Original filing (PDF)20251010175339NAL0013644512001

ROCKWELL AUTOMATION, INC.

Name: ROCKWELL AUTOMATION, INC. — ROCKWELL AUTOMATION PENSION PLAN, Form 5500 (2024)
Creator: ROCKWELL AUTOMATION, INC.

Form 5500

FILING_RECEIVED

ROCKWELL AUTOMATION PENSION PLAN

Pooled investment trust — a fund that other plans invest in — not a participant plan

Signals · 2

No recordkeeper disclosed21 service providers

Active participants

1,841

Accounts w/ balance

—

Plan assets (EOY)

$1.8B

Net assets (EOY)

$1.8B

How this plan invests

1 plans

invest in this fund

This trust

pooled vehicle

2,485 securities

Schedule of Assets

This is a pooled fund: many plans invest in it, and it holds the underlying securities.

Master trust / DFE filing

Pooled investment vehicle

This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.

Pooled assets (EOY)

$1.8B

Net assets (EOY)

$1.8B

Participating plans

latest filings citing this trust

Cited interest

$15.0M

across citing plans' latest filings

Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.

Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROCKWELL AUTOMATION, INC..

Plan sponsor

Name

ROCKWELL AUTOMATION, INC.

EIN

25-1797617

Address

1201 S. SECOND STREET · MILWAUKEE, WI · 53204

Phone

(414) 382-2000

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-10

Pension benefit codes

1A · Pay-related DB formula

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

WIPFLI LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

21 rows

Other

Name	EIN	Location	Relation	Direct comp	Indirect comp
ALIGHT SOLUTIONS LLC	82-1061233	—	NONE	$800K	—
PACIFIC INVESTMENT MANAGEMENT CO.	95-2632339	—	NONE	$425K	—
JENNISON ASSOCIATES, LLC	13-2631108	—	NONE	$413K	—
WILLIS TOWERS WATSON	53-0181291	—	NONE	$392K	—
NISA INVESTMENT ADVISORS, LLC	48-1140940	—	NONE	$348K	—
MERCER INVESTMENTS LLC	—	BOSTON, MA	NONE	$342K	—
J.P. MORGAN INVESTMENT MANAGEMENT	13-3200244	—	NONE	$342K	—
STANDISH MANAGEMENT, LLC	—	SAN FRANCISCO, CA	NONE	$333K	—
PRIMECAP MANAGEMENT COMPANY	95-3868081	—	NONE	$332K	—
IZARD KINDALL & RAABE LLP	—	WEST HARTFORD, CT	NONE	$324K	—
GRANITE INVESTMENT PARTNERS	27-0225271	—	NONE	$297K	—
CLARKSTON CAPITAL PARTNERS, LLC	—	BLOOMFIELD HILLS, MI	NONE	$290K	—
CAUSEWAY CAPITAL MANAGEMENT, LLC	95-4861680	—	NONE	$290K	—
THOMPSON, SIEGEL & WALMSLEY, INC	54-0854396	—	NONE	$235K	—
NORTHERN TRUST COMPANY	36-3046063	—	NONE	$202K	—
THE BANK OF NEW MELLON	—	NEW YORK, NY	NONE	$149K	—
NEWTON INVESTMENT MANAGEMENT	86-1751460	—	NONE	$106K	—
WORLD ASSETS MANAGEMENT, INC.	—	DETROIT, MI	NONE	$104K	—
MCM CAPITAL PARTNERS	—	BEACHWOOD, OH	NONE	$93K	—
FOLEY AND LARDNER LLP	39-0473800	—	NONE	$31K	—
WIPFLI LLP	39-0758449	—	NONE	$10K	—

Investments

2,447 direct securities · 9 pooled funds· $1.7B(94% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$1.2B

