Planned Parenthood South Atlantic 403(b) Plan · all filings	RALEIGH, NC	Broker	333	$7.2M	$0	$17K
MAKE the Road New York MAKE the Road New York 401(k) Profit Sharing Plan and Trust · all filings	BROOKLYN, NY	Advisor / Consultant	302	$7.0M	$0	$15K
Piggly Wiggly Central, Inc. McLeod Piggly Wiggly 401(k) Plan · all filings	SUMTER, SC	Other service providers	258	$5.9M	$0	$15K
Reliance Vitamin, LLC Reliance Vitamin, LLC 401(k) Plan · all filings	EDISON, NJ	Other service providers	138	$3.5M	$0	$7K
LEAP Group Holdings, Inc. LEAP Group Holdings, Inc. 401(k) Plan · all filings	JERSEY CITY, NJ	Broker	154	$2.6M	$0	$8K
Warabeya U.S.A., Inc., DBA Tokyo Warabeya U.S.A., Inc. 401(k) Plan · all filings	WAIPAHU, HI	Advisor / Consultant	198	$1.9M	$0	$0
Warabeya U.S.A., Inc., DBA Tokyo Warabeya U.S.A., Inc. 401(k) Plan · all filings	WAIPAHU, HI	Advisor / Consultant	184	$1.5M	$0	$0
Warabeya U.S.A., Inc., DBA Tokyo Warabeya U.S.A., Inc. 401(k) Plan · all filings	WAIPAHU, HI	Advisor / Consultant	176	$1.1M	$0	$0
Fiskars Living US, LLC Fiskars Living US, LLC 401(k) Plan · all filings	WALL, NJ	Advisor / Consultant	0	$0	$0	$34K