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Original filing (PDF)20251013161724NAL0003646018001
THIRD WAY CENTER, INC.
Form 5500
FILING_RECEIVED
THIRD WAY CENTER, INC. 403(B) PLAN
403(b) retirement plan
Active participants
178
Accounts w/ balance
127
Plan assets (EOY)
$6.8M
Net assets (EOY)
$6.8M
How this plan invests
This plan
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THIRD WAY CENTER, INC..
Plan sponsor
Name
THIRD WAY CENTER, INC.
EIN
84-0599572
Address
455 ACOMA ST · DENVER, CO · 80204
Phone
(303) 780-9191
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $12K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES LLC | — | NEW YORK, NY | INVESTMENT ADVISOR | $15K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $15K | — |
Investments
40 direct securities· $6.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Empower Trust Company, LLC** ISHARES U.S. Aggregate Bond Index K | — | — | — | $918K | 13.6% | |
| American Funds 2035 Target Date Retirement R6 | — | — | — | $712K | 10.5% | |
| American Funds New Perspective R6 | — | — | — | $626K | 9.3% | |
| Empower Annuity Insurance Company of America** Fully benefit-responsive investment contracts - Guaranteed Interest Fund | — | — | — | $603K | 8.9% | |
| American Funds 2040 Target Date Retirement R6 | — | — | — | $601K | 8.9% | |
| Fidelity Mid Cap Index | — | — | — | $484K | 7.2% | |
| American Funds New World R6 | — | — | — | $424K | 6.3% | |
| JPMorgan Equity Income R6 | — | — | — | $373K | 5.5% | |
| American Funds 2050 Target Date Retirement R6 | — | — | — | $354K | 5.2% | |
| American Funds 2045 Target Date Retirement R6 | — | — | — | $242K | 3.6% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $166K | 2.5% | |
| MFS Core Equity R6 | — | — | — | $134K | 2.0% | |
| American Funds 2055 Target Date Retirement R6 | — | — | — | $128K | 1.9% | |
| MFS International Growth R6 | — | — | — | $119K | 1.8% | |
| Participants** Participant notes receivable - Various maturities and repayment terms for notes receivables, with interest rates between 4.25 and 9.50 percent - | — | — | — | $102K | 1.5% | |
| DFA US Small Cap | — | — | — | $95K | 1.4% | |
| T. Rowe Price Global Growth Stock I | — | — | — | $78K | 1.2% | |
| American Century Small Cap Value R6 | — | — | — | $77K | 1.1% | |
| Fidelity Total Bond K6 | — | — | — | $75K | 1.1% | |
| Mutual of America Life Insurance Company** Mutual of America Aggressive Allocation Fund | — | — | — | $72K | 1.1% | |
| American Century Small Cap Growth R6 | — | — | — | $46K | 0.7% | |
| American Funds 2060 Target Date Retirement R6 | — | — | — | $40K | 0.6% | |
| PGIM High-Yield R6 | — | — | — | $35K | 0.5% | |
| MFS Mid Cap Growth R6 | — | — | — | $32K | 0.5% | |
| Calvert VP SRI Balanced Portfolio | — | — | — | $26K | 0.4% | |
| American Funds 2030 Target Date Retirement R6 | — | — | — | $25K | 0.4% | |
| Allsping Special Mid Cap Value R6 | — | — | — | $25K | 0.4% | |
| Fidelity® VIP Contrafund® Portfolio | — | — | — | $24K | 0.4% | |
| Fidelity® VIP Mid Cap Portfolio | — | — | — | $21K | 0.3% | |
| American Funds American Balanced R6 | — | — | — | $18K | 0.3% | |
| American Century Investments VP Capital Appreciati | — | — | — | $17K | 0.3% | |
| Vanguard VIF International Portfolio | — | — | — | $16K | 0.2% | |
| Mutual of America 2040 Retirement Fund | — | — | — | $13K | 0.2% | |
| Mutual of America Moderate Allocation Fund | — | — | — | $11K | 0.2% | |
| Mutual of America Mid Cap Value Fund | — | — | — | $7K | 0.1% | |
| DWS Capital Growth VIP | — | — | — | $7K | 0.1% | |
| Mutual of America 2045 Retirement Fund | — | — | — | $6K | <0.1% | |
| Mutual of America 2035 Retirement Fund | — | — | — | $5K | <0.1% | |
| Vanguard VIF Diversified Value Portfolio | — | — | — | $5K | <0.1% | |
| Mutual of America Intermediate Bond Fund | — | — | — | $4K | <0.1% |
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