FINANCIAL ADVOCATES
Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.
Plans served
66
Active participants
83,469
Total plan assets
$45.5B
Filings (rows)
72
Direct comp
$2.9M
Indirect comp
$299K
Aggregating 13 name variants under "FINANCIAL ADVOCATES"
FINANCIAL ADVOCATES INVESTMENT MANA23FINANCIAL ADVOCATES INVESTMENT MGMT19FINANCIAL ADVOCATES INVESTMENT8FINANCIAL ADVOCATES INV MGMT5FINANCIAL ADVOCATES5FINANCIAL ADVOCATES INVMT MGMT3FINANCIAL ADVOCATES INVEST MGMT2FINANCIAL ADVOCATES INVESTMENT MAN2FINANCIAL ADVOCATES INVESTMENT MGT1FINANCIAL ADVOCATES INVEST MANAGE1FINANCIAL ADVOCATES ADVISORY SER1FINANCIAL ADVOCATES INVESTMENT MGMN1FINANCIAL ADVOCATES INVESTMENTS1
SERVICES PROVIDED
Advisor / Consultant45
Other21
Broker4
Top plans served
Showing top 72 of 66 (largest by assets)| Sponsor / Plan | Location | Service | Participants | Assets | Direct comp |
|---|---|---|---|---|---|
| UNITED AIRLINES, INC. UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN | CHICAGO, IL | Advisor / Consultant INVESTMENT ADVISOR | 17,444 | $16.8B | $59K |
| UNITED AIRLINES, INC. UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN | CHICAGO, IL | Advisor / Consultant INVESTMENT ADVISOR | 16,617 | $14.4B | $33K |
| UNITED AIRLINES, INC. UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN | CHICAGO, IL | Advisor / Consultant INVESTMENT ADVISOR | 16,617 | $14.4B | $10K |
| UNITED AIRLINES, INC. UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN | CHICAGO, IL | Other NONE | 14,959 | $11.8B | $53K |
| TSS CORPORATE SERVICES, LLC TRICAL GROUP 401(K) SAVINGS PLAN | PINEHURST, NC | Advisor / Consultant INVESTMENT ADVISOR | 828 | $218.4M | $368K |
| TSS CORPORATE SERVICES, LLC TRICAL GROUP 401(K) SAVINGS PLAN | PINEHURST, NC | Advisor / Consultant INVESTMENT ADVISOR | 805 | $191.3M | $326K |
| TSS CORPORATE SERVICES, LLC TRICAL GROUP 401(K) SAVINGS PLAN | PINEHURST, NC | Advisor / Consultant INVESTMENT ADVISOR | 826 | $165.3M | $316K |
| KPFF, INC. KPFF, INC. 401(K) PLAN | SEATTLE, WA | Other NONE | 1,204 | $157.7M | $74K |
| SK HYNIX MEMORY SOLUTIONS AMERICA INC. SK HYNIX MEMORY SOLUTIONS AMERICA INC. 401K PLAN | SAN JOSE, CA | Advisor / Consultant CONSULTANT | 259 | $107.8M | $48K |
| RITCHIE BROS. AUCTIONEERS AMERICA, INC RITCHIE BROS. AUCTIONEERS AMERICA, INC. CASH OR DEFERRED 401(K) PLAN | LINCOLN, NE | Other SERVICE PROVIDER | 1,431 | $101.7M | $0 |
| SK HYNIX MEMORY SOLUTIONS AMERICA INC. SK HYNIX MEMORY SOLUTIONS AMERICA INC. 401K PLAN | SAN JOSE, CA | Advisor / Consultant CONSULTANT | 275 | $85.0M | $14K |
| SK HYNIX AMERICA INC. SK HYNIX AMERICA 401(K) PLAN | SAN JOSE, CA | Advisor / Consultant INVESTMENT ADVISOR | 314 | $83.5M | $39K |
| MARQUIS COMPANIES I, INC. THE MARQUIS 401(K) SAVINGS PLAN | MILWAUKIE, OR | Advisor / Consultant INVESTMENT ADVISOR | 3,621 | $76.6M | -$23K |
