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Original filing (PDF)20260220095403NAL0012746930001
POLYPLEX USA LLC
Form 5500
FILING_RECEIVED
POLYPLEX USA LLC 401(K) PLAN
401(k) retirement plan
Signals · 3
Late filing · 0.1 mo~152 bps in Sched C feesNo recordkeeper disclosed
Active participants
268
Accounts w/ balance
299
Plan assets (EOY)
$9.7M
Net assets (EOY)
$9.7M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Filed 0.1 months past the 10.5-month grace window.
- 152 bps in Schedule C fees — 193% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for POLYPLEX USA LLC.
Plan sponsor
Name
POLYPLEX USA LLC
EIN
45-2777778
Address
3001 MALLARD FOX DRIVE NW · DECATUR, AL · 35601
Phone
(256) 301-8525
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-04-01
Tax period
2025-03-31
Filed
2026-02-20
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
KNAV CPA LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 04-2675571 | — | INVESTMENT ADVISORY | $0 | — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $136K | — |
| DEFINITI | 85-0833363 | — | CONTRACT ADMINISTRATOR | $11K | — |
Investments
27 direct securities · 1 pooled fund· $10.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.7M
27 holdings
Pooled Separate Account
$427K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2035 Investment Fund | — | — | — | $1.6M | 16.6% | |
| Vanguard Growth Index Admiral Fund | — | — | — | $1.5M | 15.0% | |
| Vanguard Target Retirement 2025 Investment Fund | — | — | — | $808K | 8.4% | |
| Vanguard Large Cap Index Admiral Fund | — | — | — | $604K | 6.3% | |
| Vanguard Target Retirement 2050 Investment Fund | — | — | — | $556K | 5.8% | |
| Vanguard Target Retirement 2030 Investment Fund | — | — | — | $543K | 5.6% | |
| Vanguard Target Retirement 2040 Investment Fund | — | — | — | $518K | 5.4% | |
| Principal Fixed Income Guaranteed Option | — | — | — | $512K | 5.3% | |
| Principal Large Cap Growth SA-Z | — | — | — | $427K | 4.4% | |
| PRIN LARGECAP GROWTH I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $427K | 4.4% | |
| Vanguard Target Retirement 2045 Investment Fund | — | — | — | $374K | 3.9% | |
| Vanguard Target Retirement 2060 Investment Fund | — | — | — | $320K | 3.3% | |
| Vanguard Target Retirement 2055 Investment Fund | — | — | — | $305K | 3.2% | |
| Loan notes | — | — | — | $281K | 2.9% | |
| Vanguard Mid Cap Index Admiral Fund | — | — | — | $203K | 2.1% | |
| Vanguard Small Cap Index Admiral Fund | — | — | — | $193K | 2.0% | |
| Vanguard Value Index Admiral Fund | — | — | — | $187K | 1.9% | |
| Vanguard Target Retirement 2065 Investment Fund | — | — | — | $142K | 1.5% | |
| Vanguard Midcap Growth Index Admiral Fund | — | — | — | $129K | 1.3% | |
| Vanguard Small Cap Val Index Admiral Fund | — | — | — | $107K | 1.1% | |
| Vanguard Intl Growth Admiral Fund | — | — | — | $100K | 1.0% | |
| Vanguard Small Cap Growth Index Admiral Fund | — | — | — | $79K | 0.8% | |
| Vanguard Midcap Value Index Admiral Fund | — | — | — | $63K | 0.7% | |
| Vanguard Target Retirement Income Investment Fund | — | — | — | $42K | 0.4% | |
| Vanguard Target Retirement 2070 Investment Fund | — | — | — | $38K | 0.4% | |
| Vanguard FTSE All-World Ex-Us Index Fund | — | — | — | $28K | 0.3% | |
| Vanguard Target Retirement 2020 Investment Fund | — | — | — | $22K | 0.2% | |
| Vanguard Intermediate-Term Bond Index Admiral Fund | — | — | — | $19K | 0.2% |
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