Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER SMITH | 13-5674085 | PENNINGTON, NJ | INVESTMENT ADVISOR | $37K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INSURANCE CO · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $8.1M | 83.8% | |
| Empower Fixed Account | — | — |
| — |
| $1.6M |
| 16.2% |
| Empower JPMorgan SmartRetirement 2035 | — | — | — | $1.3M | 13.3% |
| Empower iShares S&P 500 Inex | — | — | — | $1.2M | 12.6% |
| Empower JPMorgan SmartRetirement 2030 | — | — | — | $1.0M | 10.7% |
| Empower Alger Capital Appreciation Instl | — | — | — | $545K | 5.7% |
| Empower JPMorgan SmartRetirement 2025 | — | — | — | $512K | 5.3% |
| Empower JPMorgan SmartRetirement 2050 | — | — | — | $450K | 4.7% |
| Empower MFS Blended Research Core | — | — | — | $397K | 4.1% |
| Empower JPMorgan SmartRetirement 2045 | — | — | — | $373K | 3.9% |
| Empower Franklin Growth R6 | — | — | — | $343K | 3.6% |
| Empower iShares MSCI EAFE Intl Indx K | — | — | — | $244K | 2.5% |
| Empower Franklin Small Cap Value | — | — | — | $165K | 1.7% |
| Empower Fidelity Advisor Total Bond | — | — | — | $163K | 1.7% |
| Empower Invesco Small Cap Growth | — | — | — | $150K | 1.6% |
| Empower JPMorgan SmartRetirement 2055 | — | — | — | $137K | 1.4% |
| Empower JPMorgan SmartRetirement 2040 | — | — | — | $133K | 1.4% |
| Empower Invesco Discovery Mid Cap Growth | — | — | — | $116K | 1.2% |
| Empower JPMorgan SmartRetirement 2060 | — | — | — | $105K | 1.1% |
| Empower MassMutual Infl-Prot and Inc | — | — | — | $103K | 1.1% |
| Empower Templeton Forgein | — | — | — | $95K | 1.0% |
| Empower American Funds New World | — | — | — | $94K | 1.0% |
| Empower Invesco International Growth | — | — | — | $89K | 0.9% |
| Empower PIMCO Income Inst | — | — | — | $86K | 0.9% |
| maturity value * Empower AB Global Bond | — | — | — | $74K | 0.8% |
| Empower Neuberger Berman Sustainable Eq | — | — | — | $69K | 0.7% |
| Empower MFS Government Securities | — | — | — | $57K | 0.6% |
| Empower MM S&P 500 Index | — | — | — | $20K | 0.2% |
| Empower Invesco Comstock | — | — | — | $14K | 0.1% |
| Empower MFS Mid Cap Value | — | — | — | $9K | <0.1% |
| Empower JPMorgan SmartRetirement Income | — | — | — | $6K | <0.1% |
| Empower JPMorgan SmartRetirement 2020 | — | — | — | $2K | <0.1% |
