How big is Frederic W. Cook & Co., Inc.'s plan?

Frederic W. Cook & Co., Inc.'s plan reported $100.9M in assets and 132 participants for 2023.

Original filing (PDF)20250912135538NAL0001359841001

Frederic W. Cook & Co., Inc.

Name: Frederic W. Cook & Co., Inc. — Frederic W. Cook &, Form 5500 (2023)
Creator: Frederic W. Cook & Co., Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Frederic W. Cook & Co., Inc. Deferred Profit Sharing Plan

401(k) retirement plan · Frederic W. Cook & Co., Inc.'s Frederic W. Cook & Co., Inc. Deferred Profit Sharing Plan held $100.9M in plan assets for 132 participants in 2023, with Fidelity as recordkeeper.

Signals · 3

89% in single holdingCorrective distributions issuedHigh average account balance

Active participants

132

Accounts w/ balance

182

Plan assets (EOY)

$100.9M

Net assets (EOY)

$100.9M

People on this filing

Matthew Gross signed Frederic W. Cook & Co., Inc.'s 2023 Form 5500 as plan administrator.

Matthew Gross — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Frederic W. Cook & Co., Inc.'s EIN is 13-2733056.

EIN 13-2733056

Plan number 001

Plan year 2023

ACK ID 20250912135538NAL0001359841001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for Frederic W. Cook & Co., Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

Frederic W. Cook & Co., Inc.'s plan includes ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA), a self-directed brokerage window, profit-sharing.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for FREDERIC W. COOK & CO., INC..

Finding similar companies…

How this plan invests

This plan

4 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

100

Plan health

Vendor & structure

100

Knocking points off

Corrective distributions issued (likely failed ADP/ACP testing).

Helping the score

Below-peer total plan cost (99th percentile).
High average account balance (97th percentile).

Plan sponsor

Name

FREDERIC W. COOK & CO., INC.

EIN

all filings

Address

685 THIRD AVENUE · 28TH FLOOR · NEW YORK, NY · 10017

Phone

(212) 986-6330

Industry

Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-12-01

Tax period

2024-11-30

Filed

2025-09-12

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

2R · Participant-directed brokerage (SDBA)

2E · Profit-sharing

Audit & trust (Schedule H)

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	-$62K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
STRATEGIC ADVISORS, INC.	04-2654524	—	ADVISOR	$12K	—

Accountant / Auditor

Investments

4 direct securities· $100.8M(100% of reported assets)

					% of plan
[Assets held in registered investment companies (mutual funds)]	Other	—	—	$90.0M	89.3%
[Assets held in common stock]	Other	—	—	$5.9M	5.8%
[Assets held in interest-bearing cash]	Other	—	—	$4.6M	4.6%
[Assets held in participant loans]	Other	—	—	$235K	0.2%