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Original filing (PDF)20251013090745NAL0000907121001
CAPSTONE ON-CAMPUS MANGEMENT, LLC
Form 5500
FILING_RECEIVED
CAPSTONE ON-CAMPUS MANAGEMENT, LLC 401(K) SAVINGS PLAN
401(k) retirement plan
Active participants
297
Accounts w/ balance
421
Plan assets (EOY)
$23.8M
Net assets (EOY)
$23.8M
How this plan invests
This plan
2 pooled trusts
Schedule D
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 53 bps in Schedule C fees — 81% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPSTONE ON-CAMPUS MANGEMENT, LLC.
Plan sponsor
Name
CAPSTONE ON-CAMPUS MANGEMENT, LLC
EIN
56-2440563
Address
1500 URBAN CENTER DRIVE SUITE 400 · VESTAVIA HILLS, AL · 35242
Phone
(205) 414-6478
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SMITH + HOWARD, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $62K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC WEALTH INC | — | JERSEY CITY, NJ | INVESTMENT ADVISOR | $48K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROYAL ALLIANCE ASSOCIATES | 93-0987232 | — | NONE | $15K | — |
| ADVISED ASSETS GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $737 | — |
Investments
16 direct securities · 2 pooled funds· $23.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$20.6M
16 holdings
Common Collective Trust
$3.2M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Total International Index Fund Registered Investment Company | — | — | — | $4.6M | 19.3% | |
| Fidelity Total Market Index Fund Registered Investment Company | — | — | — | $3.7M | 15.6% | |
| American Funds The Bond Fund of America Registered Investment Company | — | — | — | $2.7M | 11.2% | |
| Guaranteed Income Fund (stated at contract value) Guaranteed investment contract | — | — | — | $2.7M | 11.2% | |
| Principal Equity Income I Fund Institutional Registered Investment Company | — | — | — | $1.9M | 7.8% | |
| LARGE CAP GROWTH FUND II FEE CLASS GREAT GRAY TRUST · EIN 38-4139848 / PN 626 | Common Collective Trust | — | — | $1.6M | 6.9% | |
| EMERGING MARKETS FUND II CL R1 GREAT GRAY TRUST · EIN 38-7304135 / PN 001 | Common Collective Trust | — | — | $1.6M | 6.6% | |
| Fidelity Mid Cap Index Fund Registered Investment Company | — | — | — | $1.4M | 5.8% | |
| Fidelity Small Cap Index Fund Registered Investment Company | — | — | — | $847K | 3.6% | |
| Vanguard Mid-Cap Value Index Fund Admiral Registered Investment Company | — | — | — | $813K | 3.4% | |
| Vanguard Small Cap Value Index Fund Admiral Registered Investment Company | — | — | — | $708K | 3.0% | |
| Macquarie Mid Cap Growth Fund Registered Investment Company | — | — | — | $653K | 2.7% | |
| American Century Small Cap Growth Fund Registered Investment Company | — | — | — | $511K | 2.1% | |
| PGIM High Yield Fund Registered Investment Company | — | — | — | $58K | 0.2% | |
| American Funds Capital World Bond Fund Registered Investment Company | — | — | — | $34K | 0.1% | |
| Fidelity Inflation-Protected Bond Index Fund Registered Investment Company | — | — | — | $33K | 0.1% | |
| Cohen & Steers Real Estate Securities Fund Registered Investment Company | — | — | — | $25K | 0.1% | |
| DFA Commodity Strategy I Registered Investment Company | — | — | — | $14K | <0.1% |
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