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Original filing (PDF)20251015082750NAL0004338001001
UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, PC
Form 5500
FILING_RECEIVED
UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION P.C. 403(B) RETIREMENT ANNUITY PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
5,019
Accounts w/ balance
8,337
Plan assets (EOY)
$1.6B
Net assets (EOY)
$1.6B
How this plan invests
This plan
1 pooled trust
Schedule D
81 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 7 bps in Schedule C fees — modestly above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, PC.
Plan sponsor
Name
UNIVERSITY OF ALABAMA HEALTH SERVICES FOUNDATION, PC
EIN
63-0649108
Address
500 22ND STREET SOUTH, SUITE 500 · BIRMINGHAM, AL · 352333110
Phone
(205) 731-9262
Industry
Outpatient Care Centers· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WARREN, AVERETT, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $594K | — |
| JOHNSON STERLING, INC. | 63-0970725 | — | NONE | $481K | — |
| BERK CLEVELAND RATHMELL WEALTH STRA | 94-3423851 | — | NONE | $24K | — |
| THE WELCH GROUP, LLC | 63-1231262 | — | NONE | $20K | — |
| FIDELITY INV INS OPERATIONS | 04-2647786 | — | NONE | $2K | — |
Investments
79 direct securities · 1 pooled fund· $1.6B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$1.5B
78 holdings
Pooled Separate Account
$30.2M
1 holding
Mutual Funds
$12.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Non-Benefit Responsive Fixed annuity contract | — | — | — | $167.8M | 10.7% | |
| T. Rowe Price Rtmt I 2045 I Mutual fund | — | — | — | $88.3M | 5.6% | |
| T. Rowe Price Rtmt I 2040 I Mutual fund | — | — | — | $88.2M | 5.6% | |
| CREF Stock R3 Variable annuity | — | — | — | $76.1M | 4.8% | |
| T. Rowe Price Rtmt I 2035 I Mutual fund | — | — | — | $70.2M | 4.5% | |
| T. Rowe Price Rtmt I 2030 I Mutual fund | — | — | — | $69.6M | 4.4% | |
| T. Rowe Price Rtmt I 2025 I Mutual fund | — | — | — | $60.8M | 3.9% | |
| Nuveen Large Cap Growth Index R6 Mutual fund | — | — | — | $60.3M | 3.8% | |
| T. Rowe Price Rtmt I 2050 I Mutual fund | — | — | — | $57.8M | 3.7% | |
| CREF Stock R4 Variable annuity | — | — | — | $54.7M | 3.5% | |
| CREF Equity Index R4 Variable annuity | — | — | — | $52.6M | 3.3% | |
| Vanguard Mid-Cap Inx Inst Mutual fund | — | — | — | $46.1M | 2.9% | |
| CREF Growth R3 Variable annuity | — | — | — | $34.6M | 2.2% | |
| CREF Global Equities R4 Variable annuity | — | — | — | $34.0M | 2.2% | |
| T. Rowe Price Rtmt I 2020 I Mutual fund | — | — | — | $33.1M | 2.1% | |
| AF Washington Mutual Inv R6 Mutual fund | — | — | — | $31.9M | 2.0% | |
| Nuveen International Equity Index R6 Mutual fund | — | — | — | $31.4M | 2.0% | |
| Vanguard 500 Inx Adm Mutual fund | — | — | — | $30.7M | 1.9% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $30.2M | 1.9% | |
| CREF Equity Index R3 Variable annuity | — | — | — | $28.6M | 1.8% | |
| T. Rowe Price Rtmt I 2055 I Mutual fund | — | — | — | $27.7M | 1.8% | |
| TIAA-CREF Self-directed investments | — | — | — | $26.6M | 1.7% | |
| CREF Global Equities R3 Variable annuity | — | — | — | $24.5M | 1.6% | |
| Nuveen Small Cap Blend Index R6 Mutual fund | — | — | — | $24.2M | 1.5% | |
| T. Rowe Price Capital Appreciation I Mutual fund | — | — | — | $24.0M | 1.5% | |
| Fidelity Growth Company Mutual fund | — | — | — | $22.8M | 1.4% | |
| CREF Core Bond R4 Variable annuity | — | — | — | $19.7M | 1.3% | |
| Fixed Annuity Contracts * TIAA Stable Value Fixed annuity contract | — | — | — | $17.0M | 1.1% | |
| AF Growth Fund of America R6 Mutual fund | — | — | — | $17.0M | 1.1% | |
| DFA Emerging Markets Mutual fund | — | — | — | $16.3M | 1.0% | |
