Back to filter
Original filing (PDF)20251010060120NAL0017808754001
BROWN & CROUPPEN, P.C.
Form 5500
FILING_RECEIVED
BROWN & CROUPPEN, P.C. 401K RETIREMENT PLAN
401(k) retirement plan
Active participants
212
Accounts w/ balance
260
Plan assets (EOY)
$23.0M
Net assets (EOY)
$23.0M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BROWN & CROUPPEN, P.C..
Plan sponsor
Name
BROWN & CROUPPEN, P.C.
EIN
43-1096937
Address
4900 DAGGETT AVENUE · ST LOUIS, MO · 63110
Phone
(314) 561-6241
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WILLIAMS-KEEPERS LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $6K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARINER WEALTH ADVISORS, LLC | 20-4553256 | — | INVESTMENT/FINANCIAL ADVI | $51K | — |
Investments
28 direct securities · 1 pooled fund· $22.8M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$22.7M
28 holdings
Common Collective Trust
$73K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TRP RETIREMENT 2030 I | Registered Investment Companies | — | — | $3.3M | 14.3% | |
| TRP RETIREMENT 2045 I | Registered Investment Companies | — | — | $3.1M | 13.2% | |
| TRP RETIREMENT 2035 I | Registered Investment Companies | — | — | $3.0M | 13.2% | |
| FID 500 IND | Registered Investment Companies | — | — | $2.4M | 10.5% | |
| TRP RETIREMENT 2020 I | Registered Investment Companies | — | — | $1.9M | 8.3% | |
| TRP RETIREMENT 2055 I | Registered Investment Companies | — | — | $1.4M | 6.0% | |
| TRP RETIREMENT 2050 I | Registered Investment Companies | — | — | $1.1M | 4.7% | |
| TRP RETIREMENT 2040 I | Registered Investment Companies | — | — | $828K | 3.6% | |
| JANUS HENDERSON ENTERPRISE N | Registered Investment Companies | — | — | $807K | 3.5% | |
| TRP RETIREMENT 2060 I | Registered Investment Companies | — | — | $802K | 3.5% | |
| PUTNAM LARGE CAP VALUE R6 | Registered Investment Companies | — | — | $603K | 2.6% | |
| TRP RETIREMENT 2025 I | Registered Investment Companies | — | — | $495K | 2.1% | |
| MFS GROWTH FUND R6 | Registered Investment Companies | — | — | $346K | 1.5% | |
| TRP RETIREMENT 2015 I | Registered Investment Companies | — | — | $313K | 1.4% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $305K | 1.3% | |
| FID SMALL CAP INDEX | Registered Investment Companies | — | — | $272K | 1.2% | |
| FID MID CAP INDEX | Registered Investment Companies | — | — | $270K | 1.2% | |
| TRP RETIREMENT 2010 I | Registered Investment Companies | — | — | $237K | 1.0% | |
| WASATCH CORE GROWTH INV | Registered Investment Companies | — | — | $222K | 1.0% | |
| VICTORY ESTABLISHED VALUE R6 | Registered Investment Companies | — | — | $203K | 0.9% | |
| INVESCO GOLD & SPEC MINR6 | Registered Investment Companies | — | — | $185K | 0.8% | |
| FID INTERNATIONAL INDEX | Registered Investment Companies | — | — | $133K | 0.6% | |
| TRP RETIREMENT BALANCED I | Registered Investment Companies | — | — | $120K | 0.5% | |
| PGIM TOTAL RETURN BOND R6 | Registered Investment Companies | — | — | $92K | 0.4% | |
| PGIM HIGH YIELD FUND R6 | Registered Investment Companies | — | — | $88K | 0.4% | |
| VICTORY SMALL CO OPP R6 | Registered Investment Companies | — | — | $82K | 0.4% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $75K | 0.3% | |
| METLIFE REL ST VAL 25053 - 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $73K | 0.3% | |
| FID INFL-P BD IDX | Registered Investment Companies | — | — | $34K | 0.1% |