This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALERUS | 45-6062081 | — | RECORDKEEPER | $2K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | — | ST. PAUL, MN | ADVISOR | $62K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| William Blair Large CAP Growth I Mutual Fund | — | — | — | $4.3M | 18.6% | |
| Dodge & Cox Balanced Fund Mutual Fund |
| — |
| — |
| — |
| $2.4M |
| 10.5% |
| Dodge & Cox Balanced Fund Mutual Fund | — | — | — | $2.3M | 9.9% |
| Vanguard 500 Index Admiral FD 540 Mutual Fund | — | — | — | $1.8M | 8.0% |
| Causeway International Value Class I Mutual Fund | — | — | — | $1.7M | 7.5% |
| Vanguard Small CAP Index Admiral Fund #548 Mutual Fund | — | — | — | $1.6M | 7.1% |
| Vanguard Index Trust Mid-Cap Index Fund Admiral SHS Mutual Fund | — | — | — | $1.3M | 5.7% |
| Vanguard Small CAP Growth Index Admiral Mutual Fund | — | — | — | $1.0M | 4.5% |
| JP Morgan Mid Cap Value FD CL L Mutual Fund | — | — | — | $1.0M | 4.4% |
| Vanguard Emerging Markets Stock Index ADM Mutual Fund | — | — | — | $974K | 4.2% |
| Baron Partners Instl Mutual Fund | — | — | — | $899K | 3.9% |
| BNY Mellon Global Fixed Income CLI Mutual Fund | — | — | — | $657K | 2.8% |
| Macquarie Small CAP Value Fund Class R6 Mutual Fund | — | — | — | $551K | 2.4% |
| MFS MID CAP Growth FD CL R6 Mutual Fund | — | — | — | $502K | 2.2% |
| John Hancock International Groiwth R6 Mutual Fund | — | — | — | $395K | 1.7% |
| Dodge & Cox Balanced Fund #146 Mutual Fund | — | — | — | $322K | 1.4% |
| Vanguard Target Retirement 2025 Mutual Fund ** 275 Vanguard Target Retirement 2030 Mutual Fund | — | — | — | $248K | 1.1% |
| Vanguard Target Retirement 2040 Mutual Fund | — | — | — | $217K | 0.9% |
| Vanguard Developed Markets Index ADM Mutual Fund | — | — | — | $152K | 0.7% |
| Vanguard Target Retirement 2050 Mutual Fund | — | — | — | $151K | 0.7% |
| Vanguard Target Retirement 2045 Mutual Fund | — | — | — | $111K | 0.5% |
| Participant Loans Interest rates 4.25% to 9.50% -0- | Participant loans | — | — | $75K | 0.3% |
| Vanguard Target Retirement 2055 INV Mutual Fund | — | — | — | $73K | 0.3% |
| Vanguard Target Retirement 2065 Mutual Fund | — | — | — | $65K | 0.3% |
| Vanguard Target Retirement 2060 INVS Mutual Fund | — | — | — | $56K | 0.2% |
| Guidestone Funds International EQ INV Mutual Fund | — | — | — | $30K | 0.1% |
| Vanguard Target Retirement 2035 Mutual Fund | — | — | — | $17K | <0.1% |
| Federated Hermes Capital Preservation Fund Common Collective Trust Fund | — | — | — | $3K | <0.1% |
| FEDERAL HERMES CAP PRES FUND ALERUS RETIREMENT SOLUTIONS · EIN 90-0085645 / PN 001 | Common Collective Trust | — | — | $3K | <0.1% |
