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Original filing (PDF)20250813105823NAL0004839587001
PEPPERDINE UNIVERSITY
Form 5500
FILING_RECEIVED
PEPPERDINE UNIVERSITY RETIREMENT PLAN
403(b) retirement plan
Signals · 1
11 service providers
Active participants
2,003
Accounts w/ balance
3,372
Plan assets (EOY)
$633.5M
Net assets (EOY)
$633.5M
How this plan invests
This plan
9 pooled trusts
Schedule D
54 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PEPPERDINE UNIVERSITY.
Plan sponsor
Name
PEPPERDINE UNIVERSITY
EIN
95-1644037
Address
24255 PACIFIC COAST HWY · MALIBU, CA · 90263
Phone
(310) 506-4194
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
HOLTHOUSE CARLIN & VAN TRIGT LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $256K | — |
| TEACHERS INSURANCE & ANNUITY ASSOC. | 94-1773778 | — | RECORD KEEPING | $9K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BFSG, LLC | 20-8161914 | — | CONSULTANT | $38K | — |
Broker
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MANCHESTER FINANCIAL INC. | 95-4281964 | — | SECURITIES BROKER | $37K | — |
| INTEGRITY FINANCIAL CORPORATION | 32-0123516 | — | SECURITIES BROKER | $20K | — |
| CERITY PARTNERS LLC | 27-1180831 | — | SECURITIES BROKER | $17K | — |
| CEDARSTONE ADVISORS, INC. | 47-1539900 | — | SECURITIES BROKER | $16K | — |
| SUMMIT GLOBAL INVESTMENTS LLC | 27-3613371 | — | SECURITIES BROKER | $11K | — |
| BURTON ENRIGHT WELCH | 27-1702630 | — | SECURITIES BROKER | $9K | — |
| SHERWOOD FINANCIAL | 83-3903891 | — | SECURITIES BROKER | $6K | — |
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
46 direct securities · 9 pooled funds· $633.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$599.5M
45 holdings
Mutual Funds
$31.5M
1 holding
Pooled Separate Account
$2.4M
9 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $68.1M | 10.8% | |
| Nonbenefit-responsive investment contract * TIAA Traditional Annuity Guaranteed Annuity Contract | — | — | — | $43.5M | 6.9% | |
| s * CREF Stock Account Mutual Fund | Mutual Funds | — | — | $31.5M | 5.0% | |
| Fidelity Contrafund Mutual Fund | — | — | — | $29.5M | 4.7% | |
| Fully benefit-responsive investment contracts New York Life Guaranteed Interest Account Guaranteed Interest Account | — | — | — | $28.7M | 4.5% | |
| T.Rowe Price Retirement 2030 Fund Asset Allocation Mutual Fund | — | — | — | $27.5M | 4.3% | |
| Vanguard PRIMECAP Fund Mutual Fund | — | — | — | $26.1M | 4.1% | |
| T.Rowe Price Retirement 2040 Fund Asset Allocation Mutual Fund | — | — | — | $24.9M | 3.9% | |
| T.Rowe Price Retirement 2035 Fund Asset Allocation Mutual Fund | — | — | — | $24.1M | 3.8% | |
| T.Rowe Price Retirement 2045 Fund Asset Allocation Mutual Fund | — | — | — | $22.9M | 3.6% | |
| Self-directed brokerage account Charles Schwab Personal Choice Various | — | — | — | $21.2M | 3.4% | |
| T.Rowe Price Retirement 2025 Fund Asset Allocation Mutual Fund | — | — | — | $19.4M | 3.1% | |
| Vanguard Federal Money Market Fund Mutual Fund | — | — | — | $17.7M | 2.8% | |
| T.Rowe Price Retirement 2020 Fund Asset Allocation Mutual Fund | — | — | — | $16.5M | 2.6% | |
| T.Rowe Price Retirement 2050 Fund Asset Allocation Mutual Fund | — | — | — | $16.3M | 2.6% | |
| Vanguard Total Bond Market Index Fund Mutual Fund | — | — | — | $15.2M | 2.4% | |
| CREF Growth Account Mutual Fund | — | — | — | $14.8M | 2.3% | |
| BlackRock Equity Dividend Fund Mutual Fund | — | — | — | $14.5M | 2.3% | |
