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Original filing (PDF)20251009193037NAL0007050097001
MOSS ADAMS LLP
Form 5500
FILING_RECEIVED
401(K) PROFIT SHARING PLAN FOR EMPLOYEES OF MOSS ADAMS LLP & AFFILIATES
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
3,963
Accounts w/ balance
5,991
Plan assets (EOY)
$633.5M
Net assets (EOY)
$633.4M
How this plan invests
This plan
13 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 11 bps in Schedule C fees — 82% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MOSS ADAMS LLP.
Plan sponsor
Name
MOSS ADAMS LLP
EIN
91-0189318
Address
999 3RD AVENUE · SUITE 2800 · SEATTLE, WA · 98104
Phone
(206) 302-6800
Industry
CPA Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
090
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SWEENEY CONRAD PS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $367K | — |
| VANGUARD ADVISERS INC. | 23-2811930 | — | NONE | $194K | — |
| DAVIS WRIGHT TREMAINE | 91-0839480 | — | NONE | $67K | — |
| VERUS | 91-1320111 | — | NONE | $42K | — |
| SWEENEY CONRAD, P.S. | 93-1301672 | — | NONE | $22K | — |
Investments
11 direct securities · 13 pooled funds· $576.1M(91% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$360.3M
13 holdings
Uncategorized
$215.8M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Institutional Index Fund Mutual Fund | — | — | — | $91.5M | 14.4% | |
| VFTC TARGET RET 2055 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 27-6715091 / PN 001 | Common Collective Trust | — | — | $65.0M | 10.3% | |
| VFTC TARGET RET 2050 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083970 / PN 001 | Common Collective Trust | — | — | $57.5M | 9.1% | |
| VFTC TARGET RET 2060 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 45-3799419 / PN 001 | Common Collective Trust | — | — | $49.1M | 7.8% | |
| VFTC TARGET RET 2040 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083974 / PN 001 | Common Collective Trust | — | — | $39.5M | 6.2% | |
| VFTC TARGET RET 2045 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083972 / PN 001 | Common Collective Trust | — | — | $38.9M | 6.1% | |
| JP Morgan Large Cap Growth Fund Mutual Fund | — | — | — | $33.7M | 5.3% | |
| VFTC TARGET RET 2035 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083976 / PN 001 | Common Collective Trust | — | — | $31.4M | 5.0% | |
| Mid-Cap Index Fund Mutual Fund | — | — | — | $20.0M | 3.2% | |
| VFTC TARGET RET 2030 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083978 / PN 001 | Common Collective Trust | — | — | $19.7M | 3.1% | |
| VFTC TARGET RET 2025 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083980 / PN 001 | Common Collective Trust | — | — | $18.3M | 2.9% | |
| VFTC RETIREMENT SAVINGS TRUST III VANGUARD FIDUCIARY TRUST COMPANY · EIN 38-7041744 / PN 024 | Common Collective Trust | — | — | $15.2M | 2.4% | |
| Dodge & Cox Stock Fund Mutual Fund | — | — | — | $14.6M | 2.3% | |
| T. Rowe Price New Horizons Fund Mutual Fund | — | — | — | $14.5M | 2.3% | |
| VFTC TARGET RET 2065 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 82-6194314 / PN 001 | Common Collective Trust | — | — | $14.2M | 2.2% | |
| Small-Cap Index Fund Mutual Fund | — | — | — | $10.7M | 1.7% | |
| American Funds Europacific Growth Fund Mutual Fund | — | — | — | $9.7M | 1.5% | |
| Metropolitan West Total Return Bond Fund Mutual Fund | — | — | — | $8.7M | 1.4% | |
| American Beacon Small Cap Value Fund Mutual Fund | — | — | — | $7.2M | 1.1% | |
| VFTC TARGET RET 2020 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083982 / PN 001 | Common Collective Trust | — | — | $6.0M | 1.0% | |
| Notes receivable from participants Mature through 2031, with | — | — | — | $4.7M | 0.7% | |
| VFTC TARGET RET INCOME TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 90-6083967 / PN 001 | Common Collective Trust | — | — | $4.6M | 0.7% | |
| VFTC TARGET RET 2070 TR II VANGUARD FIDUCIARY TRUST COMPANY · EIN 87-7039453 / PN 001 | Common Collective Trust | — | — | $694K | 0.1% | |
| Federal Money Market Fund Mutual Fund | — | — | — | $566K | <0.1% |