Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NWPS | 91-2090931 | — | RECORDKEEPER | $26K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB | 94-1737782 | — | NONE | $187K | — |
| MORGAN STANLEY | 26-4310632 | — | NONE | $72K | — |
| LPL FINANCIAL | 95-2834236 | — | NONE | $35K |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SDBA Active Self-directed brokerage accounts | — | — | — | $129.7M | 52.7% | |
| SDBA Active Profit Sharing Self-directed brokerage accounts | — | — | — | $60.9M | 24.7% | |
| SDBA Non-Linked Self-directed brokerage accounts | — | — | — | $13.3M | 5.4% | |
| SDBA Supplemental 01 Self-directed brokerage accounts | — | — | — | $12.1M |
| — |
| WELLS FARGO | 94-1347393 | — | NONE | $28K | — |
| FIDELITY | 04-2882358 | — | NONE | $25K | — |
| STIFEL NICOLAUS & CO | 43-1273600 | — | NONE | $19K | — |
| PERSHING | 13-2741729 | — | NONE | $11K | — |
| MERRILL LYNCH | 13-3180817 | — | NONE | $11K | — |
| RAYMOND JAMES & ASSOCIATES | 56-1281193 | — | NONE | $11K | — |
| UBS FINANCIAL | 13-2638166 | — | NONE | $8K | — |
| ASSETMARK TRUST COMPANY | 86-0770473 | — | NONE | $7K | — |
| 4.9% |
| Vanguard Target Retirement 2040 Mutual funds | — | — | — | $5.4M | 2.2% |
| Vanguard Target Retirement 2035 Mutual funds | — | — | — | $4.5M | 1.8% |
| Vanguard Target Retirement 2045 Mutual funds | — | — | — | $3.2M | 1.3% |
| SDBA Supplemental 06 Self-directed brokerage accounts | — | — | — | $3.2M | 1.3% |
| Vanguard Target Retirement 2050 Mutual funds | — | — | — | $2.7M | 1.1% |
| Fidelity 500 Index Mutual funds | — | — | — | $2.7M | 1.1% |
| SDBA Supplemental 02 Self-directed brokerage accounts | — | — | — | $1.3M | 0.5% |
| Vanguard Target Retirement 2030 Mutual funds | — | — | — | $1.0M | 0.4% |
| Vanguard Target Retirement 2055 Mutual funds | — | — | — | $992K | 0.4% |
| Pacific Life Ins. Co. Unallocated insurance contracts | — | — | — | $921K | 0.4% |
| Vanguard Target Retirement 2025 Mutual funds | — | — | — | $815K | 0.3% |
| State Street Aggregate Bond Index K Mutual funds | — | — | — | $530K | 0.2% |
| to 9.50%, maturity dates vary - 0 - | — | — | — | $524K | 0.2% |
| SDBA Supplemental 05 Self-directed brokerage accounts | — | — | — | $421K | 0.2% |
| Vanguard Target Retirement 2020 Mutual funds | — | — | — | $299K | 0.1% |
| Vanguard Treasury Money Market Money market account | — | — | — | $230K | <0.1% |
| SDBA Supplemental 04 Self-directed brokerage accounts | — | — | — | $223K | <0.1% |
| Vanguard Target Retirement 2060 Mutual funds | — | — | — | $161K | <0.1% |
| Northwestern Mutual Life 9 Unallocated insurance contracts | — | — | — | $147K | <0.1% |
| Metlife Investor Metlife Unallocated insurance contracts | — | — | — | $94K | <0.1% |
| State Street Small/Mid Cap Equity Idx K Mutual funds | — | — | — | $84K | <0.1% |
| Montana Cabin and lot Real estate | — | — | — | $50K | <0.1% |
| State Street Global All Cap Eq ex-US K Mutual funds | — | — | — | $47K | <0.1% |
| Vanguard Target Retirement 2065 Mutual funds | — | — | — | $34K | <0.1% |
| Boston Trust SMID Cap Mutual funds | — | — | — | $26K | <0.1% |
| Hartford International Opportunities R6 Mutual funds | — | — | — | $17K | <0.1% |
| Vanguard Target Retirement Income Mutual funds | — | — | — | $13K | <0.1% |
| PGIM Total Return Bond R6 Mutual funds | — | — | — | $4K | <0.1% |
| PIMCO Inflation Response MultiAsst Instl Mutual funds | — | — | — | $3K | <0.1% |
