CETERA RETIREMENT
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
25
Active participants
17,884
Total plan assets
$295.7M
Filings (rows)
27
Direct comp
$289K
Indirect comp
$17K
Aggregating 2 name variants under "CETERA RETIREMENT"
SERVICES PROVIDED
Recordkeeper11
TPA / Administrator9
Other5
Top plans served
Showing top 27 of 25 (largest by assets)| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| UNITED STATES INFORMATION SYSTEMS, INC. US INFORMATION SYSTEMS 401(K) PLAN | PEARL RIVER, NY | TPA / Administrator PLAN ADMINISTRATOR | 469 | $47.4M | $32K |
| UNITED STATES INFORMATION SYSTEMS, INC. US INFORMATION SYSTEMS 401(K) PLAN | PEARL RIVER, NY | TPA / Administrator PLAN ADMINISTRATOR | 458 | $43.7M | $2K |
| FPI MANAGEMENT, INC. FPI MANAGEMENT, INC. 401(K) PLAN | FOLSOM, CA | Other | 3,945 | $23.2M | $22K |
| FPI MANAGEMENT, INC. FPI MANAGEMENT, INC. 401(K) PLAN | FOLSOM, CA | Other | 3,945 | $23.2M | $950 |
| FPI MANAGEMENT, INC. FPI MANAGEMENT, INC. 401(K) PLAN | FOLSOM, CA | Recordkeeper RECORD KEEPER | 3,816 | $19.1M | $21K |
| JTC USA HOLDINGS INC JTC USA 401(K) PLAN | SAN JOSE, CA | Recordkeeper RECORDKEEPER | 306 | $17.9M | $450 |
| JTC USA HOLDINGS INC JTC USA 401(K) PLAN | SAN JOSE, CA | Recordkeeper RECORDKEEPER | 306 | $17.9M | $444 |
| MICHAEL SULLIVAN & ASSOCIATES MICHAEL SULLIVAN & ASSOCIATES 401(K) PROFIT SHARING PLAN | FULLERTON, CA | TPA / Administrator CONTRACT ADMINISTRATOR | 244 | $16.7M | $7K |
| VOLEON CAPITAL MANAGEMENT LP VOLEON CAPITAL MANAGEMENT LP 401(K) PLAN | BERKELEY, CA | Recordkeeper RECORDKEEPER | 176 | $15.2M | $1K |
| FPI MANAGEMENT, INC. FPI MANAGEMENT, INC. 401(K) PLAN | FOLSOM, CA | Recordkeeper RECORD KEEPER | 3,544 | $14.3M | $29K |
| MICHAEL SULLIVAN & ASSOCIATES MICHAEL SULLIVAN & ASSOCIATES 401(K) PROFIT SHARING PLAN | FULLERTON, CA | TPA / Administrator CONTRACT ADMINISTRATOR | 215 | $13.7M | $8K |
| THERMO KING WEST, INC. THERMO KING WEST, INC. 401(K) PLAN | TOLLESON, AZ | TPA / Administrator CONTRACT ADMIN | 252 | $10.0M | $17K |
| MICHAEL SULLIVAN & ASSOCIATES MICHAEL SULLIVAN & ASSOCIATES 401(K) PROFIT SHARING PLAN | FULLERTON, CA | TPA / Administrator CONTRACT ADMINISTRATOR | 210 | $9.8M | $6K |
| THERMO KING WEST, INC. THERMO KING WEST, INC. 401(K) PLAN | TOLLESON, AZ | TPA / Administrator CONTRACT ADMIN | 195 | $9.2M | $16K |
| THERMO KING WEST, INC. THERMO KING WEST, INC. 401(K) PLAN | TOLLESON, AZ | TPA / Administrator CONTRACT ADMIN | 197 | $7.0M | $19K |
| KAIZEN AUTO CARE, LLC KAIZEN AUTO CARE, LLC 401(K) PLAN | SCOTTSDALE, AZ | Other CONTACT ADMINISTRATOR | 481 | $7.0M | $14K |
| KAIZEN AUTO CARE, LLC KAIZEN AUTO CARE, LLC 401(K) PLAN | SCOTTSDALE, AZ | Other CONTACT ADMINISTRATOR | 574 | $5.2M | $12K |
| LADIES & GENTLEMEN HAIR STYLISTS, INC. LADIES & GENTLEMEN HAIR STYLISTS, INC. 401(K) PLAN | MENTOR, OH | Recordkeeper RECORDKEEPER | 156 | $5.0M | $14K |
| LADIES & GENTLEMEN HAIR STYLISTS, INC. LADIES & GENTLEMEN HAIR STYLISTS, INC. 401(K) PLAN | MENTOR, OH | Recordkeeper RECORDKEEPER | 158 | $4.6M | $12K |
| NORTHWEST GENERAL ENGINEERING NWGE 401(K) PLAN | SANTA ROSA, CA | Recordkeeper RECORDKEEPER | 115 | $4.3M | $1K |
| KOS SERVICES, LLC DENTAL DREAMS 401(K) PLAN | CHICAGO, IL | Other PENSION CONSULTING | 597 | $4.1M | $6K |
| LADIES & GENTLEMEN HAIR STYLISTS, INC. LADIES & GENTLEMEN HAIR STYLISTS, INC. 401(K) PLAN | MENTOR, OH | Recordkeeper RECORDKEEPER | 172 | $4.0M | $10K |
| DICK PEIXOTO COMPANY DICK PEIXOTO COMPANY 401(K) PROFIT SHARING PLAN | WATSONVILLE, CA | TPA / Administrator CONTRACT ADMIN | 413 | $3.5M | $6K |
| SIERRA DEVELOPMENT COMPANY CLUB CAL NEVA 401(K) PLAN | RENO, NV | Recordkeeper RECORDKEEPER | 220 | $3.0M | $8K |
| SIERRA DEVELOPMENT COMPANY CLUB CAL NEVA 401(K) PLAN | RENO, NV | Recordkeeper RECORDKEEPER | 221 | $2.9M | $5K |
| SIERRA DEVELOPMENT COMPANY CLUB CAL NEVA 401(K) PLAN | RENO, NV | Recordkeeper RECORDKEEPER | 262 | $2.6M | $13K |
| KOS SERVICES, LLC DENTAL DREAMS 401(K) PLAN | CHICAGO, IL | Other CONTACT ADMINISTRATOR | 488 | $2.3M | $7K |