Bradley Schwartz signed CLSA Americas, LLC's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
CLSA Americas, LLC's EIN is 46-0882815.
Download the official 2024 Form 5500 (PDF) for CLSA Americas, LLC from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)CLSA Americas, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $19K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $201 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| SS S&P 500 IND NL SF CL K STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 388 | Common Collective Trust | — | — | $4.2M | 13.3% | |
| Vanguard Target Retirement 2035 Mutual Fund | Mutual Funds | — | — | $3.4M | 10.7% | |
| Vanguard US Growth Admiral Mutual Fund | Mutual Funds | — | — | $2.9M | 9.0% | |
| Vanguard Target Retirement 2045 Mutual Fund | Mutual Funds | — | — | $2.7M | 8.5% | |
| T ROWE PRICE INTL SMALL CAP A T. ROWE PRICE TRUST COMPANY · EIN 36-7612285 / PN 001 | Common Collective Trust | — | — | $2.3M | 7.1% | |
| Vanguard Target Retirement 2040 Mutual Fund | Mutual Funds | — | — | $2.2M | 6.9% | |
| Personal Choice Retirement Participant-Directed Brokerage Account | Self-Directed Brokerage | — | — | $2.1M | 6.7% | |
| BNY Mellon Global Stock I Mutual Fund | Other securities | — | — | $1.7M | 5.4% | |
| STATE ST RSL S/MIDCAP IDX NL K Common Collective Trust Fund | Common Collective Trusts | — | — | $1.4M | 4.4% | |
| SS RUSL SML/MID CAP NL SF CL K STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 461 | Common Collective Trust | — | — | $1.4M | 4.4% | |
| Wasatch Small Cap Growth Fund Mutual Fund | Other securities | — | — | $1.4M | 4.4% | |
| AMG GW&K Small Cap Core I Mutual Fund | Other securities | — | — | $1.3M | 4.2% | |
| SSG ALL CAP EQ EX-U.S. IND NLSFCL K STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 456 | Common Collective Trust | — | — | $1.2M | 3.9% | |
| Diamond Hill Large Cap Y Mutual Fund | Other securities | — | — | $947K | 3.0% | |
| Vanguard Target Retirement 2025 Mutual Fund | Mutual Funds | — | — | $866K | 2.7% | |
| Vanguard Target Retirement 2030 Mutual Fund | Mutual Funds | — | — | $624K | 2.0% | |
| Vanguard Target Retirement 2050 Mutual Fund | Mutual Funds | — | — | $491K | 1.5% | |
| T. Rowe Price Spectrum Income Mutual Fund | Other securities | — | — | $482K | 1.5% | |
| Dodge & Cox Income Fund Mutual Fund | Mutual Funds | — | — | $405K | 1.3% | |
| American Funds Europacific Growth R6 Mutual Fund | Mutual Funds | — | — | $258K | 0.8% | |
| Participant loans Interest rates ranging from 4.25% to 9.5% $0 | Bonds / Notes | — | — | $245K | 0.8% | |
| VANGUARD TTL BOND MKT IDX ADM Registered Investment Company | Common Collective Trusts | — | — | $209K | 0.7% | |
| Vanguard Target Retirement 2055 Mutual Fund | Mutual Funds | — | — | $130K | 0.4% | |
| FIDELITY REAL ESTATE INCOME Registered Investment Company | Mutual Funds | — | — | $113K | 0.4% | |
| Vanguard Inflation Protected Admiral Mutual Fund | Mutual Funds | — | — | $90K | 0.3% | |
| Vanguard Target Retirement 2060 Mutual Fund | Mutual Funds | — | — | $86K | 0.3% | |
| Vanguard Target Retirement 2065 Mutual Fund | Mutual Funds | — | — | $22K | <0.1% | |
| Vanguard Target Retirement Income Mutual Fund | Mutual Funds | — | — | $11K | <0.1% | |
| Vanguard Target Retirement 2020 Mutual Fund | Mutual Funds | — | — | $2K | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
