Back to filter
Original filing (PDF)20251015170211NAL0002788131001
SEDGWICK CLAIMS MANAGEMENT SERVICES, INC.
Form 5500
FILING_RECEIVED
SEDGWICK 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
25,456
Accounts w/ balance
29,448
Plan assets (EOY)
$1.9B
Net assets (EOY)
$1.9B
How this plan invests
This plan
15 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 7 bps in Schedule C fees — modestly above peer band of 5 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SEDGWICK CLAIMS MANAGEMENT SERVICES, INC..
Plan sponsor
Name
SEDGWICK CLAIMS MANAGEMENT SERVICES, INC.
EIN
36-2685608
Address
8125 SEDGWICK WAY · MEMPHIS, TN · 38125
Phone
(901) 415-7400
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WATKINS UIBERALL, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH,PIERCE, FENNER, SMITH | 13-5674085 | NEW YORK, NY | RECORDKEEPER MANAGER | $1.3M | — |
Investments
13 direct securities · 15 pooled funds· $1.9B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Common Collective Trust
$1.3B
15 holdings
Uncategorized
$535.1M
12 holdings
Mutual Funds
$105.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD INSTITUTIONAL 500 IDX MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $177.6M | 9.3% | |
| VANGUARD TARGET RET 2035 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $163.2M | 8.5% | |
| VANGUARD TARGET RET 2040 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $149.8M | 7.8% | |
| VANGUARD TARGET RET 2030 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $148.5M | 7.8% | |
| VANGUARD TARGET RET 2050 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $130.5M | 6.8% | |
| VANGUARD TARGET RET 2045 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $110.5M | 5.8% | |
| MFS Mass Invest Growth STK R6 Mutual Fund | Mutual Funds | — | — | $105.8M | 5.5% | |
| VANGUARD TARGET RET 2055 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $93.2M | 4.9% | |
| VANGUARD TARGET RET 2025 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $88.2M | 4.6% | |
| Vanguard Small Cap Ind Instl Mutual Fund | — | — | — | $79.3M | 4.1% | |
| VANGUARD DEVELOPED MRKTS IDX MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $71.8M | 3.8% | |
| Vanguard Midcap Index FD Mutual Fund | — | — | — | $71.6M | 3.7% | |
| Merrill Lynch Certificate of Deposit | — | — | — | $71.5M | 3.7% | |
| Vanguard Equity Income CL ADM Mutual Fund | — | — | — | $63.5M | 3.3% | |
| Vanguard Intermediate BD Instl Mutual Fund | — | — | — | $63.2M | 3.3% | |
| American Balanced Fund CL R6 Mutual Fund | — | — | — | $60.7M | 3.2% | |
| VANGUARD TARGET RET 2060 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $52.8M | 2.8% | |
| Participant loans (3.25% to 9.50%) - | — | — | — | $44.4M | 2.3% | |
| VANGUARD FEDERAL MKT FUND MONEY MARKET FUND | — | — | — | $38.5M | 2.0% | |
| VANGUARD TARGET RET 2020 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $34.8M | 1.8% | |
| VANGUARD TARGET RET 2065 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $18.3M | 1.0% | |
| MASSMUTUAL TOTAL RETURN MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $17.6M | 0.9% | |
| DFA Global Equity Portfolio Instl Mutual Fund | — | — | — | $16.7M | 0.9% | |
| VANGUARD TARGET RET INCME MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $15.8M | 0.8% | |
| DFA Real Estate SEC Mutual Fund | — | — | — | $15.8M | 0.8% | |
| Thornburg Strategic R6 Mutual Fund | — | — | — | $8.7M | 0.5% | |
| BLF Money Fund Money Market Fund | — | — | — | $1.2M | <0.1% | |
| VANGUARD TARGET RET 2070 MERRILL LYNCH, PIERCE, FENNER AND SMITH · EIN 13-5674065 / PN 000 | Common Collective Trust | — | — | $8K | <0.1% |