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Original filing (PDF)20251013122340NAL0002854002001
TRI 3, INC.
Form 5500
FILING_RECEIVED
TRI 3, INC. 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
47% in single holding
Active participants
103
Accounts w/ balance
146
Plan assets (EOY)
$3.8M
Net assets (EOY)
$3.8M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
76
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "T. Rowe Price T. Rowe Price Ret Blend Select Trust 2025" is 47% of plan.
- 75 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TRI 3, INC..
Plan sponsor
Name
TRI 3, INC.
EIN
48-1097531
Address
8997 COMMERCE DR. · DE SOTO, KS · 66018
Phone
(913) 583-8446
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
ALLEN, GIBBS, & HOULIK, L.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $18K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| INTELLICENTS INVESTMENT SOLUTIONS I | — | ALBERT LEA, MN | INVESTMENT ADVISOR | $9K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $972 | — |
Investments
27 direct securities · 1 pooled fund· $3.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$3.8M
27 holdings
Common Collective Trust
$6K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price T. Rowe Price Ret Blend Select Trust 2025 | — | — | — | $1.8M | 47.0% | |
| T. Rowe Price T. Rowe Price Ret Blend Select Trust 2035 | — | — | — | $481K | 12.8% | |
| T. Rowe Price T. Rowe Price Ret Blend Select Trust 2030 | — | — | — | $282K | 7.5% | |
| iShares S&P 500 Index K | — | — | — | $229K | 6.1% | |
| T. Rowe Price T. Rowe Price Ret Blend Select Trust 2045 | — | — | — | $168K | 4.5% | |
| T. Rowe Price T. Rowe Price Ret Blend Select Trust 2040 | — | — | — | $116K | 3.1% | |
| T. Rowe Price T. Rowe Price Ret Blend Select Trust 2050 | — | — | — | $115K | 3.0% | |
| T. Rowe Price T. Rowe Price Ret Blend Select Trust 2055 | — | — | — | $90K | 2.4% | |
| Victory Sycamore Victory Sycamore Established Value R6 | — | — | — | $80K | 2.1% | |
| Cohen & Steers Cohen & Steers Realty Shares L | — | — | — | $66K | 1.7% | |
| iShares MSCI EAFE International Index K | — | — | — | $39K | 1.0% | |
| T. Rowe Price T. Rowe Price Ret Blend Select Trust 2065 | — | — | — | $39K | 1.0% | |
| Empower Key Guaranteed Portfolio Fund | — | — | — | $35K | 0.9% | |
| Fidelity Advisor Intl Small Cap Z 1 Fidelity Inflation Protected Bond Index | — | — | — | $27K | 0.7% | |
| T. Rowe Price T. Rowe Price Ret Blend Select Trust 2060 | — | — | — | $27K | 0.7% | |
| MFS Intl Diversification R6 | — | — | — | $26K | 0.7% | |
| JPMorgan Large Cap Growth R6 | — | — | — | $23K | 0.6% | |
| PIMCO Income Instl | — | — | — | $23K | 0.6% | |
| Baird Core Baird Core Plus Bond Inst | — | — | — | $20K | 0.5% | |
| iShares Russell Mid-Cap Index K | — | — | — | $20K | 0.5% | |
| iShares Russell 2000 Small-Cap Index K | — | — | — | $18K | 0.5% | |
| American Funds American Funds Washington Mutual R6 | — | — | — | $17K | 0.5% | |
| Great Gray Trust Co. Mid Cap Growth Fund II Class R1 | — | — | — | $17K | 0.5% | |
| American Century American Century Small Cap Value R6 | — | — | — | $15K | 0.4% | |
| American Century American Century Emerging Markets R6 | — | — | — | $11K | 0.3% | |
| 9.5% and maturing through 2027) | — | — | — | $7K | 0.2% | |
| BLACKROCK TOTAL RETURN BOND CL 6 GREAT GRAY · EIN 82-2941483 / PN 264 | Common Collective Trust | — | — | $6K | 0.1% | |
| Great Gray Trust Co. Small Cap Growth Fund II Fee Class R1 | — | — | — | $2K | <0.1% |
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