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Original filing (PDF)20251009101609NAL0011233104001
O'CONNOR WOODS
Form 5500
FILING_RECEIVED
O'CONNOR WOODS 403(B) PLAN
403(b) retirement plan
Signals · 2
28% in single holdingNo recordkeeper disclosed
Active participants
329
Accounts w/ balance
176
Plan assets (EOY)
$6.8M
Net assets (EOY)
$6.8M
How this plan invests
This plan
57 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- Top holding "FIXED ANNUITY ACCOUNT" is 28% of plan.
- No recordkeeper disclosed on Schedule C.
- 53% balance-to-active ratio — below typical for a healthy 401(k).
Helping the score
- Below-peer total fees (0 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for O'CONNOR WOODS.
Plan sponsor
Name
O'CONNOR WOODS
EIN
68-0201024
Address
3400 WAGNER HEIGHTS ROAD · STOCKTON, CA · 95209
Phone
(209) 956-3400
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SCHWARTZ GIANNINI LANTSBERGER ADAMS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsOther
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LINCOLN NATIONAL CORPORATION | 35-1140070 | — | SERVICE PROVIDER | $157 | — |
Investments
57 direct securities· $6.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIXED ANNUITY ACCOUNT | — | — | — | $1.9M | 27.8% | |
| AMERICAN FUNDS GROWTH | — | — | — | $1.1M | 16.6% | |
| AMERICAN FUNDS GROWTH INCOME | — | — | — | $492K | 7.3% | |
| FIDELITY VIP CONTRAFUND | — | — | — | $396K | 5.8% | |
| LVIP GLOBAL MODERATE ALLOCATION MGD RISK | — | — | — | $289K | 4.3% | |
| AMERICAN FUNDS INTERNATIONAL | — | — | — | $231K | 3.4% | |
| BLACKROCK GLOBAL ALLOCATION | — | — | — | $213K | 3.1% | |
| DELAWARE VIP DIVERSIFIED INCOME | — | — | — | $183K | 2.7% | |
| FIDELITY VIP FREEDOM TARGET DATE 2025 | — | — | — | $152K | 2.2% | |
| DELAWARE VIP SMALL CAP VALUE | — | — | — | $150K | 2.2% | |
| LVIP BARON GROWTH OPPORTUNITIES | — | — | — | $144K | 2.1% | |
| DELAWARE VIP VALUE | — | — | — | $133K | 2.0% | |
| LVIP T ROWE PRICE 2050 | — | — | — | $108K | 1.6% | |
| DELAWARE VIP SMID CAP GROWTH | — | — | — | $94K | 1.4% | |
| FIDELITY VIP FREEDOM TARGET DATE 2040 | — | — | — | $93K | 1.4% | |
| LVIP T ROWE PRICE 2030 | — | — | — | $91K | 1.3% | |
| LVIP T ROWE PRICE 2040 | — | — | — | $87K | 1.3% | |
| LVIP DIMENSIONAL U.S. CORE EQUITY | — | — | — | $75K | 1.1% | |
| FIDELITY VIP FREEDOM TARGET DATE 2045 | — | — | — | $68K | 1.0% | |
| FIDELITY VIP FREEDOM TARGET DATE 2035 | — | — | — | $62K | 0.9% | |
| LVIP GLOBAL CONSERVATIVE ALLOC | — | — | — | $61K | 0.9% | |
| LVIP JPMORGAN RETIREMENT INCOME FUND | — | — | — | $57K | 0.8% | |
| LVIP DELAWARE MID CAP VALUE FUND | — | — | — | $49K | 0.7% | |
| LVIP SSGA S&P 500 INDEX | — | — | — | $46K | 0.7% | |
| LVIP FRANKLIN TMPLTN MF EM EQTY | — | — | — | $39K | 0.6% | |
| DELAWARE VIP HIGH YIELD | — | — | — | $38K | 0.6% | |
| FIDELITY VIP FREEDOM TARGET DATE 2050 | — | — | — | $33K | 0.5% | |
| LVIP MONDRIAN INTERNATIONAL VALUE | — | — | — | $32K | 0.5% | |
| FIDELITY VIP GROWTH | — | — | — | $30K | 0.4% | |
| LVIP BLACKROCK DIVIDEND VALUE | — | — | — | $28K | 0.4% | |
| LVIP DELAWARE BOND | — | — | — | $26K | 0.4% | |
| LVIP GLOBAL GROWTH ALLOCATION MANAGED RISK | — | — | — | $26K | 0.4% | |
| AMERICAN FUNDS GLOBAL GROWTH | — | — | — | $24K | 0.4% | |
| LVIP CLARION GLOBAL REAL ESTATE | — | — | — | $23K | 0.3% | |
| LVIP T ROWE PRICE MID CAP GROWTH | — | — | — | $20K | 0.3% | |
| FIDELITY VIP FREEDOM TARGET DATE 2030 | — | — | — | $19K | 0.3% | |
| FIDELITY VIP FREEDOM TARGET DATE 2055 | — | — | — | $19K | 0.3% | |
| LVIP T ROWE PRICE 2060 | — | — | — | $17K | 0.3% | |
| DELAWARE VIP REIT | — | — | — | $17K | 0.2% | |
| LVIP DELAWARE SOCIAL AWARENESS | — | — | — | $15K | 0.2% | |
| PIMCO VIT TOTAL RETURN PORTFOLIO | — | — | — | $13K | 0.2% | |
| ALLIANCEBERNSTEIN VPS GLOBAL THEMATIC GROWTH | — | — | — | $12K | 0.2% | |
| MFS UTILITIES | — | — | — | $11K | 0.2% | |
| LVIP DELAWARE WEALTH BUILDER FUND | — | — | — | $7K | 0.1% | |
| LVIP FRANKLIN TMPLTN GLOBAL EQTY | — | — | — | $7K | 0.1% | |
| LVIP VANGUARD INTERNATIONAL EQUITY ETF | — | — | — | $6K | <0.1% | |
| FIDELITY VIP FREEDOM TARGET DATE 2020 | — | — | — | $4K | <0.1% | |
| LVIP MONDRIAN GLOBAL INCOME | — | — | — | $3K | <0.1% | |
| LVIP SSGA SMALL CAP INDEX | — | — | — | $3K | <0.1% | |
| LVIP SSGA INTERNATIONAL INDEX | — | — | — | $3K | <0.1% | |
| LVIP T ROWE PRICE STRUCTURED MID-CAP GROWTH | — | — | — | $3K | <0.1% | |
| LVIP SSGA BOND INDEX | — | — | — | $3K | <0.1% | |
| LVIP JPMORGAN SELECT MID CAP VALUE MANAGED | — | — | — | $2K | <0.1% | |
| LVIP BLACKROCK INFLATION PROTECTED BOND | — | — | — | $2K | <0.1% | |
| LVIP BLENDED LRG CAP GROWTH MNGD VOLTLTY | — | — | — | $1K | <0.1% | |
| LVIP DELAWARE DIVERSIFIED FLOATING RATE | — | — | — | $1K | <0.1% | |
| LVIP SSGA GLOBAL TACTICAL ALLOCATION RPM | — | — | — | $69 | <0.1% |