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Original filing (PDF)20251014132214NAL0001451939002
KRIEG DEVAULT LLP
Form 5500
FILING_RECEIVED
KRIEG DEVAULT PROFIT SHARING PLAN
401(k) retirement plan
Signals · 3
30% in single holdingNo recordkeeper disclosed8 service providers
Active participants
166
Accounts w/ balance
282
Plan assets (EOY)
$105.3M
Net assets (EOY)
$105.3M
How this plan invests
This plan
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Self-Managed Account - PCRA Various" is 30% of plan.
- 20 bps in Schedule C fees — 103% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KRIEG DEVAULT LLP.
Plan sponsor
Name
KRIEG DEVAULT LLP
EIN
35-1055087
Address
ONE INDIANA SQUARE, SUITE 2800 · INDIANAPOLIS, IN · 46204
Phone
(317) 636-4341
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS,LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
8 rowsOther
8| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WOODLEY FARRA MANION PORTFOLIO | 35-1964649 | — | NONE | $73K | — |
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $56K | — |
| PROCOURSE FIDUCIARY ADVISORS | 45-5291215 | — | NONE | $26K | — |
| FORVIS MAZARS,LLP | 44-0160260 | — | NONE | $22K | — |
| BRUCKE FINANCIAL INC | 82-3439458 | — | NONE | $16K | — |
| PELOTON WEALTH STRATEGISTS INC | 35-1682166 | — | NONE | $14K | — |
| VISE AI ADVISORS LLC | 36-4926318 | — | NONE | $5K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $641 | — |
Investments
29 direct securities· $109.5M(100% of reported assets)
Uncategorized
$108.5M
28 holdings
Mutual Funds
$964K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Self-Managed Account - PCRA Various | — | — | — | $36.1M | 34.3% | |
| Vanguard 500 Index Admiral 14,564 shares | — | — | $15K | $7.9M | 7.5% | |
| Fidelity Large Cap Growth Index 187,381 shares | — | — | $187K | $7.3M | 7.0% | |
| Washington Mutual Fund 98,928 shares | — | — | $99K | $6.1M | 5.8% | |
| Vanguard Target Retirement 2025 304,332 shares | — | — | $304K | $5.7M | 5.4% | |
| Fidelity Advisor Total Bond I 465,909 shares | — | — | $466K | $4.4M | 4.2% | |
| Vanguard Mid Cap Index Admiral 11,010 shares | — | — | $11K | $3.6M | 3.4% | |
| Europacific Growth Fund 63,796 shares | — | — | $64K | $3.4M | 3.3% | |
| Vanguard Target Retirement 2040 75,587 shares | — | — | $76K | $3.3M | 3.1% | |
| PRINC_SHRT_TERM_INC_INSTL Registered Investment Company | — | — | — | $3.0M | 2.8% | |
| Principal Short-Term Income Institutional 248,804 shares | — | — | $249K | $3.0M | 2.8% | |
| Vanguard Target Retirement 2045 87,735 shares | — | — | $88K | $2.6M | 2.5% | |
| Vanguard Target Retirement 2030 63,129 shares | — | — | $63K | $2.4M | 2.3% | |
| Baron Small Cap Institutional 70,834 shares | — | — | $71K | $2.3M | 2.2% | |
| Vanguard Target Retirement 2035 93,932 shares | — | — | $94K | $2.3M | 2.1% | |
| Vanguard Target Retirement Income 155,933 shares | — | — | $156K | $2.0M | 1.9% | |
| American Funds Capital World G&I R6 30,271 shares | — | — | $30K | $1.9M | 1.8% | |
| AMERICAN FUNDS CAP WLD G&I R6 Registered Investment Company | — | — | — | $1.9M | 1.8% | |
| Vanguard Target Retirement 2050 37,065 shares | — | — | $37K | $1.8M | 1.8% | |
| PIMCO Income Institutional 157,729 shares | — | — | $158K | $1.7M | 1.6% | |
| Money Market Funds Vanguard Fed Money Market Fund 1,377,568 shares | — | — | $1.4M | $1.4M | 1.3% | |
| Vanguard Target Retirement 2055 21,369 shares | — | — | $21K | $1.2M | 1.1% | |
| Vanguard Small Cap Index Admiral 8,869 shares | — | — | $9K | $1.0M | 1.0% | |
| American Small Cap Value 91,285 shares | Mutual Funds | — | $91K | $964K | 0.9% | |
| PRINCIPAL GLB REAL EST SEC INS Registered Investment Company | — | — | $71K | $649K | 0.6% | |
| Vanguard Target Retirement 2020 22,115 shares | — | — | $22K | $586K | 0.6% | |
| VANGUARD TARGET RETIREMNT 2060 Registered Investment Company | — | — | $11K | $546K | 0.5% | |
| Participant Loans Loan maturity dates through June 2029; interest rates from 4.25% to 9.50% | — | — | — | $296K | 0.3% | |
| Vanguard Target Retirement 2065 3,423 shares | — | — | $3K | $115K | 0.1% |