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Original filing (PDF)20251013120611NAL0002786690001
NATIONAL VETERINARY ASSOCIATES, INC.
Form 5500
FILING_RECEIVED
NATIONAL VETERINARY ASSOCIATES, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed7 service providers
Active participants
49,760
Accounts w/ balance
19,225
Plan assets (EOY)
$809.2M
Net assets (EOY)
$809.2M
How this plan invests
This plan
23 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 17 bps in Schedule C fees — 175% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
- Only 39% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NATIONAL VETERINARY ASSOCIATES, INC..
Plan sponsor
Name
NATIONAL VETERINARY ASSOCIATES, INC.
EIN
95-4578066
Address
1 BAXTER WAY · WESTLAKE VILLAGE, CA · 91362
Phone
(818) 707-5180
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GREEN HANSSON JANKS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | 84-0467907 | — | NONE | $1.1M | — |
| USI ADVISORS INC | — | GLASTONBURY, CT | NONE | $107K | — |
| EMPOWER ADVISORY GROUP, LLC | 84-1532243 | — | NONE | $53K | — |
| GGF LLP | — | ENCINO, CA | NONE | $32K | — |
| USI CONSULTING GROUP INC | — | GLASTONBURY, CT | NONE | $31K | — |
| UBS FINANCIAL SERVICES INC | — | NASHVILLE, TN | NONE | $20K | — |
| QDRO CONSULTANTS | 34-1820650 | — | NONE | $400 | — |
Investments
14 direct securities · 23 pooled funds· $809.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Pooled Separate Account
$551.1M
23 holdings
Uncategorized
$183.6M
13 holdings
Mutual Funds
$74.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $85.5M | 10.6% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $82.4M | 10.2% | |
| Fidelity 500 Index | Mutual Funds | — | — | $74.5M | 9.2% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $72.4M | 8.9% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $70.9M | 8.8% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $59.3M | 7.3% | |
| Vanguard Total Stock Market Idx Instl | — | — | — | $52.8M | 6.5% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $44.4M | 5.5% | |
| T.ROWE PRICE BLUE CHIP GROWTH FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 864 | Pooled Separate Account | — | — | $42.0M | 5.2% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $41.2M | 5.1% | |
| Fidelity Global EX US Index | — | — | — | $26.6M | 3.3% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $25.5M | 3.2% | |
| Fidelity Mid Cap Index | — | — | — | $24.0M | 3.0% | |
| MFS Intl Diversification R6 | — | — | — | $15.9M | 2.0% | |
| Fidelity US Bond Index | — | — | — | $12.8M | 1.6% | |
| MFS VALUE R6 MFS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $12.4M | 1.5% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $12.0M | 1.5% | |
| Franklin Templeton Western Asset Core Bond | — | — | — | $10.5M | 1.3% | |
| Nationwide Geneva Small Cap Growth R6 | — | — | — | $9.6M | 1.2% | |
| Fidelity Small Cap Index | — | — | — | $9.0M | 1.1% | |
| Guaranteed Interest Account * Mass Mutual Guaranteed Interest Account | — | — | — | $9.0M | 1.1% | |
| through August 2048. | — | — | — | $5.5M | 0.7% | |
| JP Morgan Undiscovered Mgrs Behavioral Value R6 | — | — | — | $5.0M | 0.6% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.8M | 0.2% | |
| MassMutual Premier Money Market Fund Class R5 29 Vanguard Federal Money Market | — | — | — | $1.6M | 0.2% | |
| PIMCO Real Return Instl | — | — | — | $1.2M | 0.2% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $633K | <0.1% | |
| MASSMUTUAL SELECT TRP RETIREMENT 20 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $514K | <0.1% | |
| MASSMUTUAL US GOVT MONEY MARKET MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $29 | <0.1% | |
| VANGUARD SMALL CAP INDEX ADM VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| INVESCO DEVELOPING MARKETS R6 INVESCO · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| AMERICAN FUNDS EUROPACIFIC GROWTH R AMERICAN FUNDS · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| VANGUARD TOTAL BOND MARKET INDEX AD VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| VANGUARD INSTITUTIONAL INDEX I VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| VANGUARD TOTAL INTL STOCK INDEX I VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| VANGUARD MID CAP INDEX INSTITUTIONA VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| T ROWE PRICE BLUE CHIP GROWTH IS PL EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 864 | Pooled Separate Account | — | — | $0 | <0.1% |