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Original filing (PDF)20250916164702NAL0002175713001
SPECIALTY MANAGEMENT SERVICES OF OUACHITA, LLC DBA ALLI MANAGEMENT SOL
Form 5500
FILING_RECEIVED
SPECIALTY MANAGEMENT SERVICES OF OUACHITA, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
188
Accounts w/ balance
175
Plan assets (EOY)
$17.3M
Net assets (EOY)
$17.3M
How this plan invests
This plan
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "s Vanguard Vanguard Balanced Index Fund Admiral Shares, 91,302.294 shares" is 26% of plan.
- 42 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SPECIALTY MANAGEMENT SERVICES OF OUACHITA, LLC DBA ALLI MANAGEMENT SOL.
Plan sponsor
Name
SPECIALTY MANAGEMENT SERVICES OF OUACHITA, LLC DBA ALLI MANAGEMENT SOL
EIN
72-1509232
Address
101 CATALPA STREET · MONROE, LA · 71201
Phone
(318) 998-7132
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-16
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
LAPORTE, A PUBLIC ACCOUNTING CORP.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WIPFLI LLP | 39-0758449 | — | RECORDKEEPER | $33K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SUMMIT FINANCIAL WEALTH ADVISORS | — | LAFAYETTE, LA | FINANCIAL ADVISOR | $19K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROLAND, CRISS INVESTMENT RESEARCH | — | ARLINGTON, TX | NONE | $21K | — |
Investments
26 direct securities· $17.3M(100% of reported assets)
Uncategorized
$12.9M
25 holdings
Mutual Funds
$4.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Balanced Index Fund Admiral Shares, 91,302.294 shares | Mutual Funds | — | — | $4.4M | 25.6% | |
| Dodge & Cox Dodge & Cox Balanced Fund, 42,464.671 shares | — | — | — | $4.3M | 25.0% | |
| Vanguard Target Retirement 2040 Fund Investor Shares, 31,433.765 shares | — | — | — | $1.4M | 7.9% | |
| T. Rowe Price T. Rowe Price Spectrum Moderate Growth Allocation Fund, 28,437.584 shares | — | — | — | $1.1M | 6.4% | |
| Vanguard LifeStrategy Growth Fund Investor Shares, 24,815.553 shares | — | — | — | $1.1M | 6.3% | |
| Vanguard Target Retirement 2045 Fund Investor Shares, 27,423.936 shares | — | — | — | $814K | 4.7% | |
| Vanguard Target Retirement 2035 Fund Investor Shares, 29,368.517 shares | — | — | — | $704K | 4.1% | |
| Vanguard Target Retirement 2025 Fund Investor Shares, 24,568.572 shares | — | — | — | $459K | 2.7% | |
| Vanguard Target Retirement 2055 Fund Investor Shares, 6,073.655 shares | — | — | — | $338K | 2.0% | |
| Vanguard Target Retirement 2050 Fund Investor Shares, 6,211.782 shares | — | — | — | $310K | 1.8% | |
| Vanguard Target Retirement 2030 Fund Investor Shares, 7,596.158 shares | — | — | — | $288K | 1.7% | |
| Party-in- Borrower, Lessor, Description of Investment Current Interest or Similar Party Including Share Balance Cost Value Investments Money Market Federated Government Obligations Tax- Managed Fund Institutional Shares, 281,253.886 shares | — | — | — | $281K | 1.6% | |
| PIMCO Income Fund Institutional Class, 26,454.72 shares | — | — | — | $278K | 1.6% | |
| Vanguard Wellesley Income Admiral, 4,515.285 shares | — | — | — | $271K | 1.6% | |
| Notes Receivable from Participants * Notes Receivable Loan Interest Rates of 5.25%- 10.50%, maturity of 2-11 Years N/A | — | — | — | $265K | 1.5% | |
| Vanguard Target Retirement 2060 Fund Investor Shares, 4,933.811 shares | — | — | — | $253K | 1.5% | |
| Vanguard LifeStrategy Conservative Growth Fund Investor Shares, 9,730.561 shares | — | — | — | $199K | 1.2% | |
| Vanguard 500 Index Fund Admiral Shares, 249.2 shares | — | — | — | $135K | 0.8% | |
| Vanguard Short-Term Corporate Bond Index, 5,646.057 shares | — | — | — | $120K | 0.7% | |
| Vanguard Target Retirement 2020 Fund Investor Shares, 2,722.159 shares | — | — | — | $72K | 0.4% | |
| Vanguard Global Equity Fund Investor Shares, 1,942.528 shares | — | — | — | $69K | 0.4% | |
| DFA Global Equity Portfolio Institutional Class, 1,826.975 shares | — | — | — | $62K | 0.4% | |
| Vanguard Small-Cap Index Fund Admiral Shares, 399.567 shares | — | — | — | $46K | 0.3% | |
| Vanguard Target Retirement 2065 Fund Investor Shares, 338.792 shares | — | — | — | $11K | <0.1% | |
| Vanguard Mid-Cap Index Fund Admiral Shares, 23.149 shares | — | — | — | $8K | <0.1% | |
| Vanguard Intermediate-Term Bond Index Fund Admiral Shares, 533.178 shares | — | — | — | $5K | <0.1% |