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Original filing (PDF)20251015161744NAL0010598402001
BOARD OF TRUSTEES
Form 5500
FILING_RECEIVED
DEFINED BENEFIT PENSION PLAN OF THE PLUMBERS & STEAMFITTERS LOCAL 400 AND MECHANICAL CONTRACTORS ASSOCIATION OF NORTH CENTRAL WISCONSIN
Defined-benefit pension plan
Signals · 3
31% in single holdingNo recordkeeper disclosed13 service providers
Active participants
1,573
Accounts w/ balance
—
Plan assets (EOY)
$273.3M
Net assets (EOY)
$273.1M
How this plan invests
This plan
3 pooled trusts
Schedule D
89 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Collective Trusts BNY Mellon AFL-CIO Broad Market Stock Index Fund" is 31% of plan.
- 42 bps in Schedule C fees — 324% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES.
Plan sponsor
Name
BOARD OF TRUSTEES
EIN
39-0542913
Address
P.O. BOX 530 · 2700 NORTHRIDGE DRIVE · KAUKAUNA, WI · 541300530
Phone
(920) 462-0400
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
1B · Flat-dollar DB formula
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
13 rowsOther
13| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MILLIMAN INC. | 91-0675641 | — | NONE | $184K | — |
| ASSOCIATED TRUST COMPANY, N.A. | 39-6576073 | — | NONE | $158K | — |
| CORBIN CAPITAL PARTNERS, L.P | 30-0299433 | — | NONE | $152K | — |
| CRESCENT CAPITAL INVESTMENT TRUST | 32-6471303 | — | NONE | $132K | — |
| IFM INVESTORS | — | NEW YORK, NY | NONE | $92K | — |
| REINHART BOERNER VAN DEUREN S.C. | 39-1126909 | — | NONE | $90K | — |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | 20-0292745 | — | NONE | $82K | — |
| JP MORGAN CHASE BANK, N.A. | 13-4994650 | — | NONE | $66K | — |
| MARQUETTE ASSOCIATES | 36-3485298 | — | NONE | $63K | — |
| BENEFIT PLAN ADMINISTRATION | 39-1400101 | — | NONE | $61K | — |
| ASB CAPITAL MANAGEMENT LLC | — | BETHESDA, MD | NONE | $34K | — |
| SIKICH CPA LLC | 54-1172176 | — | NONE | $28K | — |
| FIDUCIARY MANAGEMENT INC | — | MILWAUKEE, WI | NONE | $16K | — |
Investments
86 direct securities · 3 pooled funds· $271.1M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$141.5M
82 holdings
Common Collective Trust
$115.2M
3 holdings
Mutual Funds
$9.3M
1 holding
OTHER
$3.2M
1 holding
Corporate Bonds
$1.9M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BROAD MARKET STOCK INDEX FUND BNY MELLON AFL-CIO · EIN 25-6078093 / PN 001 | Common Collective Trust | — | $77.6M | $84.4M | 30.9% | |
| PARAMETRIC DEFENSIVE EQUITY FD LLC PARAMETRIC PORTFOLIO ASSOCIATES LLC · EIN 45-2531297 / PN 001 | Common Collective Trust | — | $13.8M | $26.9M | 9.8% | |
| Vanguard Total Intl. Stock Index Inst. | — | — | $17.8M | $20.1M | 7.4% | |
| Corbin ERISA Opportunity Fund, L.P. | — | — | $10.5M | $13.3M | 4.9% | |
| IFM Global Infrastructure (Offshore) L.P. | — | — | $10.9M | $12.4M | 4.5% | |
| AM FDS Europacific Growth FD CL R6 | Mutual Funds | — | $8.5M | $9.3M | 3.4% | |
| TIF International Equity Ser. Fund Primary | — | — | $13.3M | $8.9M | 3.3% | |
| GCM Grosvenor Opportunistic Credit Fund, Ltd. | — | — | $6.2M | $8.1M | 3.0% | |
| Goldman Sachs Government Money Market Instl. Fund | — | — | $6.9M | $6.9M | 2.5% | |
