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Original filing (PDF)20251008114639NAL0005499025001
SEMINOLE TRIBE OF FLORIDA
Form 5500
FILING_RECEIVED
SEMINOLE TRIBE OF FLORIDA 401(K) PLAN
401(k) retirement plan
Active participants
2,352
Accounts w/ balance
3,101
Plan assets (EOY)
$202.7M
Net assets (EOY)
$202.7M
How this plan invests
This plan
1 pooled trust
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 13 bps in Schedule C fees — modestly above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SEMINOLE TRIBE OF FLORIDA.
Plan sponsor
Name
SEMINOLE TRIBE OF FLORIDA
EIN
59-1415030
Address
6300 STIRLING ROAD · HOLLYWOOD, FL · 330242153
Phone
(954) 966-6300
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTON LARSON ALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $183K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL | 13-2638166 | — | CONSULTANT | $72K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Investments
30 direct securities · 1 pooled fund· $337.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$203.1M
30 holdings
Common Collective Trust
$134.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TRANSAMERICA RET SOLUTIONS CT TRANSAMERICA RET SOLUTIONS CORP · EIN 04-6784256 / PN 001 | Common Collective Trust | — | — | $134.6M | 66.4% | |
| Transamerica LifeGoal(SM) 2040 Fd | — | — | — | $23.9M | 11.8% | |
| Vanguard 500 Index Adm | — | — | — | $23.0M | 11.3% | |
| Transamerica LifeGoal(SM) 2035 Fd | — | — | — | $22.9M | 11.3% | |
| Transamerica LifeGoal(SM) 2050 Fd | — | — | — | $17.1M | 8.4% | |
| Transamerica LifeGoal(SM) 2045 Fd | — | — | — | $16.7M | 8.2% | |
| Transamerica LifeGoal(SM) 2030 Fd | — | — | — | $15.6M | 7.7% | |
| Transamerica LifeGoal(SM) 2025 Fd | — | — | — | $12.4M | 6.1% | |
| Transamerica LifeGoal(SM) Retirement Fund | — | — | — | $11.3M | 5.6% | |
| Transamerica LifeGoal(SM) 2055 Fd | — | — | — | $7.6M | 3.8% | |
| T. Rowe Price T. Rowe Price Large Cap Gr I | — | — | — | $7.3M | 3.6% | |
| Transamerica LifeGoal(SM) 2060 Fd | — | — | — | $7.0M | 3.5% | |
| Participants Notes Receivable with interest rates of 4.25% to 9.50% | — | — | — | $6.3M | 3.1% | |
| Transamerica Life Ins Co. Transamerica Guaranteed Investment Option | — | — | — | $4.6M | 2.3% | |
| Vanguard Federal Money Market | — | — | — | $3.7M | 1.8% | |
| Vanguard Mid Cap Index Adm | — | — | — | $3.7M | 1.8% | |
| Vanguard Small Cap Index Adm | — | — | — | $3.3M | 1.6% | |
| Vanguard Short Term Investment Grade Adm | — | — | — | $2.2M | 1.1% | |
| JPMorgan Equity Income R6 | — | — | — | $2.1M | 1.1% | |
| T. Rowe Price T. Rowe Price Instl Small Cap Stock | — | — | — | $2.1M | 1.0% | |
| MFS Mid Cap Growth R3 | — | — | — | $1.8M | 0.9% | |
| Victory Sycamore Established Value R | — | — | — | $1.3M | 0.6% | |
| Vanguard International Growth Adm | — | — | — | $1.3M | 0.6% | |
| Vanguard Total International Stock Index Adm | — | — | — | $1.2M | 0.6% | |
| BlackRock iShares U.S. Aggregate Bond Index K | — | — | — | $854K | 0.4% | |
| Prudential PGIM Total Return Bond Z | — | — | — | $761K | 0.4% | |
| Victory Sycamore Small Company Opportunity R | — | — | — | $746K | 0.4% | |
| PIMCO International Bond (USD-Hedged) A | — | — | — | $695K | 0.3% | |
| American Funds American Funds New World R2E | — | — | — | $525K | 0.3% | |
| Henderson Global Equity Income A | — | — | — | $416K | 0.2% | |
| Henderson Janus Henderson Glbl Eq Inc A | — | — | — | $416K | 0.2% |