| ANCHOR QEA, LLC ANCHOR QEA 401(K) PLAN | SEATTLE, WA | Other SERVICE PROVIDER | 457 | $76.3M | $0 |
| CORIX INFRASTRUCTURE (US), INC. THE CORIX AFFILIATED COMPANIES (US) 401(K) PLAN | WAUWATOSA, WI | Advisor / Consultant INVESTMENT ADVISOR | 637 | $72.9M | $77K |
| MARQUIS COMPANIES I, INC. THE MARQUIS 401(K) SAVINGS PLAN | MILWAUKIE, OR | Advisor / Consultant INVESTMENT ADVISOR | 3,674 | $72.3M | $40K |
| SK HYNIX AMERICA, INC. SK HYNIX AMERICA 401(K) PLAN | SAN JOSE, CA | Advisor / Consultant INVESTMENT ADVISOR | 234 | $70.5M | $45K |
| SK HYNIX MEMORY SOLUTIONS AMERICA INC. SK HYNIX MEMORY SOLUTIONS AMERICA INC. 401K PLAN | SAN JOSE, CA | Advisor / Consultant CONSULTANT | 282 | $64.3M | $70K |
| MARQUIS COMPANIES I, INC. THE MARQUIS 401(K) SAVINGS PLAN | MILWAUKIE, OR | Advisor / Consultant INVESTMENT ADVISOR | 3,395 | $60.4M | $40K |
| SK HYNIX AMERICA INC. SK HYNIX AMERICA 401(K) PLAN | SAN JOSE, CA | Advisor / Consultant INVESTMENT ADVISOR | 203 | $56.3M | $67K |
| NORTHERN COLORADO ANESTHESIA PROFESSIONALS, PLLC NORTHERN COLORADO ANESTHESIA PROFESSIONALS, PLLC 401K PLAN | FORT COLLINS, CO | Other NONE | 114 | $50.3M | $8K |
| THE BAY CLUB COMPANY THE BAY CLUB COMPANY 401(K) PLAN | SAN FRANCISCO, CA | Advisor / Consultant INVESTMENT ADVISOR | 1,549 | $47.7M | $84K |
| HANNAH MOTOR CO., INC. HANNAH MOTOR CO., INC. 401(K) PLAN | VANCOUVER, WA | Other INVESTMENT/FINANCIAL ADVI | 718 | $37.8M | $15K |
| UWAJIMAYA, INC. UWAJIMAYA, INC. 401(K) RETIREMENT PLAN | SEATTLE, WA | Advisor / Consultant INVESTMENT ADVISORY | 563 | $36.4M | $0 |
| BIAGI BROS., INC. BIAGI BROS., INC. 401(K) PROFIT SHARING PLAN | NAPA, CA | Advisor / Consultant INVESTMENT ADVISOR | 632 | $33.5M | $56K |
| PAYSCALE, INC. PAYSCALE, INC. RETIREMENT SAVINGS PLAN | SEATTLE, WA | Advisor / Consultant INVESTMENT ADVISOR | 668 | $32.5M | $31K |
| HANNAH MOTOR CO., INC. HANNAH MOTOR CO., INC. 401(K) PLAN | VANCOUVER, WA | Other INVESTMENT/FINANCIAL ADVI | 719 | $31.2M | $30K |
| UWAJIMAYA, INC. UWAJIMAYA, INC. 401(K) PROFIT SHARING RETIREMENT PLAN | SEATTLE, WA | Other NONE | 408 | $30.7M | $39K |
| BIAGI BROS., INC. BIAGI BROS., INC. 401(K) PROFIT SHARING PLAN | NAPA, CA | Advisor / Consultant INVESTMENT ADVISOR | 670 | $30.2M | $49K |
| NINTEX USA, INC. NINTEX USA, INC. | BELLEVUE, WA | Advisor / Consultant INVESTMENT ADVISORY | 329 | $30.1M | $0 |
| THE BAY CLUB COMPANY THE BAY CLUB COMPANY 401(K) PLAN | SAN FRANCISCO, CA | Advisor / Consultant INVESTMENT ADVISOR | 1,202 | $28.1M | $54K |
| BIAGI BROS., INC. BIAGI BROS., INC. 401(K) PROFIT SHARING PLAN | NAPA, CA | Advisor / Consultant INVESTMENT ADVISOR | 696 | $26.2M | $48K |
| HERMANSON COMPANY, LLP HERMANSON COMPANY, LLP 401(K) PLAN | KENT, WA | Advisor / Consultant INVESTMENT ADVISOR | 199 | $25.6M | $20K |
