Back to filter
Original filing (PDF)20250717101028NAL0000141520001
GRANITE GROUP RETIREMENT LLC
Form 5500
FILING_RECEIVED
GRANITE GROUP 401(K) PEP
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
239
Accounts w/ balance
167
Plan assets (EOY)
$21.2M
Net assets (EOY)
$21.2M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
80
Knocking points off
- No recordkeeper disclosed on Schedule C.
- 70% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GRANITE GROUP RETIREMENT LLC.
Plan sponsor
Name
GRANITE GROUP RETIREMENT LLC
EIN
84-1975097
Address
1 LANDMARK SQUARE · STE 426 · STAMFORD, CT · 06901
Phone
(203) 210-7814
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
010
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-17
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
2W · Pooled employer plan (PEP)
Audit & trust (Schedule H)
Auditor
WHITTLESEY PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GRANITE GROUP ADVISORS, LLC | 90-0116073 | — | ADVISOR | $61K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TPC QUALIFIED PLANS LLC | 26-2312094 | — | TPA/RK | $9K | — |
Investments
24 direct securities· $20.9M(98% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GGA Moderate Balanced Class 1 Mutual Funds | — | — | — | $3.5M | 16.6% | |
| GGA Aggressive All Equity Class 1 Mutual Funds | — | — | — | $3.5M | 16.4% | |
| GGA Conservative Balanced Class 1 Mutual Funds | — | — | — | $3.1M | 14.7% | |
| GGA Aggressive Balanced Class 1 Mutual Funds | — | — | — | $2.0M | 9.4% | |
| Matrix Advisors Dividend Fund Mutual Funds | — | — | — | $1.5M | 7.1% | |
| BNY Melon Global Real Return Fund - Class Y Mutual Funds | — | — | — | $1.2M | 5.7% | |
| Metropolitan West Total Return Bond Fund Plan Class Mutual Funds | — | — | — | $1.1M | 5.1% | |
| Fidelity Large Cap Growth Index Mutual Funds | — | — | — | $913K | 4.3% | |
| Allspring Special Mid Cap Value Fund - Class R6 Mutual Funds | — | — | — | $705K | 3.3% | |
| Fidelity 500 Index Mutual Funds | — | — | — | $697K | 3.3% | |
| Allspring 100% Treasury Money Market Fund - Class Inst Mutual Funds | — | — | — | $653K | 3.1% | |
| American Funds New World Fund Class R-6 Mutual Funds | — | — | — | $467K | 2.2% | |
| Victory INCORE Fund for Income Class R6 Mutual Funds | — | — | — | $397K | 1.9% | |
| Carillon Eagle Mid Cap Growth Fund class R6 Mutual Funds | — | — | — | $306K | 1.4% | |
| Vanguard FTSE All-World ex-US Index Fund Admiral Mutual Funds | — | — | — | $207K | 1.0% | |
| Allspring Discovery Small Cap Growth Fund - Class R6 Mutual Funds | — | — | — | $151K | 0.7% | |
| Notes receivable from participants Interest rates of 4.25% - 10.50% - | — | — | — | $138K | 0.7% | |
| Calamos International Growth Fund Class R6 Mutual Funds | — | — | — | $107K | 0.5% | |
| Invesco International Bond Fund Class R6 Mutual Funds | — | — | — | $84K | 0.4% | |
| GGA Fixed Income Class 1 Mutual Funds | — | — | — | $56K | 0.3% | |
| Invesco Equally-Weighted S&P 500 Fund Class Mutual Funds | — | — | — | $34K | 0.2% | |
| Permanent Portfolio Permanent Portfolio Class I Mutual Funds | — | — | — | $29K | 0.1% | |
| Pear Tree Polaris Foreign Value Fund Class R6 Mutual Funds | — | — | — | $22K | 0.1% | |
| American Beacon SiM High Yield Opportunities Fund Mutual Funds | — | — | — | $14K | <0.1% |
Related plans
Other plans using GRANITE GROUP ADVISORS, LLC
WILTON RE US HOLDINGS, INC.
WILTON RE US HOLDINGS, INC. & AFFILIATES 401(K) RETIREMENT PLAN
$108.5M · 299 participants
LOUIS PADNOS IRON & METAL COMPANY
LOUIS PADNOS IRON & METAL COMPANY SAVINGS AND RETIREMENT PLAN
$103.0M · 928 participants
MORLEY COMPANIES, INC.
MORLEY COMPANIES, INC. 401(K) PROFIT SHARING PLAN & TRUST
$46.9M · 1,758 participants
AFS USA
AFS-USA 403(B)PLAN
$23.6M · 134 participants
GRANITE GROUP RETIREMENT LLC
GRANITE GROUP 401(K) PEP
$15.6M · 215 participants
GGA RETIREMENT LLC
GGA 401(K) PEP
$15.6M · 215 participants
Similar-size Finance & Insurance plans
RIVER ROAD ASSET MANAGEMENT, LLC
RIVER ROAD ASSET MANAGEMENT LLC PROFIT SHARING 401(K) PLAN
$21.2M · 48 participants
OSP, LLC
OSP LLC 401K PLAN TRUST
$21.2M · 213 participants
SNOWDEN CAPITAL ADVISORS LLC
SNOWDEN CAPITAL ADVISORS 401(K) PROFIT SHARING PLAN
$21.2M · 146 participants
BLUE ROCK ADVISORS, LLC
BLUE ROCK PLUS FUND, L.P. - PARTNERSHIP SEGREGATED PORTFOLIO B
$21.2M
KIVA MICROFUNDS
KIVA MICROFUNDS 401(K) PROFT SHARING PLAN AND TRUST
$21.2M · 115 participants
AKKR FUND II MANAGEMENT COMPANY LP
AKKR FUND II MANAGEMENT COMPANY LP 401(K) PLAN
$21.3M · 117 participants
Large plans in Connecticut
RTX CORPORATION
RTX SAVINGS PLAN
$58.6B · 123,327 participants
RTX CORPORATION
RTX SAVINGS PLAN MASTER TRUST
$58.3B
RTX CORPORATION
RTX MASTER RETIREMENT TRUST
$42.1B
RTX CORPORATION
RTX CONSOLIDATED PENSION PLAN
$41.6B · 33,534 participants
CITIGROUP INC.
CITI RETIREMENT SAVINGS PLAN
$23.2B · 74,487 participants
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC
$19.5B