| Vanguard Mid Cap Index Fund Mutual Fund | — | — | — | $12.6M | 2.0% | |
| Vanguard Small Cap Index Fund Mutual Fund | — | — | — | $11.5M | 1.8% | |
| Fidelity International Index Fund Mutual Fund | — | — | — | $11.3M | 1.8% | |
| Dodge & Cox Income Fund Mutual Fund | — | — | — | $11.0M | 1.7% | |
| T.Rowe Price Retirement 2055 Fund Asset Allocation Mutual Fund | — | — | — | $10.2M | 1.6% | |
| American Funds New Perspective Fund Mutual Fund | — | — | — | $9.5M | 1.5% | |
| American Funds EuroPacific Growth Fund Mutual Fund | — | — | — | $9.0M | 1.4% | |
| John Hancock Disciplined Value Fund Mutual Fund | — | — | — | $8.3M | 1.3% | |
| Vanguard Inflation-Protected Securities Fund Mutual Fund | — | — | — | $8.0M | 1.3% | |
| John Hancock Disciplined Value Mid Cap Fund Mutual Fund | — | — | — | $6.7M | 1.1% | |
| T.Rowe Price Retirement 2015 Fund Asset Allocation Mutual Fund | — | — | — | $6.2M | 1.0% | |
| Vanguard Emerging Markets Stock Index Fund Mutual Fund | — | — | — | $6.0M | 1.0% | |
| T.Rowe Diversified Mid Cap Fund Mutual Fund | — | — | — | $5.4M | 0.9% | |
| Allspring Special Small Cap Value Fund Mutual Fund | — | — | — | $5.2M | 0.8% | |
| CREF Global Equities Mutual Fund | — | — | — | $5.1M | 0.8% | |
| T.Rowe Price Retirement 2060 Fund Asset Allocation Mutual Fund | — | — | — | $4.5M | 0.7% | |
| Lord Abbett Developing Growth Fund Mutual Fund | — | — | — | $4.4M | 0.7% | |
| CREF Equity Index Mutual Fund | — | — | — | $4.4M | 0.7% | |
| T.Rowe Price Retirement 2010 Fund Asset Allocation Mutual Fund | — | — | — | $4.1M | 0.6% | |
| Mainstay MacKay High Yield Corporate Bond Fund Mutual Fund | — | — | — | $4.0M | 0.6% | |
| CREF Money Market Money Market Mutual Fund | — | — | — | $4.0M | 0.6% | |
| CREF Social Choice Mutual Fund | — | — | — | $3.9M | 0.6% | |
| T.Rowe Price QM U.S. Small Cap Growth Equity Fund Mutual Fund | — | — | — | $2.7M | 0.4% | |
| CREF Core Bond Mutual Fund | — | — | — | $2.6M | 0.4% | |
| PGIM Global Total Return Fund Mutual Fund | — | — | — | $2.6M | 0.4% | |
| T.Rowe Price Retirement 2005 Fund Asset Allocation Mutual Fund | — | — | — | $2.2M | 0.4% | |
| CREF Inflation-Linked Bond Mutual Fund | — | — | — | $2.0M | 0.3% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $1.1M | 0.2% | |
| Guaranteed Interest Account Guaranteed Interest Account | — | — | — | $986K | 0.2% | |
| MEDLEY PSF STOCK INDEX PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 070 | Pooled Separate Account | — | — | $371K | <0.1% | |
| MEDLEY PRUDENTIAL CAPITAL GROWTH THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 005 | Pooled Separate Account | — | — | $359K | <0.1% | |
| MEDLEY PSF PGIM JENNISON BLEND THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 069 | Pooled Separate Account | — | — | $279K | <0.1% | |
| MEDLEY PSF PGIM TOTAL RET BOND THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 083 | Pooled Separate Account | — | — | $120K | <0.1% | |
| MEDLEY PSF GLOBAL PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 071 | Pooled Separate Account | — | — | $109K | <0.1% | |
| MEDLEY PSF PGIM GOVT MMKT PORTFOLIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 025 | Pooled Separate Account | — | — | $35K | <0.1% | |
| MEDLEY PSF PGIM GOVT INCOME THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 084 | Pooled Separate Account | — | — | $9K | <0.1% | |
| MEDLEY PSF PGIM 50/50 PORTFOLIIO THE PRUDENTIAL INSURANCE COMPANY OF AMERICA · EIN 22-1211670 / PN 087 | Pooled Separate Account | — | — | $265 | <0.1% |