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Original filing (PDF)20251015094031NAL0004475041001
TAFT STETTINIUS & HOLLISTER LLP
Form 5500
FILING_RECEIVED
TAFT STETTINIUS & HOLLISTER LLP THRIFT SAVINGS & RETIREMENT PLAN
401(k) retirement plan
Signals · 1
18 service providers
Active participants
1,468
Accounts w/ balance
1,807
Plan assets (EOY)
$848.9M
Net assets (EOY)
$848.9M
How this plan invests
This plan
16 pooled trusts
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TAFT STETTINIUS & HOLLISTER LLP.
Plan sponsor
Name
TAFT STETTINIUS & HOLLISTER LLP
EIN
31-0541755
Address
425 WALNUT STREET, SUITE 1800 · CINCINNATI, OH · 452023957
Phone
(513) 381-2838
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
2R · Participant-directed brokerage (SDBA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
KATZ, SAPPER & MILLER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
18 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $63K | — |
Advisor / Consultant
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER SMITH | 13-5674085 | — | INVESTMENT ADVISORY | $62K | — |
| MORGAN STANLEY SMITH BARNEY LLC | 11-3658445 | — | INVESTMENT ADVISORY | $20K | — |
| UBS FINANCIAL SERVICES INC. | 13-2638166 | — | INVESTMENT ADVISORY | $6K | — |
Broker
14| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MARINER LLC | 20-4553256 | — | BROKERAGE | $38K | — |
| AT INVESTMENT ADVISORS | 20-0822261 | — | BROKERAGE | $27K | — |
| WOODLEY FARRA MANION PORTFOLIO | 35-1964649 | — | BROKERAGE | $21K | — |
| CURRY WEBB WEALTH MANAGEMENT | 46-2221312 | — | BROKERAGE | $18K | — |
| CORIENT PRIVATE WEALTH LLC | 88-0967642 | — | BROKERAGE | $11K | — |
| MCF ADVISORS LLC | 20-0566061 | — | BROKERAGE | $9K | — |
| NORTHWESTERN MUTUAL | 39-2018056 | — | BROKERAGE | $9K | — |
| MAI CAPITAL MANAGEMENT LLC | 61-1495162 | — | BROKERAGE | $8K | — |
| CAPITAL MGMT SERVICES INC. | 43-1410129 | — | BROKERAGE | $8K | — |
| TRUPOINT INC. | 31-1306367 | — | BROKERAGE | $7K | — |
| HOWARD CAPITAL MANAGEMENT | 76-0661984 | — | BROKERAGE | $6K | — |
| BUCKINGHAM STRATEGIC WEALTH LLC | 20-8306720 | — | BROKERAGE | $5K | — |
| BAHL & GAYNOR INC | 31-1297139 | — | BROKERAGE | $5K | — |
| CHARLES SCHWAB & CO. INC. | 94-1737782 | — | BROKERAGE | $2K | — |
Investments
19 direct securities · 16 pooled funds· $892.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$464.1M
18 holdings
Common Collective Trust
$341.0M
15 holdings
Pooled Separate Accounts
$43.8M
1 holding
Pooled Separate Account
$43.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index 591,026 | — | — | — | $120.7M | 14.2% | |
| AB US LARGE CAP GROWTH W SERS CL GREAT GRAY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $65.6M | 7.7% | |
| SELF-DIRECTED BROKERAGE ACCOUNTS Schwab SDB Accounts | — | — | — | $60.5M | 7.1% | |
| T. ROWE PRICE RETIREMENT BLEND 2030 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 35-7192509 / PN 001 | Common Collective Trust | — | — | $50.4M | 5.9% | |
| T. ROWE PRICE RETIREMENT BLEND 2035 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 37-6658473 / PN 001 | Common Collective Trust | — | — | $45.2M | 5.3% | |
| New York Life Insurance Company Anchor Account 43,800,393 | Pooled Separate Accounts | — | — | $43.8M | 5.2% | |
