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Original filing (PDF)20251010082140NAL0004066211001
EISNER ADVISORY GROUP, LLC
Form 5500
FILING_RECEIVED
EISNER ADVISORY GROUP, LLC RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
3,807
Accounts w/ balance
4,634
Plan assets (EOY)
$699.3M
Net assets (EOY)
$699.3M
How this plan invests
This plan
1 pooled trust
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EISNER ADVISORY GROUP, LLC.
Plan sponsor
Name
EISNER ADVISORY GROUP, LLC
EIN
87-1353108
Address
733 THIRD AVENUE · NEW YORK, NY · 10017
Phone
(212) 949-8700
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SMITH ELLIOT KEARNS & CO. LLC CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $367K | — |
Investments
37 direct securities · 1 pooled fund· $718.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$697.0M
37 holdings
Pooled Separate Account
$21.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| The Charles Schwab Trust Company | — | 1,238,873 | — | $111.8M | 16.0% | |
| Vanguard | — | 1,387,245 | — | $52.5M | 7.5% | |
| Fidelity | — | 1,350,418 | — | $49.7M | 7.1% | |
| Vanguard | — | 958,551 | — | $47.8M | 6.8% | |
| Vanguard | — | 953,158 | — | $41.2M | 5.9% | |
| The Charles Schwab Trust Company | — | 27,193,794 | — | $27.2M | 3.9% | |
| Harbor | — | 215,839 | — | $24.5M | 3.5% | |
| American Fund | — | 377,087 | — | $23.2M | 3.3% | |
| Vanguard | — | 449,692 | — | $23.0M | 3.3% | |
| New York Life Insurance Company | — | 21,485,728 | — | $21.5M | 3.1% | |
| PSA NO. 25(STABLE VALUE ACCOUNT) NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 125 | Pooled Separate Account | — | — | $21.5M | 3.1% | |
| Vanguard | — | 294,218 | — | $21.2M | 3.0% | |
| Vanguard | — | 1,961,879 | — | $18.6M | 2.7% | |
| The Charles Schwab Trust Company | — | 515,127 | — | $18.4M | 2.6% | |
| Vanguard | — | 687,609 | — | $18.2M | 2.6% | |
| Vanguard | — | 456,789 | — | $16.5M | 2.4% | |
| The Charles Schwab Trust Company | — | 731,520 | — | $16.5M | 2.4% | |
| Dodge & Cox | — | 1,135,062 | — | $14.1M | 2.0% | |
| American Fund | — | 248,394 | — | $13.3M | 1.9% | |
| Vanguard | — | 392,810 | — | $11.7M | 1.7% | |
| Blackrock | — | 1,611,452 | — | $11.4M | 1.6% | |
| Vanguard | — | 200,078 | — | $11.1M | 1.6% | |
| Vanguard | — | 578,498 | — | $10.8M | 1.5% | |
| MFS | — | 335,901 | — | $10.6M | 1.5% | |
| Victory | — | 212,025 | — | $9.8M | 1.4% | |
| The Charles Schwab Trust Company | — | 331,186 | — | $9.2M | 1.3% | |
| T Rowe Price | — | 205,563 | — | $8.9M | 1.3% | |
| Columbia | — | 237,337 | — | $8.4M | 1.2% | |
| Fidelity | — | 215,117 | — | $8.2M | 1.2% | |
| Vanguard | — | 67,539 | — | $7.2M | 1.0% | |
| Vanguard | — | 268,541 | — | $6.4M | 0.9% | |
| Victory | — | 132,734 | — | $6.2M | 0.9% | |
| Notes receivable from participants | — | — | — | $4.5M | 0.6% | |
| Pimco | — | 284,291 | — | $3.7M | 0.5% | |
| Vanguard | — | 257,352 | — | $3.4M | 0.5% | |
| Vanguard | — | 88,543 | — | $3.0M | 0.4% | |
| American Fund | — | 183,992 | — | $2.9M | 0.4% | |
| Vanguard | — | 2,281 | — | $61K | <0.1% |