Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAUMAN ASSOCIATES, LTD. | 39-1277627 | — | NONE | $7K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Morgan Stanley PVT BK NA Purchase Coupon Rate 5.000%; Maturity Date 8/18/2025 | — | — | $250K | $251K | 13.3% | |
| Eaton Vance Strategic Income CL I Mutual Funds/ETF | — | — | $166K | $167K | 8.9% | |
| JPMorgan Active Bond ETF Mutual Funds/ETF | — | — | $166K | $166K | 8.8% | |
| First Trust Low Duration Opp ETF Mutual Funds/ETF | — | — | $164K | $165K |
| 8.8% |
| Ocean Park Tactical Core Income Instl CL Mutual Funds/ETF | — | — | $168K | $163K | 8.7% |
| First Trust IV Long Duration Opp ETF Mutual Funds/ETF | — | — | $112K | $111K | 5.9% |
| Ocean Park Tactical Bond Instl CL Mutual Funds/ETF | — | — | $111K | $105K | 5.6% |
| Citigroup Glbl Mkts 10.3% 4/23/2030 Corporate Bonds | — | — | $55K | $55K | 2.9% |
| First Trust North Amer Energy ETF Mutual Funds/ETF | — | — | $30K | $36K | 1.9% |
| First Trust Vest Laddered NASDAQ 100 Buffer ETF Mutual Funds/ETF | — | — | $21K | $21K | 1.1% |
| First Trust Vest Laddered Buffer ETF Mutual Funds/ETF | — | — | $21K | $21K | 1.1% |
| Goldman Sachs Equal Weight US Large Cap EQ ETF Mutual Funds/ETF | — | — | $19K | $19K | 1.0% |
| First Trust Vest NASDAQ 100 BUF 20 MO FE CA Unit Investment Trust | — | — | $16K | $16K | 0.8% |
| First Trust Vest LC Deep BUF 20 75 AN FE CA Unit Investment Trust | — | — | $16K | $16K | 0.8% |
| Eaton Vance Parametric Commod Str Mutual Funds/ETF | — | — | $15K | $16K | 0.8% |
| First Trust ETF VI Rising Div Achievers Mutual Funds/ETF | — | — | $15K | $15K | 0.8% |
| Janus Henderson Enterprise CL I Mutual Funds/ETF | — | — | $16K | $15K | 0.8% |
| Wisdomtree US Multifactor ETF Mutual Funds/ETF | — | — | $14K | $14K | 0.7% |
| JPMorgan Active Growth ETF Mutual Funds/ETF | — | — | $12K | $12K | 0.7% |
| Cash Interest-bearing cash | — | — | $10K | $10K | 0.5% |
| First Trust SMID Cap Rising Div Ach ETF Mutual Funds/ETF | — | — | $9K | $8K | 0.5% |
| Columbia Small Cap Growth Instl CL Mutual Funds/ETF | — | — | $9K | $8K | 0.5% |
| New World CL F2 Mutual Funds/ETF | — | — | $6K | $7K | 0.4% |
| PIMCO Stockplus Intl Hedged Mutual Funds/ETF | — | — | $6K | $7K | 0.4% |
| Goldman Sachs Intl Equity Inc Mutual Funds/ETF | — | — | $5K | $5K | 0.3% |
| Goldman Sachs GQC Partners Intl Opp Mutual Funds/ETF | — | — | $5K | $5K | 0.3% |
| First Trust Emerging Markets EQ ETF Mutual Funds/ETF | — | — | $5K | $5K | 0.3% |
| JPMorgan Hedged Equity 3 CL I Mutual Funds/ETF | — | — | $2K | $2K | 0.1% |
| JPMorgan Intl Research Enhanced EQ ETF Mutual Funds/ETF | — | — | $2K | $2K | <0.1% |
| JPMorgan NASDAQ EQ Premium Inc ETF Mutual Funds/ETF | — | — | $1K | $2K | <0.1% |
