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Original filing (PDF)20251010135250NAL0004309603001
SAGE HOSPITALITY RESOURCES, LLC
Form 5500
FILING_RECEIVED
SAGE 401(K) RETIREMENT & SAVINGS PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
6,053
Accounts w/ balance
2,212
Plan assets (EOY)
$81.3M
Net assets (EOY)
$81.3M
How this plan invests
This plan
4 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 36 bps in Schedule C fees — 127% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
- Only 37% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SAGE HOSPITALITY RESOURCES, LLC.
Plan sponsor
Name
SAGE HOSPITALITY RESOURCES, LLC
EIN
84-1273343
Address
1809 BLAKE ST. STE 200 · DENVER, CO · 80202
Phone
(720) 763-8767
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2U · Association Retirement Plan
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PLANTE AND MORAN, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIRST WESTERN TRUST | 11-1000554 | — | INVESTMENT ADVISORY | $45K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $136K | — |
| SECURIAN FINANCIAL SERVICES, INC | 41-1486060 | — | CONTRACT ADMINISTRATOR | $90K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PLANTE & MORAN,PLLC | 38-1357951 | — | ACCOUNTANT | $25K | — |
Investments
33 direct securities · 4 pooled funds· $134.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$79.8M
33 holdings
Common Collective Trust
$54.3M
3 holdings
Pooled Separate Account
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NUVEEN TIAA LC INDX RET INC R SEI TRUST COMPANY · EIN 27-3441498 / PN 043 | Common Collective Trust | — | — | $52.8M | 65.0% | |
| Fidelity Investments Fidelity 500 Index | — | — | — | $9.2M | 11.4% | |
| Nuveen TIAA Lifecycle Index 2050 Retirement Fund | — | — | — | $8.5M | 10.4% | |
| Nuveen TIAA Lifecycle Index 2035 Retirement Fund | — | — | — | $8.3M | 10.2% | |
| Nuveen TIAA Lifecycle Index 2045 Retirement Fund | — | — | — | $7.7M | 9.5% | |
| Nuveen TIAA Lifecycle Index 2040 Retirement Fund | — | — | — | $7.6M | 9.3% | |
| Nuveen TIAA Lifecycle Index 2030 Retirement Fund | — | — | — | $7.0M | 8.6% | |
| Nuveen TIAA Lifecycle Index 2055 Retirement Fund | — | — | — | $5.8M | 7.1% | |
| Fidelity Investments Fidelity Advisor Equity Growth Fund | — | — | — | $4.4M | 5.5% | |
| Nuveen TIAA Lifecycle Index 2025 Retirement Fund | — | — | — | $3.3M | 4.0% | |
| Fidelity Investments Fidelity Mid Cap Index | — | — | — | $1.6M | 2.0% | |
| Nuveen TIAA Lifecycle Index 2060 Retirement Fund | — | — | — | $1.6M | 2.0% | |
| Putnam Investments Putnam Large Cap Value Fund | — | — | — | $1.4M | 1.7% | |
| Principal** Principal MidCap Growth Fund III | — | — | — | $1.4M | 1.7% | |
| MORLEY STABLE VAL CL 18-V FD PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $1.4M | 1.7% | |
| Nuveen TIAA Lifecycle Index 2020 Retirement Fund | — | — | — | $1.2M | 1.5% | |
| Fidelity Investments Fidelity Small Cap Index | — | — | — | $1.1M | 1.3% | |
| Nuveen TIAA Lifecycle Index Retirement Income Fund | — | — | — | $1.1M | 1.3% | |
| Capital Research Management American Funds EuroPacific Growth | — | — | — | $1.0M | 1.2% | |
| Fidelity Investments Fidelity Small Cap Value Fund | — | — | — | $990K | 1.2% | |
| ranging through May 2033 - | — | — | — | $848K | 1.0% | |
| Nuveen TIAA Lifecycle Index 2065 Retirement Fund | — | — | — | $813K | 1.0% | |
| Victory Capital Management Victory Sycamore Established Value Fund | — | — | — | $784K | 1.0% | |
| Fidelity Investments Fidelity International Index | — | — | — | $750K | 0.9% | |
| Capital Research Management American Funds New World Fund | — | — | — | $738K | 0.9% | |
| Victory Capital Management Victory Core Plus Intermediate Bond Fund | — | — | — | $600K | 0.7% | |
| Principal** Principal Real Estate Sec A | — | — | — | $518K | 0.6% | |
| Fidelity Investments Fidelity Advisor Strategic Income Fund | — | — | — | $496K | 0.6% | |
| Victory Capital Management Victory Government Securities Fund | — | — | — | $326K | 0.4% | |
| PGIM Investments PGIM High Yield | — | — | — | $290K | 0.4% | |
| Fidelity Investments Fidelity US Bond Index | — | — | — | $212K | 0.3% | |
| Vanguard Group Vanguard Explorer Fund | — | — | — | $188K | 0.2% | |
| (E) | — | — | — | $95K | 0.1% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $95K | 0.1% | |
| Nuveen TIAA Lifecycle Index 2010 Retirement Fund | — | — | — | $9K | <0.1% | |
| (E) | — | — | — | $9K | <0.1% | |
| MASTER SEPERATE ACCOUNT MINNESOTA LIFE INSURANCE COMPANY · EIN 41-0417830 / PN 900 | Pooled Separate Account | — | — | $0 | <0.1% |