2444 holdings

Common Collective Trust

$515.3M

9 holdings

OTHER

$756K

1 holding

Common Stocks

$114K

1 holding

Preferred Stocks

$107K

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
EB DB NSL SIF BNY MELLON · EIN 25-6078093 / PN 215	Common Collective Trust	—	$20.4M	$119.4M	6.6%
JP MORGAN CORE BOND TRUST JP MORGAN INVESTMENT MANAGEMENT INC · EIN 13-3200244 / PN 000	Common Collective Trust	—	$128.5M	$112.6M	6.2%
MARSHALL WACE AMERICAS TOPS LONG-ONLY FUND LP	—	—	$56.0M	$83.6M	4.6%
BNYM-N NSL DYNAMIC U.S. EQUITY FUND BNY MELLON · EIN 25-6078093 / PN 309	Common Collective Trust	—	$48.7M	$75.7M	4.2%
ARISTOTLE VALUE EQUITY COLLECTION T SEI TRUST COMPANY · EIN 81-2704975 / PN 095	Common Collective Trust	—	$52.6M	$69.6M	3.8%
MSCI EMERGING MARKETS FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 085	Common Collective Trust	—	$28.6M	$39.3M	2.2%
CANADA INDEX FUND-NON LENDING NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 102	Common Collective Trust	—	$19.5M	$37.5M	2.1%
DEVELOPED INTL SMALL CAP INDEX NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 122	Common Collective Trust	—	$14.6M	$30.2M	1.7%
US TREASURY AND AGENCY SECURITIES ROCKWELL AUTOMATION PROP FUND	—	—	$27.2M	$27.2M	1.5%
U S TREASURY BOND 4.500% 02/15/2044 DD 02/15/24	—	—	$27.4M	$26.7M	1.5%
U S TREASURY BOND 4.250% 02/15/2054 DD 02/15/24	—	—	$24.3M	$23.3M	1.3%
U S TREASURY BOND 2.000% 11/15/2041 DD 11/15/21	—	—	$26.0M	$18.2M	1.0%
SMALL CAP INDEX NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 145	Common Collective Trust	—	$10.3M	$16.0M	0.9%
U S TREASURY BOND 2.875% 05/15/2052 DD 05/15/22	—	—	$18.5M	$15.5M	0.9%
ROCKWELL AUTOMATION PROP FUND ROCKWELL AUTOMATION, INC. · EIN 25-1797617 / PN 002	Common Collective Trust	—	$15.0M	$15.0M	0.8%
APPLE INC	—	—	$3.0M	$14.5M	0.8%
NVIDIA CORP	—	—	$773K	$12.6M	0.7%
MICROSOFT CORP	—	—	$2.8M	$12.0M	0.7%
U S TREASURY BOND 2.250% 08/15/2046 DD 08/15/16	—	—	$12.7M	$11.0M	0.6%
U S TREASURY BOND 1.375% 11/15/2040 DD 11/15/20	—	—	$10.8M	$10.2M	0.6%
U S TREASURY BOND 1.750% 08/15/2041 DD 08/15/21	—	—	$11.0M	$9.7M	0.5%
U S TREASURY BOND 3.375% 11/15/2048 DD 11/15/18	—	—	$10.1M	$9.4M	0.5%
AMAZON.COM INC	—	—	$2.0M	$7.8M	0.4%
U S TREASURY BOND 1.625% 11/15/2050 DD 11/15/20	—	—	$8.3M	$7.6M	0.4%
U S TREASURY BOND 3.125% 11/15/2041 DD 11/15/11	—	—	$9.1M	$7.3M	0.4%
ELI LILLY & CO	—	—	$457K	$6.6M	0.4%
