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Original filing (PDF)20250827144007NAL0016667712001
SYNOPTEK, LLC
Form 5500
FILING_RECEIVED
SYNOPTEK, LLC 401(K) & PROFIT SHARING PLAN
401(k) retirement plan
Active participants
401
Accounts w/ balance
552
Plan assets (EOY)
$34.2M
Net assets (EOY)
$34.2M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SYNOPTEK, LLC.
Plan sponsor
Name
SYNOPTEK, LLC
EIN
46-3291703
Address
19520 JAMBOREE RD STE 110 · IRVINE, CA · 926122429
Phone
(949) 241-8600
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-27
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY, US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $61K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS LLC | 36-4291971 | — | ADVISOR | $60K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILY ADVISOR GROUP, LP | 99-1405547 | — | ACCOUNTANT/AUDITOR | $10K | — |
Investments
32 direct securities· $34.2M(100% of reported assets)
Uncategorized
$30.0M
31 holdings
Mutual Funds
$4.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| s * Fidelity FID 500 INDEX N/R | Mutual Funds | — | — | $4.2M | 12.2% | |
| American Funds AF TRGT DATE 2035 R6 N/R | — | — | — | $4.1M | 12.0% | |
| American Funds AF TRGT DATE 2040 R6 N/R | — | — | — | $3.8M | 11.0% | |
| American Funds AF TRGT DATE 2045 R6 N/R | — | — | — | $3.1M | 9.1% | |
| American Funds AF TRGT DATE 2055 R6 N/R | — | — | — | $2.4M | 6.9% | |
| T. Rowe Price TRP SPTM MOD GR I N/R | — | — | — | $2.2M | 6.4% | |
| American Funds AF TRGT DATE 2050 R6 N/R | — | — | — | $2.1M | 6.1% | |
| T. Rowe Price TRP BLUE CHIP GRTH I N/R | — | — | — | $1.7M | 5.1% | |
| T. Rowe Price TRP BALANCED I N/R | — | — | — | $1.6M | 4.6% | |
| American Funds AF TRGT DATE 2060 R6 N/R | — | — | — | $1.3M | 3.9% | |
| American Funds AF TRGT DATE 2030 R6 N/R | — | — | — | $1.1M | 3.2% | |
| American Funds AF TRGT DATE 2025 R6 N/R | — | — | — | $963K | 2.8% | |
| Money Market Fund * Fidelity FID GOVT MMKT K6 N/R | — | — | — | $763K | 2.2% | |
| Fidelity FID MID CAP IDX N/R | — | — | — | $748K | 2.2% | |
| Fidelity FID LG CAP GR IDX N/R | — | — | — | $705K | 2.1% | |
| Participant Loans * Participant Loans Interest rates: 4.25% - 9.50% $0 | — | — | — | $609K | 1.8% | |
| Fidelity FID SM CAP IDX N/R | — | — | — | $399K | 1.2% | |
| JP Morgan JPM EQUITY INCOME R6 N/R | — | — | — | $296K | 0.9% | |
| American Funds AF NEW PERSPECT R6 N/R | — | — | — | $265K | 0.8% | |
| T. Rowe Price TRP SPTM CNSRV I N/R | — | — | — | $256K | 0.8% | |
| American Funds AM CENT MD CP VAL R6 N/R | — | — | — | $235K | 0.7% | |
| AB SM CAP GRTH Z N/R | — | — | — | $230K | 0.7% | |
| American Funds AF NEW WORLD R6 N/R | — | — | — | $226K | 0.7% | |
| American Funds AF EUROPAC GROWTH R6 N/R | — | — | — | $209K | 0.6% | |
| MFS MID CAP GRTH R6 N/R | — | — | — | $144K | 0.4% | |
| American Funds AF TRGT DATE 2020 R6 N/R | — | — | — | $134K | 0.4% | |
| BlackRock BLKRK HIGH YLD BD K N/R | — | — | — | $121K | 0.4% | |
| Allspring Global Investments AS SPL SM CAP VAL R6 N/R | — | — | — | $102K | 0.3% | |
| Fidelity FID US BOND IDX N/R | — | — | — | $101K | 0.3% | |
| Fidelity FID INFL PR BD IDX N/R | — | — | — | $82K | 0.2% | |
| American Funds AF TRGT DATE 2015 R6 N/R | — | — | — | $32K | <0.1% | |
| American Funds AF TRGT DATE 2010 R6 N/R | — | — | — | $7K | <0.1% |