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Original filing (PDF)20251014054436NAL0002261713001
MAVEN WAVE PARTNERS
Form 5500
FILING_RECEIVED
MAVEN WAVE PARTNERS 401(K) PLAN
401(k) retirement plan
Active participants
251
Accounts w/ balance
467
Plan assets (EOY)
$34.4M
Net assets (EOY)
$34.4M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MAVEN WAVE PARTNERS.
Plan sponsor
Name
MAVEN WAVE PARTNERS
EIN
26-2998308
Address
222 W ADAMS ST · 27TH FLOOR · CHICAGO, IL · 60606
Phone
(248) 842-3133
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BDO USA P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $12K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDWARD JONES | 43-0345811 | — | INVESTMENT/FINANCIAL ADVI | $63K | — |
Investments
32 direct securities · 1 pooled fund· $33.9M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$32.9M
32 holdings
Common Collective Trust
$958K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| INVESCO S&P 500 INDEX A | Registered Investment Companies | — | — | $5.1M | 14.9% | |
| T.ROWE PRICE RETIREMENT 2040-R | Registered Investment Companies | — | — | $2.9M | 8.6% | |
| T.ROWE PRICE RETIREMENT 2050-R | Registered Investment Companies | — | — | $2.9M | 8.4% | |
| T.ROWE PRICE RETIREMENT 2045-R | Registered Investment Companies | — | — | $2.8M | 8.2% | |
| T.ROWE PRICE RETIREMENT 2060-R | Registered Investment Companies | — | — | $2.3M | 6.6% | |
| T.ROWE PRICE RETIREMENT 2055-R | Registered Investment Companies | — | — | $2.1M | 6.2% | |
| PIONEER FUND GRWTH FUND - A | Registered Investment Companies | — | — | $2.0M | 5.8% | |
| T.ROWE PRICE RETIREMENT 2035-R | Registered Investment Companies | — | — | $1.8M | 5.2% | |
| JPM US EQUITY FD R3 | Registered Investment Companies | — | — | $1.2M | 3.5% | |
| T.ROWE PRICE RETIREMENT 2030-R | Registered Investment Companies | — | — | $1.2M | 3.4% | |
| AM FNDS WASH MUTUAL INV - R3 | Registered Investment Companies | — | — | $1.1M | 3.2% | |
| INVESCO STABLE ASSET - ADP59 INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $958K | 2.8% | |
| JANUS HENDERSONTRITON FUND - S | Registered Investment Companies | — | — | $826K | 2.4% | |
| JPM MID CAP VALUE R3 | Registered Investment Companies | — | — | $658K | 1.9% | |
| JPM US SMALL COMPANY FD R3 | Registered Investment Companies | — | — | $620K | 1.8% | |
| NATIONWIDE SMALL CAP INDEX A | Registered Investment Companies | — | — | $549K | 1.6% | |
| AMERICAN FUNDS INTL GR AND INC | Registered Investment Companies | — | — | $536K | 1.6% | |
| AMERICAN FUNDS AMER BAL FD- R3 | Registered Investment Companies | — | — | $514K | 1.5% | |
| GOLDMAN EMERG MKT EQUITY A | Registered Investment Companies | — | — | $485K | 1.4% | |
| T.ROWE PRICE RETIREMENT 2025-R | Registered Investment Companies | — | — | $427K | 1.2% | |
| INVESCO CORE BND A | Registered Investment Companies | — | — | $418K | 1.2% | |
| ALLSPRING SPECIAL SC VAL A | Registered Investment Companies | — | — | $404K | 1.2% | |
| T. ROWE PRICE RETIREMENT 2065 | Registered Investment Companies | — | — | $357K | 1.0% | |
| BLK REAL ESTATE SECUR - SVC | Registered Investment Companies | — | — | $356K | 1.0% | |
| JPM EQ INCOME FD R3 | Registered Investment Companies | — | — | $302K | 0.9% | |
| NATIONWIDE INTL INDEX - A | Registered Investment Companies | — | — | $228K | 0.7% | |
| PGIM HIGH YIELD FUND - R2 | Registered Investment Companies | — | — | $224K | 0.7% | |
| NATIONWIDE BOND INDEX - A | Registered Investment Companies | — | — | $204K | 0.6% | |
| GOLDMAN SACHS INFL PROT SEC A | Registered Investment Companies | — | — | $143K | 0.4% | |
| T.ROWE PRICE RETIREMENT 2020-R | Registered Investment Companies | — | — | $126K | 0.4% | |
| T.ROWE PRICE RETIREMENT 2015-R | Registered Investment Companies | — | — | $71K | 0.2% | |
| TROWE PRICE RET 2005 - R | Registered Investment Companies | — | — | $10K | <0.1% | |
| T.ROWE PRICE RETIREMENT 2010-R | Registered Investment Companies | — | — | $3K | <0.1% |
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