U S TREASURY BOND 3.000% 02/15/2049 DD 02/15/19	—	—	$6.6M	$6.2M	0.3%
JP MORGAN POOLED VENTURE CAPITAL	—	—	$13.4M	$6.1M	0.3%
U S TREASURY BOND 1.125% 08/15/2040 DD 08/15/20	—	—	$5.6M	$5.6M	0.3%
U S TREASURY BOND 4.000% 11/15/2052 DD 11/15/22	—	—	$6.2M	$5.4M	0.3%
U S TREASURY BOND 1.875% 02/15/2041 DD 02/15/21	—	—	$7.5M	$5.2M	0.3%
U S TREASURY BOND 3.125% 08/15/2044 DD 08/15/14	—	—	$7.0M	$5.1M	0.3%
META PLATFORMS INC	—	—	$974K	$4.9M	0.3%
U S TREASURY BOND 3.000% 08/15/2052 DD 08/15/22	—	—	$5.2M	$4.8M	0.3%
U S TREASURY BOND 2.250% 02/15/2052 DD 02/15/22	—	—	$5.1M	$4.5M	0.2%
U S TREASURY BOND 3.000% 08/15/2048 DD 08/15/18	—	—	$4.9M	$4.4M	0.2%
TESLA INC	—	—	$2.5M	$4.3M	0.2%
ALPHABET INC	—	—	$896K	$4.2M	0.2%
U S TREASURY BOND 3.125% 02/15/2043 DD 02/15/13	—	—	$4.2M	$4.1M	0.2%
BROADCOM INC	—	—	$731K	$4.1M	0.2%
U S TREASURY BOND 4.125% 08/15/2044 DD 08/15/24	—	—	$4.1M	$4.0M	0.2%
TENNESSEE VALLEY AUTH BD 5.880% 04/01/2036 DD 07/23/97	—	—	$3.8M	$3.8M	0.2%
ALPHABET INC	—	—	$695K	$3.5M	0.2%
U S TREASURY BOND 2.000% 11/15/2041 DD 11/15/21	—	—	$5.0M	$3.3M	0.2%
U S TREASURY BOND 4.375% 05/15/2041 DD 05/15/11	—	—	$3.7M	$3.3M	0.2%
U S TREASURY BOND 3.375% 08/15/2042 DD 08/15/22	—	—	$3.7M	$3.3M	0.2%
BERKSHIRE HATHAWAY INC	—	—	$1.2M	$3.2M	0.2%
U S TREASURY NOTE 4.125% 10/31/2031 DD 10/31/24	—	—	$3.1M	$3.0M	0.2%
US TREAS-CPI INFLAT 1.125% 01/15/2033 DD 01/15/23	—	—	$3.0M	$3.0M	0.2%
JPM US POOLED CORPORATE FINANCE	—	—	$16.9M	$2.9M	0.2%
U S TREASURY BOND 3.875% 05/15/2043 DD 05/15/23	—	—	$2.9M	$2.8M	0.2%
U S TREASURY BOND 4.375% 05/15/2040 DD 05/15/10	—	—	$4.5M	$2.8M	0.2%
U S TREASURY BOND 4.250% 02/15/2054 DD 02/15/24	—	—	$2.8M	$2.7M	0.1%
CLARIVATE PLC	—	—	$5.1M	$2.6M	0.1%
U S TREASURY BOND 4.375% 08/15/2043 DD 08/15/23	—	—	$2.8M	$2.6M	0.1%
JPMORGAN CHASE & CO	—	—	$715K	$2.6M	0.1%
POST HOLDINGS INC	—	—	$1.4M	$2.6M	0.1%
FEDERAL HOME LN MTG CORP STRIP 0.000% 07/15/2032 DD 02/20/02	—	—	$2.5M	$2.5M	0.1%
FEDERAL HOME LN BK CONS BD 5.625% 03/14/2036 DD 04/28/06	—	—	$2.5M	$2.5M	0.1%
U S TREASURY BOND 2.250% 08/15/2049 DD 08/15/19	—	—	$4.5M	$2.3M	0.1%
ELI LILLY & CO	—	—	$362K	$2.3M	0.1%
ASTRAZENECA PLC ADR	—	—	$1.1M	$2.3M	0.1%
LPL FINANCIAL HOLDINGS INC	—	—	$312K	$2.3M	0.1%
U S TREASURY BOND 4.625% 05/15/2054 DD 05/15/24	—	—	$2.4M	$2.2M	0.1%
AFFILIATED MANAGERS GROUP INC	—	—	$1.1M	$2.2M	0.1%
MICROSOFT CORP	—	—	$143K	$2.1M	0.1%
U S TREASURY BOND 4.625% 11/15/2044 DD 11/15/24	—	—	$2.1M	$2.1M	0.1%
U S TREASURY BOND 2.000% 02/15/2050 DD 02/15/20	—	—	$3.6M	$2.1M	0.1%
VISA INC	—	—	$646K	$2.1M	0.1%
ALPHABET INC	—	—	$135K	$2.1M	0.1%
US TREAS-CPI INFLAT 1.750% 01/15/2034 DD 01/15/24	—	—	$2.1M	$2.1M	0.1%
CVS HEALTH CORP 5.050% 03/25/2048 DD 03/09/18	—	—	$2.4M	$2.0M	0.1%
U S TREASURY BOND 2.875% 08/15/2045 DD 08/15/15	—	—	$2.0M	$2.0M	0.1%
+ U S TREASURY BOND 2.500% 02/15/2045 DD 02/15/15	—	—	$2.6M	$2.0M	0.1%
FEDEX CORP	—	—	$732K	$1.9M	0.1%
U S TREASURY BOND 4.500% 02/15/2044 DD 02/15/24	—	—	$2.0M	$1.9M	0.1%
U S TREASURY NOTE 4.375% 05/15/2034 DD 05/15/24	—	—	$1.9M	$1.9M	0.1%
US FOODS HOLDING CORP	—	—	$538K	$1.8M	0.1%
EXXON MOBIL CORP	—	—	$1.3M	$1.8M	<0.1%
ALSTOM SA	—	—	$1.9M	$1.8M	<0.1%
GFL ENVIRONMENTAL INC	—	—	$1.1M	$1.8M	<0.1%
UNITEDHEALTH GROUP INC	—	—	$595K	$1.8M	<0.1%
APPLE INC 2.650% 05/11/2050 DD 05/11/20	—	—	$2.2M	$1.8M	<0.1%
FLEX LTD	—	—	$283K	$1.8M	<0.1%
US TREAS-CPI INFLAT 0.625%007/15/2032 DD 07/15/22	—	—	$1.8M	$1.7M	<0.1%
MICROSOFT CORP 2.525% 06/01/2050 DD 06/01/20	—	—	$2.4M	$1.7M	<0.1%
BARCLAYS PLC	—	—	$955K	$1.7M	<0.1%
MASTERCARD INC	—	—	$384K	$1.7M	<0.1%
U S TREASURY BOND 4.625% 05/15/2044 DD 05/15/24	—	—	$1.7M	$1.6M	<0.1%
CBIZ INC	—	—	$320K	$1.6M	<0.1%
AMGEN INC	—	—	$350K	$1.6M	<0.1%
KERING SA	—	—	$2.3M	$1.6M	<0.1%
COSTCO WHOLESALE CORP	—	—	$334K	$1.6M	<0.1%
CH ROBINSON WORLDWIDE INC	—	—	$1.2M	$1.5M	<0.1%
INTEL CORP	—	—	$2.9M	$1.5M	<0.1%
ROLLS-ROYCE HOLDINGS PLC	—	—	$299K	$1.5M	<0.1%
ALPHABET INC	—	—	$99K	$1.5M	<0.1%
PROCTER & GAMBLE CO/THE	—	—	$765K	$1.5M	<0.1%
WALMART INC	—	—	$469K	$1.5M	<0.1%
HOME DEPOT INC/THE	—	—	$404K	$1.5M	<0.1%
NETFLIX INC	—	—	$241K	$1.5M	<0.1%
ORACLE CORP	—	—	$366K	$1.4M	<0.1%
RECKITT BENCKISER GROUP PLC	—	—	$1.7M	$1.4M	<0.1%
MOLSON COORS BEVERAGE CO	—	—	$1.1M	$1.4M	<0.1%
US TREAS-CPI INFLAT 0.125%001/15/2032 DD 01/15/22	—	—	$1.4M	$1.4M	<0.1%
JOHN WILEY & SONS INC	—	—	$1.3M	$1.4M	<0.1%
WINTRUST FINANCIAL CORP	—	—	$763K	$1.3M	<0.1%
JOHNSON & JOHNSON	—	—	$923K	$1.3M	<0.1%
SAMSUNG ELECTRONICS CO LTD	—	—	$1.6M	$1.3M	<0.1%
RAYMOND JAMES FINANCIAL INC	—	—	$638K	$1.3M	<0.1%
MORGAN STANLEY VAR RT 11/19/2055 DD 11/20/24	—	—	$1.3M	$1.3M	<0.1%
BIOGEN INC	—	—	$1.4M	$1.3M	<0.1%
ENERGIZER HOLDINGS INC	—	—	$1.0M	$1.3M	<0.1%
CASELLA WASTE SYSTEMS INC	—	—	$996K	$1.3M	<0.1%
LAMB WESTON HOLDINGS INC	—	—	$1.3M	$1.2M	<0.1%
BANK OF AMERICA CORP VAR RT 06/19/2041 DD 06/19/20	—	—	$1.3M	$1.2M	<0.1%
U S TREASURY BOND 1.750% 08/15/2041 DD 08/15/21	—	—	$1.9M	$1.2M	<0.1%
HILLENBRAND INC	—	—	$1.1M	$1.2M	<0.1%
AVANTOR INC	—	—	$1.1M	$1.2M	<0.1%
SALESFORCE INC	—	—	$417K	$1.2M	<0.1%
MERCK & CO INC 2.750% 12/10/2051 DD 12/10/21	—	—	$1.3M	$1.2M	<0.1%
TEXAS INSTRUMENTS INC	—	—	$153K	$1.2M	<0.1%
ABBVIE INC	—	—	$506K	$1.2M	<0.1%
JPMORGAN CHASE & CO	—	—	$318K	$1.2M	<0.1%
BROADCOM INC 144A 3.137% 11/15/2035 DD 09/30/21	—	—	$1.1M	$1.2M	<0.1%
ASTRAZENECA PLC	—	—	$1.2M	$1.2M	<0.1%
CANADIAN PACIFIC KANSAS CITY LTD	—	—	$1.3M	$1.2M	<0.1%
ALIBABA GROUP HOLDING LTD ADR	—	—	$1.5M	$1.2M	<0.1%
RENESAS ELECTRONICS CORP	—	—	$1.5M	$1.2M	<0.1%
BOEING CO/THE 5.930% 05/01/2060 DD 05/04/20	—	—	$1.3M	$1.2M	<0.1%
GOLDMAN SACHS GROUP INC/THE VAR RT 04/22/2042 DD 04/22/21	—	—	$1.3M	$1.1M	<0.1%
TENNESSEE GAS PIPELINE CO LLC 8.375% 06/15/2032 DD 06/10/02	—	—	$1.2M	$1.1M	<0.1%
AT&T INC 3.550% 09/15/2055 DD 03/15/21	—	—	$1.6M	$1.1M	<0.1%
T-MOBILE USA INC 3.300% 02/15/2051 DD 02/15/21	—	—	$1.5M	$1.1M	<0.1%
BANK OF AMERICA CORP VAR RT 04/22/2042 DD 04/22/21	—	—	$1.1M	$1.1M	<0.1%
BANK OF AMERICA CORP	—	—	$458K	$1.1M	<0.1%
WARNERMEDIA HOLDINGS INC 5.391% 03/15/2062 DD 03/15/23	—	—	$1.3M	$1.1M	<0.1%
FRESHPET INC	—	—	$367K	$1.1M	<0.1%
ELEVANCE HEALTH INC 4.650% 08/15/2044 DD 08/12/14	—	—	$1.3M	$1.1M	<0.1%
ABBVIE INC 4.050% 11/21/2039 DD 05/21/20	—	—	$1.1M	$1.1M	<0.1%
U S TREASURY BOND 4.000% 11/15/2042 DD 11/15/22	—	—	$1.2M	$1.1M	<0.1%
VERIZON COMMUNICATIONS INC 5.850% 09/15/2035 DD 09/13/05	—	—	$1.1M	$1.1M	<0.1%
MICRON TECHNOLOGY INC	—	—	$236K	$1.1M	<0.1%
REYNOLDS AMERICAN INC 7.250% 06/15/2037 DD 06/21/07	—	—	$1.1M	$1.1M	<0.1%
ADOBE INC	—	—	$50K	$1.1M	<0.1%
LUMENTUM HOLDINGS INC	—	—	$596K	$1.1M	<0.1%
AT&T INC 3.550% 09/15/2055 DD 03/15/21	—	—	$1.3M	$1.1M	<0.1%
AKZO NOBEL NV	—	—	$1.2M	$1.0M	<0.1%
ABBVIE INC 4.550% 03/15/2035 DD 09/15/20	—	—	$1.0M	$1.0M	<0.1%
ROCHE HOLDING AG	—	—	$1.1M	$1.0M	<0.1%
AGILYSYS INC	—	—	$376K	$1.0M	<0.1%
BG ENERGY CAPITAL PLC 144A 5.125% 10/15/2041 DD 10/12/11	—	—	$1.2M	$1.0M	<0.1%
ORACLE CORP	—	—	$278K	$1.0M	<0.1%
TOWER SEMICONDUCTOR LTD	—	—	$571K	$1.0M	<0.1%
CVS HEALTH CORP 6.125% 09/15/2039 DD 09/11/09	—	—	$1.0M	$1.0M	<0.1%
KRATOS DEFENSE & SECURITY SOLU	—	—	$459K	$1.0M	<0.1%
GOLDMAN SACHS GROUP INC/THE 6.750% 10/01/2037 DD 10/03/07	—	—	$1.0M	$1000K	<0.1%
CABLE ONE INC	—	—	$1.4M	$987K	<0.1%
WARNERMEDIA HOLDINGS INC 5.141% 03/15/2052 DD 03/15/23	—	—	$1.1M	$985K	<0.1%
