How big is OTA Management LLC's plan?

OTA Management LLC's plan reported $31.3M in assets and 17 participants for 2024.

Original filing (PDF)20250702115328NAL0018804480001

OTA Management LLC

Name: OTA Management LLC — OTA 401(k)/Profit Sharing Plan, Form 5500 (2024)
Creator: OTA Management LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

OTA 401(k)/Profit Sharing Plan

401(k) retirement plan · OTA Management LLC's OTA 401(k)/Profit Sharing Plan held $31.3M in plan assets for 17 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$31.3M

Net assets (EOY)

$31.3M

People on this filing

James W. Santori signed OTA Management LLC's 2024 Form 5500 as plan administrator.

James W. Santori — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

OTA Management LLC's EIN is 22-3882586.

EIN 22-3882586

Plan number 001

Plan year 2024

ACK ID 20250702115328NAL0018804480001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for OTA Management LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

OTA Management LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for OTA MANAGEMENT LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High average account balance (89th percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (98th percentile).

Plan sponsor

Name

OTA MANAGEMENT LLC

EIN

all filings

Address

ONE MANHATTANVILLE ROAD · PURCHASE, NY · 10577

Phone

(914) 694-5800

Industry

Finance & Insurance

Plan administrator