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Original filing (PDF)20251008183406NAL0009900816001
UWAJIMAYA, INC.
Form 5500
FILING_RECEIVED
UWAJIMAYA, INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 2
32% in single holdingNo recordkeeper disclosed
Active participants
563
Accounts w/ balance
474
Plan assets (EOY)
$36.4M
Net assets (EOY)
$36.4M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Principal Guaranteed Option Guaranteed Interest Contract" is 32% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (20 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UWAJIMAYA, INC..
Plan sponsor
Name
UWAJIMAYA, INC.
EIN
91-0976334
Address
4601 6TH AVE SOUTH · SEATTLE, WA · 981081716
Phone
(206) 624-3215
Industry
Supermarkets & Other Grocery Stores· Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLARK NUBER P.S.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FINANCIAL ADVOCATES INVESTMENT MGMT | 27-0435466 | — | INVESTMENT ADVISORY | $0 | — |
| SCS | 71-1004774 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $74K | — |
Investments
24 direct securities· $36.4M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal Guaranteed Option Guaranteed Interest Contract | — | — | — | $11.6M | 31.8% | |
| Principal Core Fixed Income Fund Mutual Fund | — | — | — | $4.2M | 11.6% | |
| Vanguard Total Bond Market Index Fund Mutual Fund | — | — | — | $4.0M | 11.0% | |
| Vanguard Growth Index Fund Mutual Fund | — | — | — | $3.0M | 8.3% | |
| MFS Value Fund Mutual Fund | — | — | — | $2.7M | 7.5% | |
| Principal Diversified International Fund Mutual Fund | — | — | — | $2.2M | 5.9% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $2.1M | 5.7% | |
| Vanguard Emerging Markets Stock Index Mutual Fund | — | — | — | $1.9M | 5.1% | |
| JP Morgan US Equity Fund Mutual Fund | — | — | — | $703K | 1.9% | |
| Vanguard Small Cap Index Fund Mutual Fund | — | — | — | $678K | 1.9% | |
| DFA US Targeted Value Portfolio Mutual Fund | — | — | — | $636K | 1.7% | |
| Allspring Special Mid Cap Value Fund Mutual Fund | — | — | — | $634K | 1.7% | |
| JP Morgan Mid Cap Growth Fund Mutual Fund | — | — | — | $599K | 1.6% | |
| Columbia Mid Cap Index Fund Mutual Fund | — | — | — | $593K | 1.6% | |
| Baron Small Cap Fund Mutual Fund | — | — | — | $446K | 1.2% | |
| Vanguard Wellington Fund Mutual Fund | — | — | — | $292K | 0.8% | |
| T. Rowe Price Retirement 2025 Fund Mutual Fund | — | — | — | $68K | 0.2% | |
| T. Rowe Price Retirement 2035 Fund Mutual Fund | — | — | — | $55K | 0.1% | |
| T. Rowe Price Retirement Balanced Fund Mutual Fund | — | — | — | $39K | 0.1% | |
| T. Rowe Price Retirement 2040 Fund Mutual Fund | — | — | — | $15K | <0.1% | |
| T. Rowe Price Retirement 2030 Fund Mutual Fund | — | — | — | $13K | <0.1% | |
| T. Rowe Price Retirement 2045 Fund Mutual Fund | — | — | — | $7K | <0.1% | |
| T. Rowe Price Retirement 2055 Fund Mutual Fund | — | — | — | $4K | <0.1% | |
| T. Rowe Price Retirement 2060 Fund Mutual Fund | — | — | — | $2K | <0.1% |