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Original filing (PDF)20251015132312NAL0002478547002
CALFEE HALTER & GRISWOLD, LLP
Form 5500
FILING_RECEIVED
CALFEE, HALTER & GRISWOLD LLP PROFIT SHARING TRUST AND PLAN
401(k) retirement plan
Signals · 3
41% in single holdingNo recordkeeper disclosed6 service providers
Active participants
220
Accounts w/ balance
337
Plan assets (EOY)
$209.0M
Net assets (EOY)
$209.0M
How this plan invests
This plan
3 pooled trusts
Schedule D
77 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
79
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Participant Brokerage Accounts - Other Participant Brokerage Accounts N/A" is 41% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CALFEE HALTER & GRISWOLD, LLP.
Plan sponsor
Name
CALFEE HALTER & GRISWOLD, LLP
EIN
34-0732302
Address
1405 EAST SIXTH STREET · CLEVELAND, OH · 44114
Phone
(216) 622-8200
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MEADEN & MOORE, LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SANFORD BERNSTEIN | 13-4132953 | — | NONE | $74K | — |
| UBS FINANCIAL | 13-2638166 | — | NONE | $52K | — |
| ANCORA ADVISORS | — | CLEVELAND, OH | NONE | $26K | — |
| CHARLES SCHWAB | 94-1737782 | — | NONE | $24K | — |
| FIDELITY MANAGEMENT | 04-3022712 | — | NONE | $16K | — |
| EBS ASSET MANAGEMENT | 31-1386402 | — | NONE | $16K | — |
Investments
73 direct securities · 3 pooled funds· $200.5M(96% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$183.2M
73 holdings
Common Collective Trust
$17.2M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Participant Brokerage Accounts - Other Participant Brokerage Accounts N/A | — | — | — | $82.4M | 39.4% | |
| Vanguard Institutional Index Registered Investment Company N/A | — | — | — | $24.1M | 11.5% | |
| JPMorgan Large Cap Growth Registered Investment Company N/A | — | — | — | $15.6M | 7.5% | |
| PUTNAM STABLE VALUE FUND PUTNAM FIDUCIARY TRUST COMPANY, LLC · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $8.7M | 4.2% | |
| BlackRock LifePath Index 2030 Class K Registered Investment Company N/A | — | — | — | $7.4M | 3.5% | |
| BlackRock LifePath Index Retirement Class K Registered Investment Company N/A | — | — | — | $7.0M | 3.4% | |
| Prudential Total Return Bond R6 Registered Investment Company N/A | — | — | — | $5.4M | 2.6% | |
| GREAT GRAY EUROPACIFIC GROWTH TRUST GREAT GRAY TRUST COMPANY, LLC · EIN 38-7289844 / PN 001 | Common Collective Trust | — | — | $5.4M | 2.6% | |
| Vanguard Extended Market Index Adm Registered Investment Company N/A | — | — | — | $5.1M | 2.4% | |
| BlackRock LifePath Index 2040 Class K Registered Investment Company N/A | — | — | — | $5.0M | 2.4% | |
| JP Morgan US Small Company Fund Registered Investment Company N/A | — | — | — | $4.2M | 2.0% | |
| T. Rowe Price Mid-Cap Value I Registered Investment Company N/A | — | — | — | $3.3M | 1.6% | |
| MFS LARGE CAP VALUE FUND WILMINGTON TRUST, N.A. · EIN 38-7275332 / PN 781 | Common Collective Trust | — | — | $3.2M | 1.5% | |
| Carillon Eagle Mid-Cap Growth Fund R6 Registered Investment Company N/A | — | — | — | $2.6M | 1.2% | |
| Vanguard Total Bond Mkt I Adm Registered Investment Company N/A | — | — | — | $2.0M | 1.0% | |
| BlackRock LifePath Index 2045 Class K Registered Investment Company N/A | — | — | — | $1.9M | 0.9% | |
| BlackRock LifePath Index 2050 Class K Registered Investment Company N/A | — | — | — | $1.8M | 0.9% | |
| Vanguard Total Intl IX Adm Registered Investment Company N/A | — | — | — | $1.5M | 0.7% | |
| Cf Special Situation Fund LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $1.3M | 0.6% | |
| BlackRock LifePath Index 2035 Class K Registered Investment Company N/A | — | — | — | $1.2M | 0.6% | |
| Alliance Bernstein Multi Manager Fund Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $952K | 0.5% | |
| VCM A2 Investors LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $769K | 0.4% | |
| BlackRock LifePath Index 2055 Class K Registered Investment Company N/A | — | — | — | $729K | 0.3% | |
| AB Financial Services Opportunities Cayman Fund LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $686K | 0.3% | |
| Hsi Holdings I Inc Class B Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $672K | 0.3% | |
| Atlas Alternative Investment LLC Quantitative Tactical Aggressive Fund Ltd Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $621K | 0.3% | |
| HSI Holdings I Inc Class A Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $598K | 0.3% | |
| StyleCraft Consumer Holdings LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $500K | 0.2% | |
| Participant loans Notes Receivable (4.25% to 9.50%) N/A | — | — | — | $439K | 0.2% | |
| VCM Silca Investors LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $400K | 0.2% | |
