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Original filing (PDF)20251009090954NAL0006336865001
PRO DIRECTIONAL
Form 5500
FILING_RECEIVED
PRO DIRECTIONAL 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
336
Accounts w/ balance
216
Plan assets (EOY)
$17.9M
Net assets (EOY)
$17.9M
How this plan invests
This plan
3 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
80
Knocking points off
- 54 bps in Schedule C fees — 86% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- 64% balance-to-active ratio — below typical for a healthy 401(k).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PRO DIRECTIONAL.
Plan sponsor
Name
PRO DIRECTIONAL
DBA
PROFESSIONAL DIRECTIONAL LTD.
EIN
33-1173262
Address
850 CONROE PARK WEST DR. · CONROE, TX · 77303
Phone
(936) 441-7266
Industry
Mining, Quarrying, Oil & Gassee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL | — | THE WOODLANDS, TX | RETAINED BY EMPLOYER | $48K | — |
| JOHN HANCOCK | 01-0233346 | — | RETAINED BY EMPLOYER | $39K | — |
| USI ADVISORS INC | — | GLASTONBURY, CT | RETAINED BY EMPLOYER | $9K | — |
Investments
25 direct securities · 3 pooled funds· $17.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$17.2M
24 holdings
Common Collective Trust
$575K
3 holdings
Mutual Funds
$64K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2035 Target Date Retirement Fund 150,741 shares | — | — | $151K | $2.9M | 16.0% | |
| American Funds 2045 Target Date Retirement Fund 128,615 shares | — | — | $129K | $2.7M | 15.2% | |
| American Funds 2050 Target Date Retirement Fund 108,299 shares | — | — | $108K | $2.3M | 12.7% | |
| American Funds 2025 Target Date Retirement Fund 114,520 shares | — | — | $115K | $1.7M | 9.7% | |
| Vanguard 500 Index Fund 27,66 shares | — | — | — | $1.5M | 8.4% | |
| American Funds 2040 Target Date Retirement Fund 68,447 shares | — | — | $68K | $1.4M | 7.9% | |
| American Funds 2055 Target Date Retirement Fund 29,407 shares | — | — | $29K | $777K | 4.3% | |
| American Funds 2030 Target Date Retirement Fund 44,323 shares | — | — | $44K | $766K | 4.3% | |
| JPMorgan Large Cap Value Fund 34,377 shares | — | — | $34K | $679K | 3.8% | |
| MORLEY STABLE VALUE CL 25-I PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | $19K | $575K | 3.2% | |
| American Funds 2010 Target Date Retirement Fund 46,323 shares | — | — | $46K | $538K | 3.0% | |
| JPMorgan Large Cap Growth Fund 5,707 shares | — | — | $6K | $478K | 2.7% | |
| PIMCO Income Fund 27,419 shares | — | — | $27K | $288K | 1.6% | |
| American Funds 2020 Target Date Retirement Fund 18,017 shares | — | — | $18K | $243K | 1.4% | |
| American Funds 2060 Target Date Retirement Fund 13,394 shares | — | — | $13K | $240K | 1.3% | |
| Fidelity International Index Fund 2,649 shares | — | — | $3K | $126K | 0.7% | |
| Carillon Scout Mid Cap Fund 4,943 shares | — | — | $5K | $115K | 0.6% | |
| Macquarie Emerging Markets Fund 4,771 shares | — | — | $5K | $97K | 0.5% | |
| Vanguard Total Bond Market Index Fund 10,043 shares | — | — | $10K | $95K | 0.5% | |
| Allspring Special Mid-Cap Value Fund 1,887 shares | — | — | $2K | $90K | 0.5% | |
| DFA Real Estate Securities Portfolio Fund 1,967 shares | — | — | $2K | $79K | 0.4% | |
| Dodge & Cox Income Fund 5,150 shares | Mutual Funds | — | $5K | $64K | 0.4% | |
| Vanguard Small Cap Index Fund 515 shares | — | — | — | $59K | 0.3% | |
| Nationwide Geneva Small Cap Growth Fund 378 shares | — | — | — | $33K | 0.2% | |
| MFS International Equity Fund 9,77 shares | — | — | — | $33K | 0.2% | |
| Vanguard Mid-Cap Growth Index Fund 23 shares | — | — | — | $2K | <0.1% | |
| CORE PLUS BOND FUND II R1 PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 38-7271377 / PN 758 | Common Collective Trust | — | — | $0 | <0.1% | |
| LARGE CAP GROWTH FUND III R1 PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 38-7275327 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |