Original filing (PDF)20250807153915NAL0011259378001

ENGINEERING INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Name: ENGINEERING INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN — Form 5500 (2024)
Creator: ENGINEERING INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

Form 5500

FILING_RECEIVED

Defined-contribution retirement plan

Signals · 3

90% in single holding90% employer stockNo recordkeeper disclosed

Active participants

102

Accounts w/ balance

134

Plan assets (EOY)

$18.6M

Net assets (EOY)

$18.3M

How this plan invests

This plan

54 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade B

Above-average plan

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

Participation health

100

Knocking points off

Top holding "Engineering Industries, Inc. 926 shares of common stock" is 90% of plan.
90% of plan in employer / sponsor stock.
No recordkeeper disclosed on Schedule C.

Helping the score

No Schedule C compensation disclosed — likely a small plan or unbundled.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ENGINEERING INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN.

Plan sponsor

Name

ENGINEERING INDUSTRIES, INC. EMPLOYEE STOCK OWNERSHIP PLAN

EIN

39-1098063

Address

407 S NINE MOUND RD · VERONA, WI · 535931395

Phone

(608) 845-6569

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-02-01

Tax period

2025-01-31

Filed

2025-08-07

Pension benefit codes

2I · Stock bonus

2P · Leveraged ESOP

2Q · S-corporation ESOP

3I · Requires investment in employer securities

Audit & trust (Schedule H)

Auditor

WEGNER CPAS, LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

No Schedule C providers reported

Investments

50 direct securities· $17.9M(96% of reported assets)

Investment	Type	Shares / units	Cost	Current value	% of plan
Engineering Industries, Inc. 926 shares of common stock	—	—	$1.4M	$16.3M	87.4%
First Business Bank 4.12% CD, 5-5-25 maturity	—	—	$400K	$400K	2.2%
BOM Bank 5.305% CD, 5-6-25 maturity	—	—	$248K	$248K	1.3%
Vanguard US Treasury 1–3 Year Bonds	—	—	$172K	$165K	0.9%
First Financial NW Bank 5.0% CD, 5-6-25 maturity	—	—	$155K	$155K	0.8%
Charles Schwab Money market	—	—	$92K	$92K	0.5%
Berkshire Hathaway 3.5% bond, 2-1-25 maturity	—	—	$33K	$30K	0.2%
United States Treasury 4.0% T-Bill, 6-30-28 maturity	—	—	$29K	$30K	0.2%
United States Treasury 4.5% T-Bill, 5-31-29 maturity	—	—	$25K	$25K	0.1%
United States Treasury 2.875% T-Bill, 11-30-25 maturity	—	—	$25K	$25K	0.1%
Applied Materials 3.3% bond, 4-1-27 maturity	—	—	$24K	$24K	0.1%
Southwestern Electric Power 1.65% bond, 3-15-26 maturity	—	—	$25K	$24K	0.1%
Unilever PLC 7.25% bond, 12-15-26 maturity	—	—	$22K	$21K	0.1%
Marsh & McLennan 3.75% bond, 3-14-26 maturity	—	—	$22K	$20K	0.1%
United States Treasury 0.25% T-Bill, 8-31-25 maturity	—	—	$18K	$20K	0.1%
Taiwan Semiconductor Mfg. Equity shares	—	—	$5K	$17K	<0.1%
Microsoft Corporation Equity shares	—	—	$5K	$15K	<0.1%
Quanta Services, Inc. Equity shares	—	—	$12K	$14K	<0.1%
The Goldman Sachs Group Equity shares	—	—	$13K	$14K	<0.1%
The Home Depot, Inc. Equity shares	—	—	$7K	$13K	<0.1%
Costco Wholesale Corp Equity shares	—	—	$6K	$12K	<0.1%
National Rural Utilities 5.05% bond, 5-15-27 maturity	—	—	$14K	$12K	<0.1%
Berkshire Hathaway Equity shares	—	—	$10K	$12K	<0.1%
Hermès International Société Equity shares	—	—	$7K	$11K	<0.1%
Marsh & McLennan Co Equity shares	—	—	$4K	$11K	<0.1%
Meta Platforms, Inc. Equity shares	—	—	$7K	$11K	<0.1%
PepsiCo, Inc. Equity shares	—	—	$8K	$10K	<0.1%
Raytheon Co 7.2% bond, 8-15-27 maturity	—	—	$13K	$10K	<0.1%
Alphabet Inc. Equity shares	—	—	$6K	$10K	<0.1%
McDonald's Corporation Equity shares	—	—	$9K	$10K	<0.1%
Eli Lilly and Company Equity shares	—	—	$2K	$10K	<0.1%
Apple Inc. Equity shares	—	—	$2K	$10K	<0.1%
Aon Global Limited 3.875% bond, 12-15-25 maturity	—	—	$10K	$10K	<0.1%
Analog Devices, Inc. Equity shares	—	—	$8K	$10K	<0.1%
Carrier Global Corporation Equity shares	—	—	$6K	$10K	<0.1%
Garmin Ltd. Equity shares	—	—	$10K	$10K	<0.1%
Oracle Corp 1.65% bond, 3-25-26 maturity	—	—	$10K	$10K	<0.1%
First Business Investments Money market	—	—	$9K	$9K	<0.1%
McCormick & Company Equity shares	—	—	$7K	$9K	<0.1%
Visa Inc. Equity shares	—	—	$5K	$9K	<0.1%
Parker-Hannifin Corporation Equity shares	—	—	$8K	$8K	<0.1%
Mastercard Incorporated Equity shares	—	—	$5K	$8K	<0.1%
Caterpillar Inc. Equity shares	—	—	$5K	$8K	<0.1%
NVR, Inc. Equity shares	—	—	$9K	$8K	<0.1%
Badger Meter, Inc. Equity shares	—	—	$5K	$7K	<0.1%
Saab AB Equity shares	—	—	$5K	$6K	<0.1%
Collins Aerospace 3.5% bond, 3-15-27 maturity	—	—	$6K	$5K	<0.1%
AerCap Holdings N.V. Equity shares	—	—	$5K	$5K	<0.1%
Canon Inc. Equity shares	—	—	$3K	$4K	<0.1%
First Business Bank Money market	—	—	$3K	$3K	<0.1%