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Original filing (PDF)20250923220510NAL0006172577010
DV01
Form 5500
FILING_RECEIVED
DV01 401(K) PLAN
401(k) retirement plan
Signals · 1
41% in single holding
Active participants
116
Accounts w/ balance
159
Plan assets (EOY)
$8.4M
Net assets (EOY)
$8.4M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
79
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Total Stock Market Index Fund Admiral Mutual Fund" is 41% of plan.
Helping the score
- Below-peer total fees (8 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DV01.
Plan sponsor
Name
DV01
EIN
47-2221568
Address
33 WHITEHALL STREET 24TH FLOOR · NEW YORK, NY · 10004
Phone
(646) 854-5261
Industry
Information / Tech / Mediasee all
Plan administrator
Name
GUIDELINE RK, LLC
EIN
30-1418950
City
BURLINGAME, CA
Phone
(888) 228-3491
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-23
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDG CPAS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BENEFIT TRUST COMPANY | 43-1971558 | — | CUSTODIAN | $0 | — |
Recordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GUIDELINE, INC. | 47-4474775 | — | RECORDKEEPER | $7K | — |
Investments
33 direct securities· $8.4M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Total Stock Market Index Fund Admiral Mutual Fund | — | — | — | $3.5M | 41.1% | |
| Vanguard Developed Markets Index Fund Admiral Mutual Fund | — | — | — | $1.3M | 15.3% | |
| Vanguard Total Bond Market Index Fund Admiral Mutual Fund | — | — | — | $751K | 8.9% | |
| Vanguard Emerging Markets Stock Index Fund Admiral Mutual Fund | — | — | — | $734K | 8.7% | |
| Vanguard Growth Index Fund Admiral Mutual Fund | — | — | — | $447K | 5.3% | |
| Vanguard Specialized Dividend REIT Index Fund Admiral Shares Mutual Fund | — | — | — | $381K | 4.5% | |
| Vanguard 500 Index Fund Admiral Mutual Fund | — | — | — | $308K | 3.6% | |
| Vanguard Total International Bond Index Fund Admiral Mutual Fund | — | — | — | $272K | 3.2% | |
| Vanguard Information Technology Index Fund Admiral Mutual Fund | — | — | — | $110K | 1.3% | |
| Vanguard Mid-Cap Index Fund Admiral Mutual Fund | — | — | — | $91K | 1.1% | |
| Vanguard Small-Cap Value Index Fund Admiral Mutual Fund | — | — | — | $75K | 0.9% | |
| Vanguard Short-Term Inflation-Protected Securities Index Fund Admiral Mutual Fund | — | — | — | $56K | 0.7% | |
| Vanguard Communication Services Index Fund Admiral Mutual Fund | — | — | — | $48K | 0.6% | |
| Vanguard Extended Market Index Fund Admiral Mutual Fund | — | — | — | $41K | 0.5% | |
| Participant loans Interest rates from 4.25% to 9.50%; Various maturities -0- | — | — | — | $39K | 0.5% | |
| Vanguard Health Care Index Fund Admiral Mutual Fund | — | — | — | $37K | 0.4% | |
| Vanguard Group Large Cap Index Fund Admiral Shares Mutual Fund | — | — | — | $33K | 0.4% | |
| Vanguard Energy Index Fund Admiral Mutual Fund | — | — | — | $28K | 0.3% | |
| Vanguard Small Cap Index Fund Admiral Shares Mutual Fund | — | — | — | $25K | 0.3% | |
| Vanguard FTSE Social Index Fund Admiral Mutual Fund | — | — | — | $24K | 0.3% | |
| Vanguard Value Index Fund Admiral Mutual Fund | — | — | — | $17K | 0.2% | |
| Vanguard Financials Index Fund Admiral Mutual Fund | — | — | — | $14K | 0.2% | |
| Vanguard Group Reserve Federal Money Market Fund Mutual Fund | — | — | — | $13K | 0.1% | |
| Vanguard Utilities Index Fund Admiral Mutual Fund | — | — | — | $12K | 0.1% | |
| Vanguard Industrials Index Fund Admiral Shares Mutual Fund | — | — | — | $11K | 0.1% | |
| Vanguard Mid-Cap Value Index Fund Admiral Mutual Fund | — | — | — | $8K | <0.1% | |
| Vanguard Group Short Term Bond Index Admiral Shares Mutual Fund | — | — | — | $3K | <0.1% | |
| Vanguard Long-Term Bond Index Fund Admiral Shares Mutual Fund | — | — | — | $3K | <0.1% | |
| Vanguard Materials Index Fund Admiral Mutual Fund | — | — | — | $3K | <0.1% | |
| Vanguard Pacific Stock Index Fund Admiral Shares Mutual Fund | — | — | — | $2K | <0.1% | |
| Vanguard Group Mid Cap Growth Index Admiral Shares Mutual Fund | — | — | — | $2K | <0.1% | |
| Vanguard Group High Dividend Yield Index Admiral Shares Mutual Fund | — | — | — | $1K | <0.1% | |
| Vanguard Group Intermediate Bond Index Admiral Shares Mutual Fund ** 722 Vanguard International Equity Index Fund Mutual Fund ** 721 Noninterest-bearing cash | — | — | — | $1K | <0.1% |
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