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Original filing (PDF)20251013092349NAL0001589024001
SNOWDEN CAPITAL ADVISORS LLC
Form 5500
FILING_RECEIVED
SNOWDEN CAPITAL ADVISORS 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
146
Accounts w/ balance
160
Plan assets (EOY)
$21.2M
Net assets (EOY)
$21.2M
How this plan invests
This plan
40 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SNOWDEN CAPITAL ADVISORS LLC.
Plan sponsor
Name
SNOWDEN CAPITAL ADVISORS LLC
EIN
45-0997570
Address
540 MADISON AVENUE 9TH FLOOR · NEW YORK, NY · 10022
Phone
(646) 218-9771
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CROWE, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BRINKER CAPITAL, INC | — | BERWYN, PA | INVESTMENT MANAGEMENT | $38K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PCS RETIREMENT LLC | 23-3038464 | — | CONTRACT ADMINISTRATOR | $30K | — |
Investments
40 direct securities· $20.9M(99% of reported assets)
Uncategorized
$20.7M
38 holdings
Mutual Funds
$277K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF | — | — | — | $3.8M | 18.0% | |
| William Blair Large Cap Growth Class R6 | — | — | — | $3.1M | 14.8% | |
| Vanguard Total Stock Market ETF | — | — | — | $1.7M | 7.9% | |
| iShares Core MSCI Total Intl Stk ETF | — | — | — | $1.5M | 7.0% | |
| iShares Core S&P Small-Cap ETF | — | — | — | $1.5M | 7.0% | |
| iShares Core S&P Mid-Cap ETF | — | — | — | $1.4M | 6.5% | |
| MFS Value R6 | — | — | — | $977K | 4.6% | |
| iShares Core High Dividend ETF | — | — | — | $977K | 4.6% | |
| iShares Core US Aggregate Bond ETF | — | — | — | $494K | 2.3% | |
| Demand deposit accounts * AdvisorTrust FDIC Insured DDA | — | — | — | $478K | 2.3% | |
| DoubleLine Total Return Bond I | — | — | — | $450K | 2.1% | |
| Notes receivable from participants Maturity dates of 2025 - 2029 Interest rates of 5.25% - 10.50% | — | — | — | $424K | 2.0% | |
| iShares ESG Aware MSCI USA ETF | — | — | — | $412K | 1.9% | |
| FullerThaler Behavioral Small-Cap EQ-R6 | — | — | — | $369K | 1.7% | |
| Touchstone Mid Cap Institutional | — | — | — | $338K | 1.6% | |
| iShares Core MSCI Emerging Markets ETF | — | — | — | $311K | 1.5% | |
| Baron Emerging Markets Retail | — | — | — | $302K | 1.4% | |
| Vanguard Mega Cap ETF | — | — | — | $296K | 1.4% | |
| American Funds Europacific Growth R4 | Mutual Funds | — | — | $261K | 1.2% | |
| iShares Core 1 - 5 Year USD Bond ETF | — | — | — | $218K | 1.0% | |
| Touchstone Small Cap Value Institutional | — | — | — | $200K | 0.9% | |
| DoubleLine Low Duration Bond I | — | — | — | $171K | 0.8% | |
| Causeway International Small Cap | — | — | — | $160K | 0.8% | |
| Driehaus Small Cap Growth Institutional | — | — | — | $157K | 0.7% | |
| Principal Real Estate Securities Fd R-6 | — | — | — | $134K | 0.6% | |
| iShares Core US REIT ETF | — | — | — | $107K | 0.5% | |
| JPMorgan High Yield A | — | — | — | $79K | 0.4% | |
| iShares North American Natural Res ETF | — | — | — | $70K | 0.3% | |
| Brandywine Global High Yield I | — | — | — | $68K | 0.3% | |
| Nuveen Real Asset Income I | — | — | — | $66K | 0.3% | |
| TCW Relative Value Large Cap Fund N | — | — | — | $57K | 0.3% | |
| Driehaus Event Driven | — | — | — | $57K | 0.3% | |
| RiverPark Strategic Income Institutional | — | — | — | $53K | 0.2% | |
| DoubleLine Low Dur Emerg Mkts Fxd Inc I | — | — | — | $50K | 0.2% | |
| JPMorgan Strategic Income Opports R5 | — | — | — | $50K | 0.2% | |
| Palm Valley Capital Fund Investor Class | — | — | — | $49K | 0.2% | |
| iShares Core Dividend Growth ETF | — | — | — | $40K | 0.2% | |
| Brandywine Global Opp Bond IS | — | — | — | $27K | 0.1% | |
| BNY Mellon Natural Resources I | — | — | — | $26K | 0.1% | |
| SPDR Blmbg Barclays High Yield Bd ETF | Mutual Funds | — | — | $16K | <0.1% |