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Original filing (PDF)20231002131143NAL0017229233001
KOCH INDUSTRIES, INC.
Form 5500
FILING_RECEIVED
KOCH INDUSTRIES INC EMPLOYEES' SAVINGS PLAN
401(k) retirement plan
Signals · 1
7 service providers
Active participants
11,911
Accounts w/ balance
18,621
Plan assets (EOY)
$3.4B
Net assets (EOY)
$3.4B
How this plan invests
This plan
2 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 6 bps in Schedule C fees — modestly above peer band of 5 bps.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KOCH INDUSTRIES, INC..
Plan sponsor
Name
KOCH INDUSTRIES, INC.
EIN
48-0484227
Address
IRS/DOL NOTICES · 4111 E. 37TH STREET N, GA029-06 · WICHITA, KS · 67220
Phone
(404) 652-2109
Industry
Manufacturingsee all
Plan administrator
Name
KOCH BENEFITS ADMINISTRATIVE COMMITTEE
EIN
20-3661223
City
WICHITA, KS
Phone
(404) 652-2109
Plan characteristics
Plan number
002
Plan year
2022
Plan year begin
2022-01-01
Tax period
2022-12-31
Filed
2023-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
MAYER HOFFMAN MCCANN PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | RECORDKEEPER | $1.0M | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT FINANCIAL ADVISORS LLC | 82-1061233 | — | ADVISOR | $990K | — |
Broker
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALIGHT FINANCIAL SOLUTIONS LLC | 82-1061233 | — | BROKER | $118K | — |
| PERSHING LLC | 13-2741729 | — | BROKERAGE CLEARING AGENT | $0 | — |
Trustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHERN TRUST COMPANY | 36-1561860 | — | TRUSTEE | $7K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MAYER HOFFMAN MCCANN PC | 43-1947695 | — | AUDITOR | $21K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MHM RETIREMENT PLAN SOLUTIONS | 20-1876798 | — | CONSULTING | $10K | — |
Investments
2 pooled funds· $3.3B(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Master Trust
$3.3B
1 holding
Common Collective Trust
$9.2M
1 holding
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| KOCH COMPANIES DEFINED CONTRIB MT KOCH INDUSTRIES INC · EIN 27-0627941 / PN 001 | Master Trust | $3.3B | 96.6% |
| NT COLLECTIVE GOVT ST INVESTMENT FD NORTHERN TRUST INVESTMENT, INC · EIN 45-6138589 / PN 068 | Common Collective Trust | $9.2M | 0.3% |