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Original filing (PDF)20251014183649NAL0001763475001
NORTHERN COLORADO ANESTHESIA PROFESSIONALS, PLLC
Form 5500
FILING_RECEIVED
NORTHERN COLORADO ANESTHESIA PROFESSIONALS, PLLC 401K PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
113
Accounts w/ balance
131
Plan assets (EOY)
$66.8M
Net assets (EOY)
$66.8M
How this plan invests
This plan
1 pooled trust
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 31 bps in Schedule C fees — 95% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NORTHERN COLORADO ANESTHESIA PROFESSIONALS, PLLC.
Plan sponsor
Name
NORTHERN COLORADO ANESTHESIA PROFESSIONALS, PLLC
EIN
84-1439630
Address
3702 AUTOMATION WAY SUITE 103 · FORT COLLINS, CO · 80525
Phone
(970) 922-3627
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2A · Age/service weighted or new comparability
Audit & trust (Schedule H)
Auditor
SOUKUP, BUSH & ASSOCIATES, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CREATIVE PLANNING | 45-5091060 | — | NONE | $188K | — |
| TPP RETIREMENT PLAN SPECIALISTS | 20-1301962 | — | NONE | $8K | — |
| RAYMOND JAMES FINANCIAL SERVICES | 59-2937883 | — | NONE | $7K | — |
| MATRIX BROADRIDGE | 75-3182674 | — | NONE | $6K | — |
Investments
19 direct securities · 1 pooled fund· $66.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$66.4M
19 holdings
Common Collective Trust
$237K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares S&P 500 Index Fund Mutual Fund | — | — | — | $14.2M | 21.3% | |
| Matrix SDBA Fund Self-Directed Brokerage Accounts | — | — | — | $10.2M | 15.3% | |
| Vanguard Developed Mkts Index Admiral Mutual Fund | — | — | — | $8.5M | 12.7% | |
| Vanguard Mid Cap Index Admiral Mutual Fund | — | — | — | $6.4M | 9.6% | |
| Vanguard Emerging Mkts Stock Ind Admiral Mutual Fund | — | — | — | $5.9M | 8.8% | |
| Vanguard Interm Term Bd Index Admiral Mutual Fund | — | — | — | $5.0M | 7.4% | |
| Vanguard Small Cap Index Admiral Mutual Fund | — | — | — | $3.0M | 4.4% | |
| Fidelity Small Cap Value Index Mutual Fund | — | — | — | $2.3M | 3.4% | |
| Individually Directed Brokerage Acct Self-Directed Brokerage Accounts | — | — | — | $2.3M | 3.4% | |
| Vanguard FTSE All-Wld ex-US SmCp Index Mutual Fund | — | — | — | $2.1M | 3.1% | |
| Vanguard REIT Index Admiral Mutual Fund | — | — | — | $2.0M | 3.0% | |
| Fidelity Large Cap Growth Index Mutual Fund | — | — | — | $1.1M | 1.7% | |
| Fidelity Mid Cap Growth Index Mutual Fund | — | — | — | $1.0M | 1.5% | |
| DFA Inflation Protected Securities Mutual Fund | — | — | — | $851K | 1.3% | |
| Fidelity Small Cap Growth Index Mutual Fund | — | — | — | $641K | 1.0% | |
| Fidelity Large Cap Value Index Mutual Fund | — | — | — | $603K | 0.9% | |
| Fidelity Mid Cap Value Index Mutual Fund | — | — | — | $243K | 0.4% | |
| MATRIX TRUST MULTI MANAGER STABLE MATRIX TRUST COMPANY · EIN 75-3182674 / PN 001 | Common Collective Trust | — | — | $237K | 0.4% | |
| Promissory Loans, maturing through January 2028, collateralized by participant accounts, with interest rates * Participant Loans of 5.25% - 10.50% | — | — | — | $82K | 0.1% | |
| DFA Intermediate Govt Fixed Income Mutual Fund | — | — | — | $64K | <0.1% |