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Original filing (PDF)20251015213410NAL0002908195001
PRIVILEGE UNDERWRITERS, INC.
Form 5500
FILING_RECEIVED
PRIVILEGE UNDERWRITERS, INC. 401(K) PLAN
401(k) retirement plan
Active participants
1,133
Accounts w/ balance
1,355
Plan assets (EOY)
$169.2M
Net assets (EOY)
$169.2M
How this plan invests
This plan
14 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PRIVILEGE UNDERWRITERS, INC..
Plan sponsor
Name
PRIVILEGE UNDERWRITERS, INC.
EIN
84-1699173
Address
44 S. BROADWAY, SUITE 301 · WHITE PLAINS, NY · 10601
Phone
(914) 367-1879
Industry
Insurance Agencies & Brokerages· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EISNERAMPERLLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $84K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PARK AVENUE SECURITIES | 13-4023176 | — | ADVISOR | $100K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EISNERAMPER LLP | 87-1363769 | — | ACCOUNTANT/AUDITOR | $33K | — |
Investments
35 direct securities · 14 pooled funds· $275.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$168.6M
35 holdings
Common Collective Trust
$107.2M
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Investments Institutional Fidelity 500 Index Fund Premium | — | — | — | $23.9M | 14.1% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2045 Fund A | — | — | — | $18.2M | 10.8% | |
| FID FRDM BLND 2045 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 094 | Common Collective Trust | — | — | $18.2M | 10.8% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2050 Fund A | — | — | — | $18.2M | 10.7% | |
| FID FRDM BLND 2050 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 095 | Common Collective Trust | — | — | $18.2M | 10.7% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2055 Fund A | — | — | — | $17.6M | 10.4% | |
| FID FRDM BLND 2055 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 113 | Common Collective Trust | — | — | $17.6M | 10.4% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2040 Fund A | — | — | — | $16.4M | 9.7% | |
| FID FRDM BLND 2040 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 093 | Common Collective Trust | — | — | $16.4M | 9.7% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2035 Fund A | — | — | — | $12.0M | 7.1% | |
| FID FRDM BLND 2035 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 092 | Common Collective Trust | — | — | $12.0M | 7.1% | |
| T. Rowe Price Growth Stock Fund | — | — | — | $10.1M | 6.0% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2060 Fund A | — | — | — | $10.0M | 5.9% | |
| FID FRDM BLND 2060 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 147 | Common Collective Trust | — | — | $10.0M | 5.9% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2030 Fund A | — | — | — | $7.5M | 4.4% | |
| FID FRDM BLND 2030 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 091 | Common Collective Trust | — | — | $7.5M | 4.4% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2025 Fund A | — | — | — | $3.7M | 2.2% | |
| FID FRDM BLND 2025 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 090 | Common Collective Trust | — | — | $3.7M | 2.2% | |
| Fidelity Investments Institutional Fidelity International Index Fund Premium | — | — | — | $2.8M | 1.7% | |
| Fidelity Investments Institutional Fidelity Extended Market Index Fund Premium | — | — | — | $2.6M | 1.5% | |
| Columbia Mid Cap Growth Fund Institutional 2 Class | — | — | — | $2.5M | 1.5% | |
| T. Rowe Price Equity Income Fund | — | — | — | $2.3M | 1.4% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2065 Fund A | — | — | — | $2.2M | 1.3% | |
| FID FRDM BLND 2065 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 168 | Common Collective Trust | — | — | $2.2M | 1.3% | |
| Allspring Special Mid Cap Value Fund - Class Inst | — | — | — | $2.2M | 1.3% | |
| Fidelity Investments Institutional Fidelity Small Cap Index Fund Premium | — | — | — | $2.2M | 1.3% | |
| Fidelity Investments Institutional Fidelity Money Market Trust Retirement Government Fund | — | — | — | $1.9M | 1.1% | |
| from 2024 to 2043 | — | — | — | $1.8M | 1.1% | |
| Janus Henderson Janus Henderson Triton Fund Class I | — | — | — | $1.3M | 0.8% | |
| Janus Henderson Janus Henderson Balanced Fund T | — | — | — | $1.3M | 0.8% | |
| Franklin Small Cap Value Fund R6 | — | — | — | $1.2M | 0.7% | |
| Massachusetts Financial Services International Growth Fund R4 | — | — | — | $1.1M | 0.7% | |
| Fidelity Investments Institutional Fidelity U.S. Bond Index Fund | — | — | — | $1.1M | 0.6% | |
| Fidelity Investments Institutional Fidelity Emerging Markets Index Fund Premium | — | — | — | $884K | 0.5% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2020 Fund A | — | — | — | $882K | 0.5% | |
| FID FRDM BLND 2020 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 089 | Common Collective Trust | — | — | $882K | 0.5% | |
| Fidelity Investments Institutional Fidelity Advisor Focused Emerging Markets Fund Class I | — | — | — | $621K | 0.4% | |
| Lord, Abbett & Co Short Duration Income Fund I | — | — | — | $478K | 0.3% | |
| The Bond Fund of America American Funds The Bond Fund of America Class R-6 | — | — | — | $390K | 0.2% | |
| Pacific Investment Management Co. PIMCO Short Term Fund Instl | — | — | — | $371K | 0.2% | |
| Fidelity Investments Institutional Fidelity Freedom Blend Income Fund - Class I | — | — | — | $305K | 0.2% | |
| FID FRDM BLEND INC Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 085 | Common Collective Trust | — | — | $305K | 0.2% | |
| Fidelity Investments Institutional Fidelity Short-Term Treasury Bond Index Fund Premium | — | — | — | $291K | 0.2% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2010 Fund A | — | — | — | $59K | <0.1% | |
| FID FRDM BLND 2010 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 087 | Common Collective Trust | — | — | $59K | <0.1% | |
| Fidelity Investments Institutional Fidelity Freedom Blend 2015 Fund A | — | — | — | $38K | <0.1% | |
| FID FRDM BLND 2015 Q FIDELITY INSTITUTIONAL ASSET MANAGEMENT · EIN 20-4659714 / PN 088 | Common Collective Trust | — | — | $38K | <0.1% | |
| Fidelity Investments Institutional Fidelity Managed Retirement 2030 Fund | — | — | — | $38K | <0.1% | |
| FID FRDM BLND 2005 Q FIAM TRUST COMPANY · EIN 20-4659714 / PN 086 | Common Collective Trust | — | — | $0 | <0.1% |
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