U S TREASURY BOND 2.875% 05/15/2052 DD 05/15/22	—	—	$1.1M	$981K	<0.1%
BIOMARIN PHARMACEUTICAL INC	—	—	$890K	$977K	<0.1%
IBM INTERNATIONAL CAPITAL PTE 5.300% 02/05/2054 DD 02/05/24	—	—	$1.0M	$975K	<0.1%
XOMETRY INC	—	—	$459K	$973K	<0.1%
U S TREASURY BOND 4.375% 05/15/2041 DD 05/15/11	—	—	$1.3M	$972K	<0.1%
BELDEN INC	—	—	$552K	$968K	<0.1%
BP PLC	—	—	$1.1M	$962K	<0.1%
JPMORGAN CHASE & CO VAR RT 04/22/2041 DD 04/22/20	—	—	$1.1M	$961K	<0.1%
AT&T INC 3.500% 09/15/2053 DD 03/15/21	—	—	$1.2M	$961K	<0.1%
MERCK & CO INC	—	—	$524K	$961K	<0.1%
INTEL CORP 3.734% 12/08/2047 DD 06/08/18	—	—	$1.2M	$953K	<0.1%
DUTCH BROS INC	—	—	$582K	$949K	<0.1%
SYSCO CORP	—	—	$370K	$948K	<0.1%
ENEL SPA	—	—	$1.0M	$945K	<0.1%
CHARTER COMMUNICATIONS OPERATI 3.950% 06/30/2062 DD 10/12/21	—	—	$955K	$937K	<0.1%
BERKSHIRE HATHAWAY ENERGY CO 5.950% 05/15/2037 DD 05/11/07	—	—	$950K	$931K	<0.1%
AT&T INC 3.650% 09/15/2059 DD 03/15/21	—	—	$1.2M	$928K	<0.1%
HENRY SCHEIN INC	—	—	$960K	$927K	<0.1%
CHEVRON CORP	—	—	$715K	$926K	<0.1%
COCA-COLA CO/THE	—	—	$590K	$923K	<0.1%
GOLDMAN SACHS GROUP INC/THE VAR RT 10/28/2027 DD 10/28/16	—	—	$945K	$922K	<0.1%
PFIZER INVESTMENT ENTERPRISES 5.340% 05/19/2063 DD 05/19/23	—	—	$954K	$919K	<0.1%
WELLS FARGO & CO	—	—	$598K	$919K	<0.1%
BRISTOL-MYERS SQUIBB CO 4.250% 10/26/2049 DD 04/26/20	—	—	$1.0M	$919K	<0.1%
WELLS FARGO & CO VAR RT 04/30/2041 DD 04/30/20	—	—	$969K	$918K	<0.1%
SOUTHWEST AIRLINES CO	—	—	$439K	$915K	<0.1%
JPMORGAN CHASE & CO VAR RT 11/29/2045 DD 11/29/24	—	—	$930K	$909K	<0.1%
FANUC CORP	—	—	$1.1M	$909K	<0.1%
AMGEN INC 4.663% 06/15/2051 DD 12/15/16	—	—	$1.1M	$905K	<0.1%
CISCO SYSTEMS INC	—	—	$429K	$902K	<0.1%
TOTALENERGIES CAPITAL SA 5.638% 04/05/2064 DD 04/05/24	—	—	$940K	$901K	<0.1%
WELLS FARGO BANK NA 5.950% 08/26/2036 DD 08/29/06	—	—	$915K	$901K	<0.1%
DIAGEO PLC	—	—	$1.1M	$899K	<0.1%
GOLDMAN SACHS GROUP INC/THE VAR RT 11/19/2045 DD 11/19/24	—	—	$928K	$897K	<0.1%
ENERGY TRANSFER LP 5.400% 10/01/2047 DD 09/21/17	—	—	$890K	$895K	<0.1%
WELLS FARGO & CO	—	—	$432K	$894K	<0.1%
LEHMAN BRTH HLD (RICI) ESCROW 0.000% 05/03/2032 DD 05/01/07	—	—	—	$890K	<0.1%
SONY GROUP CORP ADR	—	—	$186K	$889K	<0.1%
PRUDENTIAL PLC	—	—	$1.4M	$878K	<0.1%
HEWLETT PACKARD ENTERPRISE CO	—	—	$493K	$873K	<0.1%
WALT DISNEY CO/THE 4.750% 11/15/2046 DD 11/15/19	—	—	$931K	$871K	<0.1%

Showing top 200 of 2,456 investments by value.