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Original filing (PDF)20251014151109NAL0003124449002
UNITED STATES INFORMATION SYSTEMS, INC.
Form 5500
FILING_RECEIVED
US INFORMATION SYSTEMS 401(K) PLAN
401(k) retirement plan
Active participants
469
Accounts w/ balance
647
Plan assets (EOY)
$47.4M
Net assets (EOY)
$47.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNITED STATES INFORMATION SYSTEMS, INC..
Plan sponsor
Name
UNITED STATES INFORMATION SYSTEMS, INC.
EIN
13-3479936
Address
35 WEST JEFFERSON AVENUE · PEARL RIVER, NY · 10965
Phone
(845) 358-7755
Industry
Electrical Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GRASSI & CO. CPAS PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC | 13-3036745 | — | RECORDKEEPER | $73K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST ALLIED SECURITIES INC | 20-4181701 | SAN DIEGO, CA | ADVISOR | $57K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA RETIREMENT PLAN SPECIALISTS | 94-2779761 | — | PLAN ADMINISTRATOR | $32K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GRASSI & CO | 11-3266576 | — | ACCOUNTANT/AUDITOR | $26K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP BROKER- DEALER | 22-3319984 | — | 0 | — | — |
Investments
43 direct securities · 2 pooled funds· $47.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$45.4M
43 holdings
Common Collective Trust
$2.0M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Advisor FA FREEDOM 2030 A | — | — | — | $5.5M | 11.7% | |
| Fidelity Advisor FA FREEDOM 2035 A | — | — | — | $5.5M | 11.5% | |
| Fidelity Advisor FA FREEDOM 2040 | — | — | — | $4.4M | 9.3% | |
| Fidelity Advisor FA TECHNOLOGY I | — | — | — | $2.8M | 6.0% | |
| Fidelity Advisor FA FREEDOM 2055 A | — | — | — | $2.4M | 5.1% | |
| Fidelity Advisor FA FREEDOM 2025 A | — | — | — | $2.4M | 5.1% | |
| Fidelity Advisor FID 500 INDEX | — | — | — | $2.1M | 4.5% | |
| PUTNAM STABLE VALUE 25 PUTNAM INVESTMENTS · EIN 04-3022712 / PN 026 | Common Collective Trust | — | — | $2.0M | 4.2% | |
| Fidelity Advisor FA FREEDOM 2050 A | — | — | — | $1.8M | 3.9% | |
| Fidelity Advisor FA FREEDOM 2045 A | — | — | — | $1.5M | 3.2% | |
| Columbia COL CONTRARIAN CORE I | — | — | — | $1.3M | 2.7% | |
| Principal MIDCAP FUND R3 | — | — | — | $1.2M | 2.6% | |
| Fidelity Advisor FA NEW INSIGHTS I | — | — | — | $1.1M | 2.4% | |
| Participant Loans Interest rates ranging from 4.25% to 9.50% -0- | — | — | — | $1.1M | 2.4% | |
| Fidelity Advisor FA FREEDOM 2060 A | — | — | — | $932K | 2.0% | |
| Fidelity Advisor FA INTL DISCOVERY I | — | — | — | $886K | 1.9% | |
| Fidelity Advisor FID GOVT MMKT | — | — | — | $847K | 1.8% | |
| BlackRock BLKRK EQUITY DIV- INSTL | — | — | — | $804K | 1.7% | |
| Fidelity Advisor FA FREEDOM INC A | — | — | — | $772K | 1.6% | |
| Fidelity Advisor FID SM CAP IDX | — | — | — | $745K | 1.6% | |
| Fidelity Advisor FA HEALTH CARE I | — | — | — | $725K | 1.5% | |
| American Century AM CENT MDCPVAL INV | — | — | — | $698K | 1.5% | |
| Eaton Vance EV INC FUND BOSTON A | — | — | — | $601K | 1.3% | |
| Fidelity Advisor FA SM CAP VAL I | — | — | — | $562K | 1.2% | |
| Fidelity Advisor FA FREEDOM 2010 A | — | — | — | $500K | 1.1% | |
| Fidelity Advisor FA CONS STAPLES A | — | — | — | $439K | 0.9% | |
| Fidelity Advisor FA FREEDOM 2065 A | — | — | — | $391K | 0.8% | |
| Fidelity Advisor FA FREEDOM 2015 A | — | — | — | $369K | 0.8% | |
| Fidelity Advisor FA FREEDOM 2020 A | — | — | — | $351K | 0.7% | |
| Fidelity Advisor FA ENERGY A | — | — | — | $338K | 0.7% | |
| Western Asset WA CORE BOND I | — | — | — | $288K | 0.6% | |
| Western Asset WA CORE BOND A | — | — | — | $277K | 0.6% | |
| Fidelity Advisor FID MID CAP IDX | — | — | — | $276K | 0.6% | |
| All Spring AS EMRG MKTS EQ A | — | — | — | $231K | 0.5% | |
| Fidelity Advisor FA INDUSTRIALS A | — | — | — | $229K | 0.5% | |
| Fidelity Advisor FA GOLD A | — | — | — | $170K | 0.4% | |
| Janus J H TRITON S | — | — | — | $152K | 0.3% | |
| Fidelity Advisor FA GOV INCOME I | — | — | — | $122K | 0.3% | |
| Fidelity Advisor FA REAL ESTATE A | — | — | — | $68K | 0.1% | |
| JP Morgan JPMORGAN SMID CAP EQUITY - A | — | — | — | $68K | 0.1% | |
| Fidelity Advisor FID INTL INDEX | — | — | — | $62K | 0.1% | |
| Fidelity Advisor FID US BOND IDX | — | — | — | $55K | 0.1% | |
| PIMCO PIM REAL RETURN A | — | — | — | $46K | <0.1% | |
| Clearbridge SMALL CAP GR IS | — | — | — | $13K | <0.1% | |
| FA STABLE VALUE III FIDELITY MANAGEMENT TRUST CO. · EIN 04-3022712 / PN 026 | Common Collective Trust | — | — | $0 | <0.1% |