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Original filing (PDF)20251009105212NAL0003508675001
INTELLECTUAL VENTURES MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
INTELLECTUAL VENTURES MANAGEMENT 401(K) PLAN
401(k) retirement plan
Active participants
125
Accounts w/ balance
415
Plan assets (EOY)
$98.7M
Net assets (EOY)
$98.7M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (6 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for INTELLECTUAL VENTURES MANAGEMENT, LLC.
Plan sponsor
Name
INTELLECTUAL VENTURES MANAGEMENT, LLC
EIN
91-2090408
Address
3150 139TH AVENUE SE · BUILDING 4 · BELLEVUE, WA · 98005
Phone
(425) 283-4771
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2G · Total participant-directed accounts
2H · Partial participant-directed accounts
2J · 401(k) feature
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
GRANT THORNTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $29K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI ADVISORS | 06-1397347 | — | INVESTMENT ADVISOR | $35K | — |
Investments
36 direct securities · 1 pooled fund· $98.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$95.0M
36 holdings
Common Collective Trust
$3.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard INST INDEX | — | — | — | $20.9M | 21.2% | |
| Vanguard VANG GRTH INDEX INST | — | — | — | $9.9M | 10.0% | |
| T. Rowe TRP NEW HORIZONS | — | — | — | $7.4M | 7.5% | |
| Vanguard VANG TARGET RET 2035 | — | — | — | $6.8M | 6.9% | |
| Vanguard VANG TARGET RET 2040 | — | — | — | $4.8M | 4.9% | |
| Vanguard VANG TARGET RET 2030 | — | — | — | $4.2M | 4.2% | |
| Dimensional DFA INTL CORE EQ I | — | — | — | $3.7M | 3.7% | |
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $3.7M | 3.7% | |
| Dimensional DFA US LG CAP VAL | — | — | — | $3.6M | 3.7% | |
| Vanguard VANG MIDCAP IDX ADM | — | — | — | $3.5M | 3.5% | |
| Vanguard VANG TARGET RET 2045 | — | — | — | $3.3M | 3.4% | |
| Vanguard VANG TARGET RET 2050 | — | — | — | $3.3M | 3.3% | |
| Vanguard VANG SM CAP IDX ADM | — | — | — | $2.5M | 2.5% | |
| American Century AM CENT MD CP VAL I | — | — | — | $2.4M | 2.4% | |
| Vanguard VANG TOT BD MKT ADM | — | — | — | $2.1M | 2.1% | |
| MFS INTL INTR VAL R4 | — | — | — | $2.0M | 2.1% | |
| Vanguard VANG TARGET RET 2055 | — | — | — | $1.8M | 1.8% | |
| Dimensional DFA US SM CAP VALUE | — | — | — | $1.6M | 1.6% | |
| T. Rowe TRP HIGH YIELD INST | — | — | — | $1.6M | 1.6% | |
| Vanguard VANG TOT INTL STK AD | — | — | — | $1.2M | 1.2% | |
| Vanguard VANG TARGET RET 2025 | — | — | — | $1.1M | 1.1% | |
| Vanguard VAN REAL EST IDX ADM | — | — | — | $941K | 1.0% | |
| JP Morgan JPM GOVT BOND I | — | — | — | $909K | 0.9% | |
| JP Morgan JPM US GOVT MM CAP | — | — | — | $823K | 0.8% | |
| AllianceBernstein AB GLOBAL BOND I | — | — | — | $765K | 0.8% | |
| Dimensional DFA EMERGING MKTS I | — | — | — | $706K | 0.7% | |
| Dimensional DFA US MICRO CAP IS | — | — | — | $672K | 0.7% | |
| Dimensional DFA INTL SMALL CO I | — | — | — | $571K | 0.6% | |
| Vanguard VANG TARGET RET 2060 | — | — | — | $503K | 0.5% | |
| Dimensional DFA INF PRT SEC PORT | — | — | — | $334K | 0.3% | |
| Vanguard VANG TARGET RET 2065 | — | — | — | $310K | 0.3% | |
| Vanguard VANG TARGET RET 2020 | — | — | — | $299K | 0.3% | |
| Vanguard VANG TARGET RET INC | — | — | — | $155K | 0.2% | |
| various maturity dates through December 2029 | — | — | — | $141K | 0.1% | |
| Vanguard VANG ST BOND IDX ADM | — | — | — | $126K | 0.1% | |
| Vanguard VANG SMCP GR IDX ADM | — | — | — | $108K | 0.1% | |
| Vanguard VANG TARGET RET 2070 | — | — | — | $25K | <0.1% |