| PA Secondary Fund VI LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $369K | 0.2% | |
| North Beach Holdings LFG LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $350K | 0.2% | |
| AB Global Research Insights Series Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $332K | 0.2% | |
| Alliance Bernstein Securitized Assets Cayman Fund LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $312K | 0.1% | |
| Atlas Alt Kepos ALPha Fund Ltd Series B Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $283K | 0.1% | |
| Tcm Maryville LLC 1 Unit = 1% Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $246K | 0.1% | |
| Burdette Asset Management Ls Fund II L.P. Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $229K | 0.1% | |
| Heat Seal LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $208K | <0.1% | |
| Oxer Mezzanine Fund III LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $207K | <0.1% | |
| Capital Works Fund IV LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $203K | <0.1% | |
| Signum LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $183K | <0.1% | |
| Tcm Atria LLC 1 Unit = 1% Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $170K | <0.1% | |
| Alliancebernstein Collective Invt Tr Brnstin Gbl Lw Vol P Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $162K | <0.1% | |
| Tcm Capital Plaza LLC 1 Unit = 1% Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $158K | <0.1% | |
| BlackRock LifePath Index 2060 Class K Registered Investment Company N/A | — | — | — | $148K | <0.1% | |
| MCM Capital Partners III LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $142K | <0.1% | |
| VCM KCP V-A - Fees & Expense Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $140K | <0.1% | |
| SaaS Capital Fund IV Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $139K | <0.1% | |
| VCM Evolution II Axiom Participant Brokerage Accounts - Limited partnerships N/A 513 VCM KCP V - Fees & Expense Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $136K | <0.1% | |
| VCM LP Mcm Capital Partners II Participant Brokerage Accounts - Limited partnerships N/A 372 VCM LP Ohio Innovations Fund I Participant Brokerage Accounts - Limited partnerships N/A 30 VCM MCM4 Investors, LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $127K | <0.1% | |
| BayPine Capital Partners I-B LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $114K | <0.1% | |
| Evolution Investments III LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $91K | <0.1% | |
| Triskelion Fund I LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $80K | <0.1% | |
| Dig Dev Vermilion Land LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $74K | <0.1% | |
| MCM Capital Partners IV, LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $72K | <0.1% | |
| Rose VMS LLC Class B Units Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $66K | <0.1% | |
| 4209 Euclid Investment, LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $51K | <0.1% | |
| Signet CU Equity, LLC-New Investment Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $50K | <0.1% | |
| VA Land Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $34K | <0.1% | |
| DCP Fund III LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $33K | <0.1% | |
| North Coast Angel Fund III LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $32K | <0.1% | |
| Delta Nu II LPus Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $29K | <0.1% | |
| Palmetto Properties, LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $28K | <0.1% | |
| Cuyahoga Capital Partners IV LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $24K | <0.1% | |
| Citymark Capital U.S. Apartment Fund III L.P. Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $24K | <0.1% | |
| Zinkan Investment Company LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $23K | <0.1% | |
| VCM PSP I Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $21K | <0.1% | |
| KKR & Co Inc Cl A Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $21K | <0.1% | |
| EC Phase 2 Investment, LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $17K | <0.1% | |
| AllianceBernstein Holding LP Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $15K | <0.1% | |
| Citymark Capital U.S. Apartment Fund II L.P. Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $9K | <0.1% | |
| North Coast Angel Fund LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $6K | <0.1% | |
| Compass Diversified Holdings Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $5K | <0.1% | |
| Suburban Propane L P Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $3K | <0.1% | |
| DCP Fund II LLC Participant Brokerage Accounts - Limited partnerships N/A | — | — | — | $2K | <0.1% | |
| BlackRock LifePath Index 2065 K Registered Investment Company N/A | — | — | — | $1K | <0.1% |