Original filing (PDF)20251014083732NAL0002414673001

YIELDSTREET, INC.

Name: YIELDSTREET, INC. — YIELDSTREET, INC. 401K PLAN, Form 5500 (2024)
Creator: YIELDSTREET, INC.

Form 5500

FILING_RECEIVED

YIELDSTREET, INC. 401K PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

242

Plan assets (EOY)

$8.7M

Net assets (EOY)

$8.7M

How this plan invests

This plan

1 pooled trust

Schedule D

42 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

Vendor stack

100

Participation health

100

Helping the score

No Schedule C compensation disclosed — likely a small plan or unbundled.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for YIELDSTREET, INC..

Plan sponsor

Name

YIELDSTREET, INC.

EIN

47-2003394

Address

300 PARK AVENUE 15TH FLOOR · NEW YORK, NY · 10022

Phone

(206) 819-9601

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2R · Participant-directed brokerage (SDBA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

LEE CPA AUDIT GROUP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
WORLD INVESTMENT ADVISORS LLC	61-1758632	—	ADVISOR	$0	—

Investments

42 direct securities · 1 pooled fund· $17.4M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.

Uncategorized

$8.7M

42 holdings

Pooled Separate Account

$8.7M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
VOYA RET & ANNUITY SEPARATE D VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 000	Pooled Separate Account	—	—	$8.7M	99.8%
Vangrd Trgt Retire 2055 Fd Pool Separate Account	—	—	—	$1.5M	17.1%
Vangrd Tot St Mkt Indx Fd Adm Pool Separate Account	—	—	—	$1.1M	12.8%
Fidelity 500 Index Fund Pool Separate Account	—	—	—	$991K	11.4%
Vangrd Trgt Retire 2060 Fd Pool Separate Account	—	—	—	$635K	7.3%
Vangrd Trgt Retire 2050 Fd Pool Separate Account	—	—	—	$597K	6.8%
Vangrd Trgt Retire 2045 Fd Pool Separate Account	—	—	—	$468K	5.4%
Fidelity Lg Cp Grw Id Fd Pool Separate Account	—	—	—	$402K	4.6%
Pool Separated Accounts Allspg Govmt MM Ins Pool Separate Account	—	—	—	$370K	4.2%
Vangrd Trgt Retire 2065 Fd Pool Separate Account	—	—	—	$238K	2.7%
Vangrd Trgt Retire 2035 Fd Pool Separate Account	—	—	—	$231K	2.6%
Vangrd Tot Int Stk In F Adm Pool Separate Account	—	—	—	$196K	2.2%
Vangrd Small-Cap Index Fnd Adm Pool Separate Account	—	—	—	$177K	2.0%
Vangrd Trgt Retire 2040 Fd Pool Separate Account	—	—	—	$171K	2.0%
Vangrd Mid-Cap Index Fund Adm Pool Separate Account	—	—	—	$155K	1.8%
MFS Growth Fund R6 Pool Separate Account	—	—	—	$152K	1.7%
Goldman Sachs Int Eq Inc Fd R6 Pool Separate Account	—	—	—	$144K	1.6%
Vangrd Equity Income Fund Adm Pool Separate Account	—	—	—	$137K	1.6%
Vangrd Tot Bd Mkt Ind Fd Adm Pool Separate Account	—	—	—	$112K	1.3%
Vangrd Trgt Retire 2030 Fd Pool Separate Account	—	—	—	$97K	1.1%
Interest-bearing cash * Voya Gv Mny Mkt F A (Hld Acct) Interest-bearing cash ** $	—	—	—	$77K	0.9%
MFS Mid Cap Value Fund R6 Pool Separate Account	—	—	—	$75K	0.9%
MFS Value Fund R6 Pool Separate Account	—	—	—	$69K	0.8%
BlkRck High Yield Bnd Port K Pool Separate Account	—	—	—	$66K	0.8%
Fid US Bd Id Fd Pool Separate Account	—	—	—	$63K	0.7%
JPMorgan US Equity Fund R6 Pool Separate Account	—	—	—	$63K	0.7%
Vangrd GNMA Fund Adm Pool Separate Account	—	—	—	$61K	0.7%
DFA Emrg Mkts Core Eqty Pt Ins Pool Separate Account	—	—	—	$60K	0.7%
JPMorgan SmCp Growth Fnd R6 Pool Separate Account	—	—	—	$53K	0.6%
iShares MSCI EAFE Index Fnd K Pool Separate Account	—	—	—	$47K	0.5%
Fidelity Overseas Fund K Pool Separate Account	—	—	—	$33K	0.4%
Vangrd Cnsmr Stpl Indx Fd Adm Pool Separate Account	—	—	—	$32K	0.4%
Vangrd St-Term Federal Fnd Adm Pool Separate Account	—	—	—	$30K	0.3%
Participant Loans Interest rates at (4.25% ~ 9.50%) $0	—	—	—	$21K	0.2%
Cohen & Steers Realty Shares Z Pool Separate Account	—	—	—	$21K	0.2%
BlackRock Advantage Sm C K Pool Separate Account	—	—	—	$19K	0.2%
Undiscoverd Mngrs Bhv Vl F R6 Pool Separate Account	—	—	—	$19K	0.2%
BNY Mellon Sm/MidCp Grw Fd Y Pool Separate Account	—	—	—	$16K	0.2%
Calv US Lg Cp Cr Rsp In F R6 Pool Separate Account	—	—	—	$9K	<0.1%
Inv Core Bnd Fd R6 Pool Separate Account	—	—	—	$6K	<0.1%
Janus Hndr Dev Wrld Bnd Fd N Pool Separate Account	—	—	—	$5K	<0.1%
Calvert Bond Fund R6 Pool Separate Account	—	—	—	$3K	<0.1%
Vangrd Trgt Retire 2020 Fd Pool Separate Account ** 1 Vangrd Trgt Retire 2025 Fd Pool Separate Account	—	—	—	$3K	<0.1%