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Original filing (PDF)20250908161548NAL0012409123001
SMC, LTD.
Form 5500
FILING_RECEIVED
SMC RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,447
Accounts w/ balance
991
Plan assets (EOY)
$78.9M
Net assets (EOY)
$78.9M
How this plan invests
This plan
7 pooled trusts
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
80
Knocking points off
- 22 bps in Schedule C fees — modestly above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
- 68% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SMC, LTD..
Plan sponsor
Name
SMC, LTD.
EIN
39-1572281
Address
330 SMC DRIVE · SOMERSET, WI · 54025
Phone
(715) 247-3500
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
WIPFLI LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $176K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
17 direct securities · 7 pooled funds· $96.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$69.3M
17 holdings
Common Collective Trust
$26.9M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Tgt Rmt Inc Inv Fund | — | — | $0 | $12.8M | 16.2% | |
| PRIN/BR S&P 500 INDEX CIT N SEI TRUST COMPANY · EIN 94-3224211 / PN 001 | Common Collective Trust | — | — | $10.8M | 13.6% | |
| T. Rowe Price Grth Stk I Fnd | — | — | $0 | $10.8M | 13.6% | |
| Vanguard Tgt Rmt 2040 Inv Fund | — | — | $0 | $9.3M | 11.8% | |
| Vanguard Tgt Rmt 2050 Inv Fund | — | — | $0 | $6.8M | 8.7% | |
| Prin/MFS Value CIT N | — | — | $0 | $6.5M | 8.3% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $6.5M | 8.3% | |
| Vanguard Tgt Rmt 2060 Inv Fund | — | — | $0 | $5.7M | 7.2% | |
| PIMCO Total Return Instl Fund | — | — | $0 | $3.9M | 5.0% | |
| Vanguard Tgt Rmt 2070 Inv Fund | — | — | $0 | $3.3M | 4.2% | |
| PRIN/BR S&P MID INDEX CIT N SEI TRUST COMPANY · EIN 52-2265235 / PN 001 | Common Collective Trust | — | $0 | $3.1M | 4.0% | |
| JP Morgan Mid Cap Eq R6 Fund | — | — | $0 | $3.1M | 3.9% | |
| Prin/BR Agg Bd Index CIT N | — | — | $0 | $2.3M | 2.9% | |
| PRIN/BR RUSS 2000 I CIT N SEI TRUST COMPANY · EIN 52-2265233 / PN 001 | Common Collective Trust | — | $0 | $2.1M | 2.7% | |
| PRIN/MULTI SM CAP CIT N SEI TRUST COMPANY · EIN 45-6648658 / PN 001 | Common Collective Trust | — | $0 | $2.1M | 2.6% | |
| PRIN/MFS VALUE CIT N SEI TRUST COMPANY · EIN 45-6648640 / PN 001 | Common Collective Trust | — | $0 | $1.6M | 2.1% | |
| Principal Stable Value Z Fund | — | — | $0 | $1.4M | 1.7% | |
| Vgd Ttl Intl Stk Idx Adm Fd | — | — | $0 | $1.2M | 1.5% | |
| Vanguard Tgt Rmt 2030 Inv Fund | — | — | $0 | $813K | 1.0% | |
| PRIN/BR AGG BD INDEX CIT N SEI TRUST COMPANY · EIN 20-5699010 / PN 001 | Common Collective Trust | — | — | $645K | 0.8% | |
| Am Fds EuroPacific Grth R6 Fd | — | — | $0 | $539K | 0.7% | |
| Am Cent Infla Adj Bond R6 Fd | — | — | $0 | $442K | 0.6% | |
| Amer Funds Amer Bal R6 Fd | — | — | $0 | $257K | 0.3% | |
| Vanguard Tgt Rmt 2020 Inv Fund | — | — | $0 | $192K | 0.2% |