Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DUBUQUE BANK & TRUST COMPANY | 42-0223620 | — | NONE | $39K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Nuveen Lifecycle Index 2040 Fund Inst # | — | — | — | $658K | 17.1% | |
| JPMorgan Large Cap Growth Fund Class R6 # | — | — | — | $430K | 11.2% | |
| Fidelity 500 Index # | — | — | — |
| $422K |
| 10.9% |
| Nuveen Lifecycle Index 2050 Fund Inst # | — | — | — | $416K | 10.8% |
| Nuveen Lifecycle Index 2030 Fund Inst # | — | — | — | $327K | 8.5% |
| Nuveen Lifecycle Index 2010 Fund Inst # | — | — | — | $239K | 6.2% |
| Nuveen Lifecycle Index 2045 Fund Inst # | — | — | — | $145K | 3.8% |
| Nuveen Lifecycle Index 2055 Fund Inst # | — | — | — | $128K | 3.3% |
| John Hancock Disciplined Value Mid Cap Fund # | — | — | — | $113K | 2.9% |
| Fidelity Advisor Investment Grade Bond Fund # | — | — | — | $107K | 2.8% |
| Nuveen Lifecycle Index 2060 Fund Inst # | — | — | — | $100K | 2.6% |
| Nuveen Lifecycle Index 2035 Fund Inst # | — | — | — | $92K | 2.4% |
| Charles Schwab Small Cap Index Fund # | — | — | — | $89K | 2.3% |
| Savings Deposit Accounts * Dubuque Bank & Trust FDIC Insured # | — | — | — | $85K | 2.2% |
| Baird Mid-Cap Growth Fund Inst Class # | — | — | — | $82K | 2.1% |
| Lord Abbett Short Duration Income Fund Class R6 # 775 MFS Value R6 Fund # | — | — | — | $64K | 1.7% |
| Hartford International Stock Fund # | — | — | — | $58K | 1.5% |
| Federated Institutional High Yield Bond Fund # | — | — | — | $46K | 1.2% |
| Vanguard Wellesley Income Fund # | — | — | — | $43K | 1.1% |
| JPMorgan Emerging Markets Equity Fund # | — | — | — | $42K | 1.1% |
| maturities through May 2034 | — | — | — | $41K | 1.1% |
| Vanguard Balanced Fund Admiral # | — | — | — | $24K | 0.6% |
| Invesco Oppenheimer International Small-Mid Fund # | — | — | — | $23K | 0.6% |
| Nuveen Lifecycle Index 2025 Fund Inst # | — | — | — | $21K | 0.5% |
| Nuveen Lifecycle Index 2065 Fund Inst # | — | — | — | $18K | 0.5% |
| Vanguard Inflation-Protected Securities Fund # | — | — | — | $14K | 0.4% |
| Nuveen Real Estate Securities Fund Inst Class # | — | — | — | $11K | 0.3% |
| Vanguard Mid cap Index Fund Admiral Shares # | — | — | — | $9K | 0.2% |
| Invesco Small Cap Value Fund Class R6 # | — | — | — | $4K | 0.1% |
| American Century Small Cap Growth Fund R6 Class # | Mutual Funds | — | — | $4K | 0.1% |
| Parametric Commodity Strategy Fund I # | — | — | — | $2K | <0.1% |