| Vanguard Federal Money Mkt Inv Money market fund | — | — | — | $15.2M | 1.0% | |
| PIMCO Total Return Admin Mutual fund | — | — | — | $12.8M | 0.8% | |
| AF EuroPacific Growth Fund R6 Mutual fund | Mutual Funds | — | — | $12.7M | 0.8% | |
| Fidelity Freedom 2025 Mutual fund | — | — | — | $11.2M | 0.7% | |
| CREF Inflation-Linked Bond R4 Variable annuity | — | — | — | $10.3M | 0.7% | |
| Vanguard Total Stock Market Index Adm Mutual fund | — | — | — | $9.6M | 0.6% | |
| Fidelity Freedom 2030 Mutual fund | — | — | — | $9.3M | 0.6% | |
| Variable Annuity Contracts * CREF Core Bond R3 Variable annuity | — | — | — | $9.1M | 0.6% | |
| CREF Money Market R3 Variable annuity | — | — | — | $8.3M | 0.5% | |
| Fidelity Freedom 2020 Mutual fund | — | — | — | $8.1M | 0.5% | |
| CREF Social Choice R4 Variable annuity | — | — | — | $8.1M | 0.5% | |
| T. Rowe Price Rtmt I 2015 I Mutual fund | — | — | — | $7.8M | 0.5% | |
| CREF Social Choice R3 Variable annuity | — | — | — | $6.5M | 0.4% | |
| Fidelity Freedom 2035 Mutual fund | — | — | — | $6.1M | 0.4% | |
| DFA US Small Cap Value Mutual fund | — | — | — | $5.9M | 0.4% | |
| T. Rowe Price Rtmt I 2060 I Mutual fund | — | — | — | $5.1M | 0.3% | |
| T. Rowe Price Rtmt I 2010 I Mutual fund | — | — | — | $5.1M | 0.3% | |
| DFA International Small Co Mutual fund | — | — | — | $4.9M | 0.3% | |
| dates ranging from 2024 to 2034 | — | — | — | $4.7M | 0.3% | |
| Fidelity 500 Index Mutual fund | — | — | — | $4.6M | 0.3% | |
| Nuveen Mid-Cap Value R6 Mutual fund | — | — | — | $4.6M | 0.3% | |
| T. Rowe Price Rtmt I 2005 I Mutual fund | — | — | — | $4.3M | 0.3% | |
| T. Rowe Price Rtmt I Balance I Mutual fund | — | — | — | $3.9M | 0.2% | |
| CREF Inflation-Linked Bond R3 Variable annuity | — | — | — | $3.4M | 0.2% | |
| Money Market Funds * Fidelity Gov Cash Reserve Money market fund | — | — | — | $3.3M | 0.2% | |
| PIMCO Low Duration Fd Admin Mutual fund | — | — | — | $3.1M | 0.2% | |
| Fidelity Total Market Index Mutual fund | — | — | — | $2.9M | 0.2% | |
| TIAA Traditional Benefit Responsive Fixed annuity contract | — | — | — | $2.7M | 0.2% | |
| Fidelity Freedom 2040 Mutual fund | — | — | — | $2.0M | 0.1% | |
| Fidelity Worldwide Mutual fund | — | — | — | $1.9M | 0.1% | |
| Fidelity Diversified International Mutual fund | — | — | — | $1.8M | 0.1% | |
| Fidelity Strat Div & Inc Mutual fund | — | — | — | $1.3M | <0.1% | |
| Fidelity International Index Mutual fund | — | — | — | $852K | <0.1% | |
| Fidelity US Bond Index Mutual fund | — | — | — | $737K | <0.1% | |
| Fidelity Freedom Income Mutual fund | — | — | — | $734K | <0.1% | |
| Fidelity Freedom 2015 Mutual fund | — | — | — | $728K | <0.1% | |
| Fidelity Strategic Income Mutual fund | — | — | — | $596K | <0.1% | |
| Fidelity Freedom 2010 Mutual fund | — | — | — | $452K | <0.1% | |
| Fidelity Short-Term Bond Mutual fund | — | — | — | $391K | <0.1% | |
| Fidelity Asset MGR 50% Mutual fund | — | — | — | $380K | <0.1% | |
| Fidelity Asset MGR 70% Mutual fund | — | — | — | $305K | <0.1% | |
| Fidelity Freedom 2045 Mutual fund | — | — | — | $189K | <0.1% | |
| Plan Loan Default Fund Fixed annuity contract | — | — | — | $116K | <0.1% | |
| Fidelity Asset MGR 20% Mutual fund | — | — | — | $110K | <0.1% | |
| Fidelity Freedom 2055 Mutual fund | — | — | — | $56K | <0.1% | |
| Fidelity Freedom 2060 Mutual fund | — | — | — | $29K | <0.1% | |
| Fidelity Asset MGR 85% Mutual fund | — | — | — | $21K | <0.1% | |
| Fidelity Asset MGR 60% Mutual fund | — | — | — | $17K | <0.1% | |
| Fidelity Freedom 2050 Mutual fund | — | — | — | $10K | <0.1% | |
| CREF Money Market R2 Variable annuity | — | — | — | $1K | <0.1% |