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Original filing (PDF)20251014084236NAL0001130467001
NUCERA SOLUTIONS, LLC
Form 5500
FILING_RECEIVED
NUCERA 401(K) PLAN
401(k) retirement plan
Active participants
63
Accounts w/ balance
117
Plan assets (EOY)
$10.6M
Net assets (EOY)
$10.6M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 64 bps in Schedule C fees — 121% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NUCERA SOLUTIONS, LLC.
Plan sponsor
Name
NUCERA SOLUTIONS, LLC
EIN
85-1985190
Address
601 SOUTH 5TH STREET · BARNSDALL, OK · 74002
Phone
(781) 332-0700
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO. OF AMER. | 84-0467907 | — | RECORDKEEPER | $16K | — |
| NEWPORT GROUP, INC. | 27-2037969 | — | RECORDKEEPER | $11K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | — | ROCKLAND, MA | ADVISOR | $14K | — |
| MERRILL LYNCH PIERCE FENNER | — | JACKSONVILLE, FL | INVESTMENT ADVISOR | $5K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ CPA'S P.C. | 43-1947695 | — | AUDITOR | $22K | — |
Investments
34 direct securities· $10.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Target Date Retirement 2030 R6 Mutual Fund | — | — | — | $1.5M | 14.6% | |
| American Funds Target Date Retirement 2035 R6 Mutual Fund | — | — | — | $1.4M | 13.6% | |
| American Funds Target Date Retirement 2040 R6 Mutual Fund | — | — | — | $1.2M | 11.4% | |
| American Funds Target Date Retirement 2045 R6 Mutual Fund | — | — | — | $1.1M | 10.0% | |
| Vanguard 500 Index Admiral Mutual Fund | — | — | — | $942K | 8.9% | |
| American Funds Target Date Retirement 2050 R6 Mutual Fund | — | — | — | $799K | 7.5% | |
| American Funds Target Date Retirement 2025 R6 Mutual Fund | — | — | — | $566K | 5.3% | |
| American Funds Target Date Retirement 2055 R6 Mutual Fund | — | — | — | $405K | 3.8% | |
| AB Large Cap Growth Fund Class Z Mutual Fund | — | — | — | $401K | 3.8% | |
| Participant Loans Interest rates (4.25% - 9.5%) 0 | — | — | — | $320K | 3.0% | |
| Vanguard Developed Markets Index Fund Mutual Fund | — | — | — | $281K | 2.7% | |
| Vanguard Ftse Social Index Admiral Mutual Fund | — | — | — | $257K | 2.4% | |
| EI Fixed Account - Series Class I Guaranteed Interest Contract | — | — | — | $250K | 2.4% | |
| Jpmorgan US Equity Fund Class R6 Mutual Fund | — | — | — | $244K | 2.3% | |
| John Hancock Disciplined Value Mid Cap R6 Mutual Fund | — | — | — | $183K | 1.7% | |
| Baron Focused Growth R6 Mutual Fund | — | — | — | $147K | 1.4% | |
| Pgim Jennison International Opps Class Mutual Fund | — | — | — | $90K | 0.8% | |
| American Funds Target Date Retirement 2060 R6 Mutual Fund | — | — | — | $71K | 0.7% | |
| Vanguard Ftse Social Index Admiral Mutual Fund | — | — | — | $67K | 0.6% | |
| Allspring Real Return R6 Mutual Fund | — | — | — | $65K | 0.6% | |
| Vanguard Federal Money Market Inv Mutual Fund | — | — | — | $58K | 0.5% | |
| JP Morgan Equity Income Fund Class R6 Mutual Fund | — | — | — | $42K | 0.4% | |
| Putnam Income Fund Mutual Fund | — | — | — | $36K | 0.3% | |
| Vanguard Federal Money Market Mutual Fund | — | — | — | $35K | 0.3% | |
| American Funds American Balanced R6 Mutual Fund | — | — | — | $18K | 0.2% | |
| Blackrock Advantage Small Cap Core K Mutual Fund | — | — | — | $17K | 0.2% | |
| Vanguard Extended Market Index Adm Mutual Fund | — | — | — | $16K | 0.2% | |
| Artisan High Income - Institutional Mutual Fund | — | — | — | $15K | 0.1% | |
| American Funds Target Date Retirement 2010 R6 Mutual Fund | — | — | — | $12K | 0.1% | |
| Allspring Special Small Cap Value Mutual Fund | — | — | — | $9K | <0.1% | |
| Hartford Schroders International Stock Mutual Fund | — | — | — | $6K | <0.1% | |
| American Funds Target Date Retirement 2020 R6 Mutual Fund | — | — | — | $3K | <0.1% | |
| American Funds Target Date Retirement 2015 R6 Mutual Fund | — | — | — | $3K | <0.1% | |
| T Rowe Price Integrated US Small Cap Mutual Fund | — | — | — | $1K | <0.1% |