| PSA NO. 25 (STABLE VALUE ACCOUNT) NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 125 | Pooled Separate Account | — | — | $43.8M | 5.2% | |
| JPMorgan Equity Income R6 1,814,424 | — | — | — | $43.4M | 5.1% | |
| American Funds American Balanced R6 1,145,169 | — | — | — | $39.3M | 4.6% | |
| T. ROWE PRICE RETIREMENT BLEND 2025 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 37-6658226 / PN 001 | Common Collective Trust | — | — | $37.6M | 4.4% | |
| Baird Core Plus Bond Inst 3,484,229 | — | — | — | $34.9M | 4.1% | |
| MFS International Diversification R3 1,427,973 | — | — | — | $31.9M | 3.8% | |
| T. ROWE PRICE RETIREMENT BLEND 2045 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 35-2611309 / PN 001 | Common Collective Trust | — | — | $31.6M | 3.7% | |
| Fidelity Mid Cap Index 872,383 | — | — | — | $29.5M | 3.5% | |
| T. ROWE PRICE RETIREMENT BLEND 2040 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 30-6596089 / PN 001 | Common Collective Trust | — | — | $29.3M | 3.4% | |
| Fidelity Small Cap Index 952,011 | — | — | — | $26.4M | 3.1% | |
| MFS Mid Cap Growth R3 821,803 | — | — | — | $23.2M | 2.7% | |
| T. ROWE PRICE RETIREMENT BLEND 2050 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 35-7192720 / PN 001 | Common Collective Trust | — | — | $20.5M | 2.4% | |
| STATE ST INTL INDEX SL C1 IX STATE STREET GLOBAL ADVISORS CCT · EIN 32-6528132 / PN 010 | Common Collective Trust | — | — | $20.3M | 2.4% | |
| STATE ST US BOND INDEX SL CL XIV STATE STREET GLOBAL ADVISORS & TRUST CO. · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $13.4M | 1.6% | |
| T. ROWE PRICE RETIREMENT BLEND 2055 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 30-1011718 / PN 001 | Common Collective Trust | — | — | $12.4M | 1.5% | |
| Individual Brokerage Accounts | — | — | — | $11.7M | 1.4% | |
| Victory Sycamore Established Value R 238,083 | — | — | — | $10.7M | 1.3% | |
| Nationwide Geneva Small Cap Growth Fund Intl Svc 112,960 | — | — | — | $9.7M | 1.1% | |
| Performance Trust Strategic Bond 474,111 | — | — | — | $9.2M | 1.1% | |
| T. ROWE PRICE RETIREMENT BLEND 2020 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 32-6493445 / PN 001 | Common Collective Trust | — | — | $6.5M | 0.8% | |
| T. ROWE PRICE RETIREMENT BLEND 2060 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 35-7193113 / PN 001 | Common Collective Trust | — | — | $6.0M | 0.7% | |
| T. Rowe Price Retirement Blend 2010 I 559,607 | — | — | — | $5.4M | 0.6% | |
| REGISTERED INVESTMENT COMPANIES Allspring Special Small Cap Value A 110,940 | — | — | — | $4.3M | 0.5% | |
| NOTES RECEIVABLE FROM PARTICIPANTS, bearing interest at 4.25% - 9.50%, with maturities through June 2039 0 | — | — | — | $2.6M | 0.3% | |
| T. ROWE PRICE RETIREMENT BLEND 2065 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 85-1790880 / PN 001 | Common Collective Trust | — | — | $1.2M | 0.1% | |
| T. ROWE PRICE RETIREMENT BLEND 2015 T. ROWE PRICE COLLECTIVE TRUSTS · EIN 37-6658059 / PN 001 | Common Collective Trust | — | — | $1.1M | 0.1% | |
| CASH VALUE OF LIFE INSURANCE 0 | — | — | — | $493K | <0.1% | |
| T. Rowe Price Retirement Blend 2005 I 8,532 | — | — | — | $83K | <0.1% | |
| PIMCO STABLE INCOME FUND SEI TRUST COMPANY · EIN 45-4367155 / PN 036 | Common Collective Trust | — | — | $0 | <0.1% |