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Original filing (PDF)20250924165349NAL0008401824001
BARKLEY AG ENTERPRISES, LLC
Form 5500
FILING_RECEIVED
BARKLEY AG ENTERPRISES, LLC 401(K) PROFIT SHARING PLAN AND TRUST AGREEMENT
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
449
Accounts w/ balance
188
Plan assets (EOY)
$10.2M
Net assets (EOY)
$10.2M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 67 bps in Schedule C fees — 132% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- Only 42% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BARKLEY AG ENTERPRISES, LLC.
Plan sponsor
Name
BARKLEY AG ENTERPRISES, LLC
EIN
86-0889844
Address
P.O. BOX 5402 · YUMA, AZ · 853665402
Phone
(925) 368-7607
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INS & ANNUITY | 02-0488491 | — | INVESTMENT ADVISORY | $918 | — |
| MORNINGSTAR INVESTMENT MGMT | 36-4317381 | — | INVESTMENT ADVISORY | $22 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ BENEFITS & INSURANCE SERVICES | 31-1582098 | — | THIRD PARTY ADMIN. | $2K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INS & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $66K | — |
| CBIZ INVESTMENT ADVISORY SERVICES | 81-3968784 | — | SERVICE PROVIDER | $0 | — |
Investments
28 direct securities · 1 pooled fund· $19.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$10.2M
28 holdings
Pooled Separate Account
$8.8M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VRIAC SEPARATE ACCOUNT D VOYA RETIREMENT INSURANCE & ANNUITY COMPANY · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $8.8M | 85.5% | |
| Nuveen Lifcyc In 2035 F R6 Pooled Separate Account | — | — | — | $1.7M | 16.4% | |
| Nuveen Lifcyc In 2010 F R6 Pooled Separate Account ** 673 * Voya Fixed Income Guaranteed Investment Contract | — | — | — | $1.5M | 14.5% | |
| Nuveen Lifcyc In 2045 F R6 Pooled Separate Account | — | — | — | $1.4M | 13.2% | |
| Nuveen Lifcyc In Rt I F R6 Pooled Separate Account | — | — | — | $883K | 8.6% | |
| Columbia Global Tech Growth Fund Pooled Separate Account | — | — | — | $863K | 8.4% | |
| JP Morgan Large Cap Growth Fund Pooled Separate Account | — | — | — | $587K | 5.7% | |
| Fidelity 500 Index Fund Pooled Separate Account | — | — | — | $548K | 5.3% | |
| Nuveen Lifcyc In 2020 F R6 Pooled Separate Account | — | — | — | $304K | 3.0% | |
| Nuveen Lifcyc In 2055 F R6 Pooled Separate Account | — | — | — | $286K | 2.8% | |
| American Funds New Perspective Fund Pooled Separate Account | — | — | — | $267K | 2.6% | |
| Nuveen Lifcyc In 2030 F R6 Pooled Separate Account | — | — | — | $266K | 2.6% | |
| JP Morgan Equity Income Fund Pooled Separate Account | — | — | — | $220K | 2.1% | |
| PGIM Global Total Return Fund Pooled Separate Account | — | — | — | $209K | 2.0% | |
| JP Morgan Mid Cap Growth Fund Pooled Separate Account | — | — | — | $190K | 1.9% | |
| Vanguard International Growth Pooled Separate Account | — | — | — | $182K | 1.8% | |
| Franklin Utilities Fund Pooled Separate Account | — | — | — | $121K | 1.2% | |
| American Funds American Balanced Fund Pooled Separate Account | — | — | — | $118K | 1.2% | |
| Vangrd Explorer Fund Adm Pooled Separate Account | — | — | — | $117K | 1.1% | |
| Nuveen Lifcyc In 2050 F R6 Pooled Separate Account | — | — | — | $98K | 1.0% | |
| Fidelity US Bond Index Fund Pooled Separate Account | — | — | — | $96K | 0.9% | |
| PGIM High Yield Fund Pooled Separate Account | — | — | — | $93K | 0.9% | |
| DFA Inflation-Protection Securities Port Pooled Separate Account | — | — | — | $84K | 0.8% | |
| Nuveen Lifcyc In 2025 F R6 Pooled Separate Account | — | — | — | $58K | 0.6% | |
| Nuveen Lifcyc In 2040 F R6 Pooled Separate Account | — | — | — | $40K | 0.4% | |
| DFA US Targeted Vl Port Ins Pooled Separate Account | — | — | — | $39K | 0.4% | |
| Nuveen Lifcyc In 2060 F R6 Pooled Separate Account | — | — | — | $36K | 0.4% | |
| MFS Mid Cap Value Fund R6 Pooled Separate Account | — | — | — | $19K | 0.2% | |
| Nuveen Lifcyc In 2065 F R6 Pooled Separate Account | — | — | — | $2K | <0.1% |