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Original filing (PDF)20251001112520NAL0016005520001
UATP MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
UNLEASHED BRANDS 401(K) PLAN
401(k) retirement plan
Active participants
292
Accounts w/ balance
210
Plan assets (EOY)
$10.3M
Net assets (EOY)
$10.3M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 47 bps in Schedule C fees — 63% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UATP MANAGEMENT, LLC.
Plan sponsor
Name
UATP MANAGEMENT, LLC
EIN
46-2928841
Address
2350 AIRPORT FWY · BEDFORD, TX · 76022
Phone
(817) 939-5693
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
HM&M GROUP, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $4K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | — | EL SEGUNDO, CA | INVESTMENT ADVISOR | $34K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $11K | — |
Investments
32 direct securities· $10.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Registered investment company | — | — | — | $1.5M | 15.0% | |
| Nuveen Lifecycle Index 2045 R6 Registered investment company | — | — | — | $1.3M | 12.2% | |
| Nuveen Lifecycle Index 2040 R6 Registered investment company | — | — | — | $1.1M | 10.6% | |
| Nuveen Lifecycle Index 2035 R6 Registered investment company | — | — | — | $762K | 7.4% | |
| Fidelity US Bond Index Registered investment company | — | — | — | $624K | 6.1% | |
| Nuveen Lifecycle Index 2030 R6 Registered investment company | — | — | — | $554K | 5.4% | |
| Nuveen International Equity Index R6 Registered investment company | — | — | — | $485K | 4.7% | |
| Fidelity Small Cap Index Registered investment company | — | — | — | $481K | 4.7% | |
| EI Fixed Account - Series Class I Group annuity investment contract | — | — | — | $478K | 4.7% | |
| Nuveen Lifecycle Index 2050 R6 Registered investment company | — | — | — | $459K | 4.5% | |
| AB Large Cap Growth Z Registered investment company | — | — | — | $388K | 3.8% | |
| Blackrock Mid-Cap Growth Equity K Registered investment company | — | — | — | $351K | 3.4% | |
| Nuveen Lifecycle Index 2055 R6 Registered investment company | — | — | — | $269K | 2.6% | |
| Ishares Russell Mid-Cap Index K Registered investment company | — | — | — | $259K | 2.5% | |
| JPMorgan Emerging Markets Equity R6 Registered investment company | — | — | — | $231K | 2.2% | |
| Nuveen Lifecycle Index 2060 R6 Registered investment company | — | — | — | $170K | 1.7% | |
| PGIM Global Total Return R6 Registered investment company | — | — | — | $137K | 1.3% | |
| Carillon Reams Core Bond R6 Registered investment company | — | — | — | $103K | 1.0% | |
| MFS Intl Diversification R6 Registered investment company | — | — | — | $98K | 1.0% | |
| American Funds Inflation Linked Bd 6 Registered investment company | — | — | — | $78K | 0.8% | |
| Blackrock Commodity Strategies K Registered investment company | — | — | — | $75K | 0.7% | |
| American Funds American Mutual R6 Registered investment company | — | — | — | $71K | 0.7% | |
| JPMorgan Large Cap Growth R6 Registered investment company | — | — | — | $68K | 0.7% | |
| Hartford Dividend And Growth R6 Registered investment company | — | — | — | $61K | 0.6% | |
| Franklin Small Cap Value R6 Registered investment company | — | — | — | $58K | 0.6% | |
| Macquarie Mid Cap Income Opportunit R6 Registered investment company | — | — | — | $55K | 0.5% | |
| AB Small Cap Growth Z Registered investment company | — | — | — | $20K | 0.2% | |
| PGIM Jennison International Opps R6 Registered investment company | — | — | — | $17K | 0.2% | |
| Hartford Strategic Income R6 Registered investment company | — | — | — | $15K | 0.1% | |
| Columbia Dividend Income Instl 3 Registered investment company | — | — | — | $10K | <0.1% | |
| Janus Henderson Global Equity Income N Registered investment company | — | — | — | $6K | <0.1% | |
| PGIM Total Return Bond R6 Registered investment company | — | — | — | $5K | <0.1% |
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