How big is DV01's plan?

DV01's plan reported $8.4M in assets and 116 participants for 2024.

Original filing (PDF)20250923220510NAL0006172577010

DV01

Name: DV01 — DV01 401(k) Plan, Form 5500 (2024)
Creator: DV01
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

DV01 401(k) Plan

401(k) retirement plan · DV01's DV01 401(k) Plan held $8.4M in plan assets for 116 participants in 2024, with Guideline as recordkeeper.

Signals · 1

41% in single holding

Active participants

116

Accounts w/ balance

159

Plan assets (EOY)

$8.4M

Net assets (EOY)

$8.4M

People on this filing

QIAN LIU signed DV01's 2024 Form 5500 as plan administrator.

QIAN LIU — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

DV01's EIN is 47-2221568.

EIN 47-2221568

Plan number 001

Plan year 2024

ACK ID 20250923220510NAL0006172577010

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for DV01 from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

DV01's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for DV01.

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How this plan invests

This plan

33 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Bottom-decile employer contributions per participant (5th percentile).

Plan sponsor

Name

DV01

EIN

all filings

Address

33 WHITEHALL STREET 24TH FLOOR · NEW YORK, NY · 10004

Phone

(646) 854-5261

Industry

Information / Tech / Media

Plan administrator

Name

GUIDELINE RK, LLC

EIN

30-1418950

City

BURLINGAME, CA

Phone

(888) 228-3491

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-23

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Custodian

Name	EIN	Location	Relation	Direct comp	Indirect comp
BENEFIT TRUST COMPANY	43-1971558	—	CUSTODIAN	$0	—

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
GUIDELINE, INC.	47-4474775	—	RECORDKEEPER	$7K	—

Investments

33 direct securities· $8.4M(99% of reported assets)

Common Collective Trusts

$8.3M

28 holdings

Bonds / Notes

$39K

1 holding

Mutual Funds

$19K

4 holdings

					% of plan
Vanguard Total Stock Market Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$3.5M	41.1%
Vanguard Developed Markets Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$1.3M	15.3%
Vanguard Total Bond Market Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$751K	8.9%
Vanguard Emerging Markets Stock Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$734K	8.7%
Vanguard Growth Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$447K	5.3%
Vanguard Specialized Dividend REIT Index Fund Admiral Shares Mutual Fund	Common Collective Trusts	—	—	$381K	4.5%
Vanguard 500 Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$308K	3.6%
Vanguard Total International Bond Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$272K	3.2%
Vanguard Information Technology Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$110K	1.3%
Vanguard Mid-Cap Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$91K	1.1%
Vanguard Small-Cap Value Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$75K	0.9%
Vanguard Short-Term Inflation-Protected Securities Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$56K	0.7%
Vanguard Communication Services Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$48K	0.6%
Vanguard Extended Market Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$41K	0.5%
Participant loans Interest rates from 4.25% to 9.50%; Various maturities -0-	Bonds / Notes	—	—	$39K	0.5%
Vanguard Health Care Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$37K	0.4%
Vanguard Group Large Cap Index Fund Admiral Shares Mutual Fund	Common Collective Trusts	—	—	$33K	0.4%
Vanguard Energy Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$28K	0.3%
Vanguard Small Cap Index Fund Admiral Shares Mutual Fund	Common Collective Trusts	—	—	$25K	0.3%
Vanguard FTSE Social Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$24K	0.3%
Vanguard Value Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$17K	0.2%
Vanguard Financials Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$14K	0.2%
Vanguard Group Reserve Federal Money Market Fund Mutual Fund	Mutual Funds	—	—	$13K	0.1%
Vanguard Utilities Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$12K	0.1%
Vanguard Industrials Index Fund Admiral Shares Mutual Fund	Common Collective Trusts	—	—	$11K	0.1%
Vanguard Mid-Cap Value Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$8K	<0.1%
Vanguard Group Short Term Bond Index Admiral Shares Mutual Fund	Mutual Funds	—	—	$3K	<0.1%
Vanguard Long-Term Bond Index Fund Admiral Shares Mutual Fund	Common Collective Trusts	—	—	$3K	<0.1%
Vanguard Materials Index Fund Admiral Mutual Fund	Common Collective Trusts	—	—	$3K	<0.1%
Vanguard Pacific Stock Index Fund Admiral Shares Mutual Fund	Common Collective Trusts	—	—	$2K	<0.1%
Vanguard Group Mid Cap Growth Index Admiral Shares Mutual Fund	Mutual Funds	—	—	$2K	<0.1%
Vanguard Group High Dividend Yield Index Admiral Shares Mutual Fund	Mutual Funds	—	—	$1K	<0.1%
Vanguard Group Intermediate Bond Index Admiral Shares Mutual Fund 722 Vanguard International Equity Index Fund Mutual Fund 721 Noninterest-bearing cash	Common Collective Trusts	—	—	$1K	<0.1%