| JP Morgan Strategic Property Fund | — | — | $5.3M | $6.3M | 2.3% | |
| CRESCENT CAPITAL TRUST II GLOBAL TRUST COMPANY · EIN 32-6471303 / PN 001 | Common Collective Trust | — | $3.9M | $3.9M | 1.4% | |
| ASB Allegiance Real Estate Fund, L.P. | OTHER | — | $5.7M | $3.2M | 1.2% | |
| US Treasury N/B 5.000%, due 05/15/37 | — | — | $3.0M | $2.5M | 0.9% | |
| Limited Partnership PGIM PRISA III - 803 shares | — | — | $2.3M | $2.3M | 0.9% | |
| US Treasury Bonds 4.750%, due 11/15/43 | — | — | $2.1M | $2.0M | 0.7% | |
| US Treasury Notes 3.125%, due 02/15/42 | — | — | $2.3M | $1.8M | 0.7% | |
| Cash and Cash Equivalent Associated Bank Sweep | — | — | $1.7M | $1.7M | 0.6% | |
| FHLMC FR RB5314 5.000%, due 10/01/44 | — | — | $1.5M | $1.5M | 0.6% | |
| FHLMC FR SD1876 5.500%, due 11/01/52 | — | — | $1.4M | $1.4M | 0.5% | |
| FNMA FN MA5339 5.500%, due 04/01/44 | — | — | $1.3M | $1.3M | 0.5% | |
| Marsh & Mclennan Cos Inc. 4.750%, due 03/15/39 | — | — | $1.3M | $1.2M | 0.5% | |
| Wells Fargo & Co. 4.150%, due 01/24/29 | — | — | $1.2M | $1.2M | 0.5% | |
| Cummins, Inc. 1.500%, due 09/01/30 | — | — | $1.2M | $1.2M | 0.4% | |
| Royal Bank of Canada 5.150%, due 02/01/34 | — | — | $1.2M | $1.2M | 0.4% | |
| Chevron USA Inc. 3.250%, due 10/15/29 | — | — | $1.2M | $1.2M | 0.4% | |
| FNMA FN CB7114 5.500%, due 09/01/53 | — | — | $1.1M | $1.1M | 0.4% | |
| FNMA FN CB6201 6.000%, due 05/01/53 | — | — | $1.1M | $1.1M | 0.4% | |
| FNMA FN MA5354 6.000%, due 05/01/54 | — | — | $1.1M | $1.1M | 0.4% | |
| (Continued) JPMorgan Chase & Co. 4.850%, due 02/01/44 | Corporate Bonds | — | $1.2M | $1.1M | 0.4% | |
| FNMA FN MA5167 6.500%, due 10/01/53 | — | — | $1.1M | $1.1M | 0.4% | |
| Toronto Dominion Bank 2.000%, due 09/10/31 | — | — | $1.2M | $1.1M | 0.4% | |
| US Bancorp 2.375%, due 07/22/26 | — | — | $1.0M | $1.1M | 0.4% | |
| Bank of America Corp. 3.248%, due 10/21/27 | — | — | $1.0M | $1.0M | 0.4% | |
| Keurig Dr Pepper Inc. 3.200%, due 05/01/30 | — | — | $1.1M | $1.0M | 0.4% | |
| Bank of Nova Scotia 2.700%, due 08/03/26 | — | — | $1.0M | $1.0M | 0.4% | |
| Fairfax Cnty VA BAB SER E Taxable 5.200%, due 10/01/28 | — | — | $1.0M | $1.0M | 0.4% | |
| Pfizer Inc. 3.450%, due 03/15/29 | — | — | $999K | $1.0M | 0.4% | |
| US Treasury Bonds 4.000%, due 11/15/42 | — | — | $1.0M | $990K | 0.4% | |
| Freddie Mac 0.720%, due 06/30/25 | — | — | $1.0M | $982K | 0.4% | |
| Target Corp. 2.650%, due 09/15/30 | — | — | $1.0M | $980K | 0.4% | |
| Visa Inc. 4.300%, due 12/14/45 | — | — | $1.0M | $963K | 0.4% | |
| US Treasury Bond 2.875%, due 08/15/28 | — | — | $1.1M | $951K | 0.3% | |
| Northern Trust Corp. 6.125%, due 11/02/32 | — | — | $932K | $949K | 0.3% | |
| Bank of New York Mellon Corp. 3.400%, due 01/29/28 | — | — | $936K | $926K | 0.3% | |
| Roper Technologies, Inc. 4.900%, due 10/15/34 | — | — | $947K | $914K | 0.3% | |
| FNMA FN MA5043 5.000%, due 06/01/38 | — | — | $916K | $909K | 0.3% | |
| Salesforce.Com, Inc. 3.700%, due 04/11/28 | — | — | $971K | $876K | 0.3% | |
| Fifth Third Bancorp 2.550%, due 05/05/27 | — | — | $886K | $869K | 0.3% | |
| Fiserv Inc. 5.450%, due 03/15/34 | — | — | $888K | $856K | 0.3% | |