| THE BAY CLUB COMPANY THE BAY CLUB COMPANY 401(K) PLAN | SAN FRANCISCO, CA | Advisor / Consultant INVESTMENT ADVISOR | 999 | $24.4M | $56K |
| SAFRAN CABIN BELLINGHAM, INC. SAFRAN CABIN BELLINGHAM RETIREMENT SAVINGS PLAN | BELLINGHAM, WA | Advisor / Consultant INVESTMENT ADVISOR | 22 | $20.4M | $22K |
| ABLE MAINTENANCE, INC. SSS/SME/AMI 401(K) SAVINGS PLAN | SAN JOSE, CA | Advisor / Consultant INVESTMENT ADVISOR | 247 | $19.9M | $71K |
| ONEONTA TRADING CORPORATION CUSTONE 401(K) PLAN | WENATCHEE, WA | Advisor / Consultant INVESTMENT ADVISOR | 582 | $18.5M | $30K |
| UNITY CARE NORTHWEST UNITY CARE NORTHWEST 401(K) PLAN AND TRUST | BELLINGHAM, WA | Advisor / Consultant ADVISOR | 279 | $18.3M | $0 |
| ABLE MAINTENANCE, INC. SSS/SME/AMI 401(K) SAVINGS PLAN | SAN JOSE, CA | Advisor / Consultant INVESTMENT ADVISOR | 234 | $18.3M | $62K |
| DIRECTAPPS, INC. DBA DIRECT TECHNOLOGY DIRECT TECHNOLOGY 401(K) PROFIT SHARING PLAN | ROSEVILLE, CA | Advisor / Consultant INVESTMENT ADVISOR | 584 | $17.4M | $44K |
| NATIONAL MARINE MAMMAL FOUNDATION NATIONAL MARINE MAMMAL FOUNDATION RETIREMENT PLAN | SAN DIEGO, CA | Other NONE | 82 | $17.3M | $11K |
| ABLE MAINTENANCE, INC. SSS/SME/AMI 401(K) SAVINGS PLAN | SANTA ROSA, CA | Advisor / Consultant INVESTMENT ADVISOR | 223 | $16.6M | $63K |
| KAYE-SMITH ENTERPRISES, INC. KAYE-SMITH ENTERPRISES 401(K) RETIREMENT SAVINGS PLAN & TRUST | BELLEVUE, WA | Advisor / Consultant INVESTMENT ADVISOR | 212 | $14.9M | $15K |
| YOUNG CORPORATION YOUNG CORPORATION 401(K) RETIREMENT PLAN TRUST | SEATTLE, WA | Other NONE | 100 | $14.6M | $32K |
| UNLIMITED CONSTRUCTION SERVICES INC. UNLIMITED CONSTRUCTION SERVICES INC. 401(K) PROFIT SHARING PLAN | LIHUE, HI | Advisor / Consultant INVESTMENT ADVISORY- PLAN | 139 | $14.4M | $47K |
| UNLIMITED CONSTRUCTION SERVICES INC. UNLIMITED CONSTRUCTION SERVICES INC. 401(K) PROFIT SHARING PLAN | LIHUE, HI | Broker SECURITIES BROKERAGE | 139 | $14.4M | $3K |
| UNLIMITED CONSTRUCTION SERVICES INC. UNLIMITED CONSTRUCTION SERVICES INC. 401(K) PROFIT SHARING PLAN | LIHUE, HI | Advisor / Consultant INVESTMENT ADVISORY - PLA | 114 | $13.0M | $36K |
| UNLIMITED CONSTRUCTION SERVICES INC. UNLIMITED CONSTRUCTION SERVICES INC. 401(K) PROFIT SHARING PLAN | LIHUE, HI | Broker SECURITIES BROKERAGE | 114 | $13.0M | $2K |
| UNLIMITED CONSTRUCTION SERVICES INC. UNLIMITED CONSTRUCTION SERVICES INC. 401(K) PROFIT SHARING PLAN | LIHUE, HI | Broker SECURITIES BROKERAGE | 114 | $13.0M | $424 |
| PRESBYTERIAN RETIREMENT COMMUNITIES NORTHWEST DBA TRANSFORMING AGE TRANSFORMING AGE 403(B) RETIREMENT PLAN | BELLEVUE, WA | Advisor / Consultant INVESTMENT ADVISOR | 90 | $12.3M | $19K |
| UNLIMITED CONSTRUCTION SERVICES INC UNLIMITED CONSTRUCTION SERVICES INC 401(K) PROFIT SHARING PLAN | LIHUE, HI | Advisor / Consultant INVESTMENT ADVISORY - PLA | 91 | $11.7M | $26K |