| Federal Farm Credit Bank 1.990%, due 03/17/31 | — | — | $1.0M | $853K | 0.3% | |
| State Street Corp. 2.400%, due 01/24/30 | — | — | $768K | $806K | 0.3% | |
| T-Mobile USA, Inc. 3.875%, due 04/15/30 | — | — | $811K | $800K | 0.3% | |
| Abbvie, Inc. 4.250%, due 11/14/28 | Corporate Bonds | — | $781K | $788K | 0.3% | |
| Kinder Morgan Energy Partners 5.000%, due 03/01/43 | — | — | $776K | $784K | 0.3% | |
| Municipal Bonds Denton, TX Indep. Sch. Dist. Txbl. Ref. 5.000%, due 08/15/29 | — | — | $926K | $763K | 0.3% | |
| Dollar General Corporation 5.450%, due 07/05/33 | — | — | $765K | $761K | 0.3% | |
| PNC Funding Corp. 3.450%, due 04/23/29 | — | — | $879K | $757K | 0.3% | |
| Southern Co. 4.400%, due 07/01/46 | — | — | $783K | $744K | 0.3% | |
| Federal Farm Credit Bank 4.700%, due 06/29/32 | — | — | $750K | $735K | 0.3% | |
| Apple, Inc. 4.500%, due 02/23/36 | — | — | $889K | $732K | 0.3% | |
| Lam Research Corp. 4.000%, due 03/15/29 | — | — | $792K | $729K | 0.3% | |
| US Treasury N/B 2.125%, due 05/31/26 | — | — | $798K | $728K | 0.3% | |
| Microsoft Corp. 4.100%, due 02/06/37 | — | — | $911K | $724K | 0.3% | |
| Bristol-Myers Squibb, Co. 4.125%, due 06/15/39 | — | — | $918K | $712K | 0.3% | |
| Federal Farm Credit Bank 2.290%, due 06/28/34 | — | — | $750K | $602K | 0.2% | |
| Booking Holdings Inc. 3.550%, due 03/15/28 | — | — | $578K | $580K | 0.2% | |
| Waukesha, WI 3.600%, due 10/01/30 | — | — | $719K | $579K | 0.2% | |
| Goldman Sachs, Inc. 3.800%, due 03/15/30 | — | — | $683K | $563K | 0.2% | |
| US Treasury Note 4.125%, due 11/15/32 | — | — | $593K | $561K | 0.2% | |
| Federal Farm Credit Bank 3.170%, due 06/20/34 | — | — | $666K | $556K | 0.2% | |
| Comcast Corp. 3.150%, due 02/15/28 | — | — | $570K | $548K | 0.2% | |
| Gilead Sciences, Inc. 3.650%, due 03/01/26 | — | — | $558K | $543K | 0.2% | |
| Oracle Corp. 2.650%, due 07/15/26 | — | — | $528K | $533K | 0.2% | |
| The Walt Disney Co 1.850%, due 07/30/26 | — | — | $524K | $528K | 0.2% | |
| Charles Schwab Corp. 3.450%, due 02/13/26 | — | — | $539K | $517K | 0.2% | |
| Wisconsin ST Txbl. Ref. SER 3 0.800%, due 05/01/26 | — | — | $485K | $515K | 0.2% | |
| Markel Corp. 3.500%, due 11/01/27 | — | — | $523K | $507K | 0.2% | |
| Shell International 5.500%, due 03/25/40 | — | — | $534K | $499K | 0.2% | |
| PepsiCo, Inc. 2.750%, due 04/30/25 | — | — | $468K | $472K | 0.2% | |
| Enterprise Products 4.150%, due 10/16/28 | — | — | $492K | $464K | 0.2% | |
| Kimberly Clark Corp. 3.100%, due 03/26/30 | — | — | $544K | $462K | 0.2% | |
| US Government and Agency Securities Fannie Mae 6.090%, due 09/27/27 | — | — | $569K | $460K | 0.2% | |
| Packaging Corp. of America 3.400%, due 12/15/27 | — | — | $477K | $458K | 0.2% | |
| Lowe's Cos Inc. 3.650%, due 04/05/29 | — | — | $552K | $452K | 0.2% | |
| Suffolk, VA Txbl. Ref. SER B 2.350%, due 02/01/28 | — | — | $427K | $376K | 0.1% | |
| Charles Schwab Corp. 3.200%, due 01/25/28 | — | — | $302K | $311K | 0.1% | |
| GCM Grosvenor Opportunistic Credit Fund IV, Ltd. | — | — | $316K | $184K | <0.1% | |
| GNMA Pool 2.500%, due 07/15/27 | — | — | $14K | $13K | <0.1% | |
| Hatteras Core Alternative Institutional Fund, L.P. | — | — | $1.4M | $6K | <0.1% |