| UNLIMITED CONSTRUCTION SERVICES INC UNLIMITED CONSTRUCTION SERVICES INC 401(K) PROFIT SHARING PLAN | LIHUE, HI | Broker SECURITIES BROKERAGE | 91 | $11.7M | $2K |
| PRESBYTERIAN RETIREMENT COMMUNITIES NORTHWEST DBA TRANSFORMING AGE TRANSFORMING AGE 403(B) RETIREMENT PLAN | BELLEVUE, WA | Advisor / Consultant INVESTMENT ADVISOR | 812 | $11.1M | $44K |
| SILVER CLOUD, INC. SILVER CLOUD INNS RETIREMENT PLAN | BELLEVUE, WA | Other SERVICE PROVIDER | 476 | $10.1M | $0 |
| UNLIMITED CONSTRUCTION SERVICES INC. UNLIMITED CONSTRUCTION SERVICES INC 401(K) PROFIT SHARING PLAN | LIHUE, HI | Advisor / Consultant INVESTMENT ADVISORY - PLA | 101 | $9.9M | $34K |
| UNLIMITED CONSTRUCTION SERVICES INC. UNLIMITED CONSTRUCTION SERVICES INC 401(K) PROFIT SHARING PLAN | LIHUE, HI | Broker SECURITIES BROKERAGE | 101 | $9.9M | $343 |
| LUCKY EAGLE CASINO LUCKY EAGLE CASINO 401(K) RETIREMENT PLAN | ROCHESTER, WA | Other NONE | 410 | $9.6M | $25K |
| BLUEHAWK, LLC BLUEHAWK, LLC 401(K) PLAN | KIRKLAND, WA | Other CONSULTING FEES | 178 | $8.2M | $21K |
| ALLYIS ALLYIS RETIREMENT PLAN | REDMOND, WA | Other INVESTMENT/FINANCIAL ADVI | 119 | $7.3M | $12K |
| M.TORRES AMERICA, INC. M.TORRES AMERICA, INC. 401(K) PLAN | LYNNWOOD, WA | Advisor / Consultant INVESTMENT ADVISOR | 25 | $6.2M | $15K |
| PROWESS CONSULTING LLC PROWESS CONSULTING LLC 401(K) PLAN | BELLEVUE, WA | Other NONE | 85 | $5.5M | $22K |
| ICONIX WATERWORKS (US) INC. ICONIX WATERWORKS (US) INC. 401K RETIREMENT PLAN | SNOHOMISH, WA | Advisor / Consultant ADVISOR | 147 | $5.3M | $6K |
| NUWEST GROUP HOLDINGS, LLC NUWEST GROUP HOLDINGS, LLC 401(K) PROFIT SHARING PLAN | BELLEVUE, WA | Advisor / Consultant INVESTMENT ADVISOR | 349 | $3.4M | $7K |
| VEEV OPERATIONS, LLC VEEV 401(K) RETIREMENT PLAN | HAYWARD, CA | Advisor / Consultant INVESTMENT ADVISOR | 241 | $3.0M | $10K |
| IDEOCLICK, INC. IDEOCLICK 401(K) PLAN | SEATTLE, WA | Other INVESTMENT/FINANCIAL ADVI | 20 | $2.8M | $19K |
| BULLETPROOF 360, INC. BULLETPROOF 360 INC. 401(K) PLAN | OAKLAND, CA | Other INVESTMENT/FINANCIAL ADVI | 75 | $2.6M | $7K |
| NEWCOLD SEATTLE OPERATIONS LLC NEWCOLD 401(K) PLAN | TACOMA, WA | Other INVESTMENT/FINANCIAL ADVI | 272 | $2.4M | $7K |
| COMMONWEALTH REAL ESTATE SERVICE COMMONWEALTH REAL ESTATE SERVICES EMPLOYEES' SAVINGS PLAN | PORTLAND, OR | Other INVESTMENT/FINANCIAL ADVI | 226 | $1.7M | $6K |
| COVESTIC, INC. COVESTIC INC. 401K PROFIT SHARING PLAN | KIRKLAND, WA | Advisor / Consultant INVESTMENT ADVISOR | 3 | $187K | $12K |
| BITTITAN, INC. BITTITAN, INC. 401(K) PLAN | HOUSTON, TX | Advisor / Consultant INVESTMENT ADVISORS | 0 | $1K | $4K |
| PRECOR, INCORPORATED PRECOR, INCORPORATED RETIREMENT SAVINGS PLAN | WOODINVILLE, WA | Other NONE | 0 | $0 | $24K |
| LUCKY EAGLE CASINO LUCKY EAGLE CASINO 401(K) RETIREMENT PLAN | ROCHESTER, WA | Other NONE | 0 | $0 | — |